Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
39 Steps NY LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001607886 Filed Document 0001607886-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
EQUAL EXCHANGE INC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $4,999,995 Associated Brokers / Dealers N/A CIK Number 0000797046 Filed Document 0000797046-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
PARADIGM CAPITAL VALUE LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549720 Filed Document 0000919574-14-002905 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Epiphany Craft Malt, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001601091 Filed Document 0001601091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Becker Drapkin Partners Offshore, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607437 Filed Document 0001607437-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FRANKLIN BANCORP INC /MO/ See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001108707 Filed Document 0001108707-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
IMAGINAB, INC. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $20,749,995 Associated Brokers / Dealers N/A CIK Number 0001545875 Filed Document 0001140361-14-027998 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Firefly Systems Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001602505 Filed Document 0001602505-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RREAF Holdings (O&G Portfolio Number 2), LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001607828 Filed Document 0001607828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
THOMA BRAVO FUND XI-A, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $3,430,000,000 Associated Brokers / Dealers N/A CIK Number 0001606287 Filed Document 0001435877-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM LOAN FUND, LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588382 Filed Document 0001588382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warmfest Entertainment Group, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001607908 Filed Document 0001607908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
LS Power Fund III Feeder 3, L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $2,072,950,000 Associated Brokers / Dealers Evercore Group L.L.C. and Magenta Capital Services Ltd. CIK Number 0001591689 Filed Document 0001591664-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JPP Master LP See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $220,000,000 Associated Brokers / Dealers N/A CIK Number 0001607342 Filed Document 0001607342-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascabel Fund LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Rhoads and Jeffrey Beck CIK Number 0001487333 Filed Document 0000919574-14-002911 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACON Sequitur Investors I, LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591676 Filed Document 0001140361-14-020500 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PPI Holding Company, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $12,189,481 Associated Brokers / Dealers N/A CIK Number 0001607152 Filed Document 0001607152-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pennington Capital, LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520565 Filed Document 0001520565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sands Point Partners LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $5,325,000 Associated Brokers / Dealers N/A CIK Number 0001607701 Filed Document 0001607701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bo-Bud Crestwood LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $1,980,000 Associated Brokers / Dealers N/A CIK Number 0001607993 Filed Document 0001607993-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NPB Manager Fund, SPC-Segregated Portfolio 100 See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576452 Filed Document 0001565908-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle's View Diversified Opportunities Fund, L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499876 Filed Document 0001499876-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vertigo Media, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001607773 Filed Document 0001607773-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Moasis Global LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001508498 Filed Document 0001508498-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Westerly Partners QP, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607754 Filed Document 0001607754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allstar Financial Services, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599434 Filed Document 0001599434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Andreessen Horowitz Fund IV-Q, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $129,568,000 Associated Brokers / Dealers N/A CIK Number 0001604857 Filed Document 0001604853-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BRIGGS & THATCHER, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607385 Filed Document 0001607385-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Riverwood Capital Partners II L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001596154 Filed Document 0001596154-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NantMobile, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001567221 Filed Document 0001567221-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park Qualified Investor Portfolios - Napier Park Absolute Return Muni Strategy Portfolio See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001517534 Filed Document 0000945621-14-000144 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renaissance Kaleidoscope RF Fund LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549430 Filed Document 0001549430-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
SELIGMAN TECH SPECTRUM FUND LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167797 Filed Document 0001140361-14-020547 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPP US LP See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $220,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001607263 Filed Document 0001607342-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gresham Emerging Markets Strategies, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607892 Filed Document 0001607892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUIDED THERAPEUTICS INC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0000924515 Filed Document 0000924515-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
LS Power Fund III Feeder 2A, L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $2,072,950,000 Associated Brokers / Dealers Evercore Group L.L.C. and Magenta Capital Services Ltd. CIK Number 0001591693 Filed Document 0001591664-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub RX2 LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $182,000 Associated Brokers / Dealers N/A CIK Number 0001607811 Filed Document 0001607811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SongLily, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $83,538 Associated Brokers / Dealers N/A CIK Number 0001607723 Filed Document 0001607723-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cascabel QP Fund LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Rhoads CIK Number 0001523140 Filed Document 0000919574-14-002910 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Baxter Fund Ltd. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519862 Filed Document 0001519862-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PPI Holding Company, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001607152 Filed Document 0001607152-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SELIGMAN HEALTH SPECTRUM PLUS FUND LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457321 Filed Document 0001140361-14-020542 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GALILEO RESOURCES PLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001597856 Filed Document 0001597856-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Commonfund Hedge FundDirect, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001607651 Filed Document 0001607651-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rhino Small-Cap Financial Fund, LP See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523953 Filed Document 0001523953-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Vernon Insurance Fund LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576396 Filed Document 0001576396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HCI CO-INVESTORS III, L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001435877 Filed Document 0001435877-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Eagle's View Capital Partners, L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Cooney, Shane Burn, Kosta Moustakas, Robert Rice, Brooke Farley, Roger Allenbaugh, Nathan Anderson, Marcus Carlos Rodriguez, Courtney Clark, Mohamed Fyzul Khan, and Thomas H Mahoney IV CIK Number 0001504397 Filed Document 0001499876-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FUTURES PORTFOLIO FUND L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL FINANCIAL CORPORATION, WELLS FARGO ADVISORS, LLC, COMMONWEALTH FINANCIAL NETWORK, and LINCOLN FINANCIAL ADVISORS CORPORATION CIK Number 0000861441 Filed Document 0000861441-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund