Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RUS Partners, LP See All Filings	D/A	2017-05-09 15:27:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492453 Filed Document 0000945621-17-000236 Exclusions or Exemptions 506b Accepted Date 2017-05-09 15:27:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MayTech China Fund LP See All Filings	D/A	2017-05-09 15:26:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640016 Filed Document 0000919574-17-003843 Exclusions or Exemptions 506b Accepted Date 2017-05-09 15:26:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Auldbrass Partners Secondary Opportunity Fund II, L.P. See All Filings	D	2017-05-09 15:23:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705579 Filed Document 0001705579-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 15:23:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Skyhour Inc. See All Filings	D	2017-05-09 15:11:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001706125 Filed Document 0001706125-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 15:11:13 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Invesco Commercial Mortgage Income Fund, L.P. See All Filings	D	2017-05-09 15:08:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705684 Filed Document 0001705684-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 15:08:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REVELO RESOURCES CORP. See All Filings	D	2017-05-09 15:07:46 UTC
Amount To Be Raised $3,527,885 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. and Ecoban Securities Corporation CIK Number 0001432938 Filed Document 0001574417-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-09 15:07:46 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Junior Lender LLC See All Filings	D	2017-05-09 14:49:04 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001705926 Filed Document 0001705926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 14:49:04 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WEST VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
COGNIOS BETA NEUTRAL LARGE CAP FUND, LP See All Filings	D/A	2017-05-09 14:47:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Good CIK Number 0001538882 Filed Document 0001538882-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 14:47:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Infinite Arthroscopy Inc., Ltd See All Filings	D	2017-05-09 14:40:09 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers Nirvana Analytics, LLC CIK Number 0001642667 Filed Document 0001642667-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-09 14:40:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Oak Springs Partners, L.P. See All Filings	D	2017-05-09 14:34:28 UTC
Amount To Be Raised $24,241,042 Associated Brokers / Dealers N/A CIK Number 0001706124 Filed Document 0001706124-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 14:34:28 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2017-05-09 14:31:37 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-09 14:31:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Glenrose Avenue Investors, LLC See All Filings	D	2017-05-09 14:31:37 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers none CIK Number 0001705537 Filed Document 0001705537-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 14:31:37 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Weston Roots Assets LLC See All Filings	D	2017-05-09 14:25:51 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers None CIK Number 0001694223 Filed Document 0001694223-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 14:25:51 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Sana Health, Inc. See All Filings	D	2017-05-09 14:15:51 UTC
Amount To Be Raised $1,320,000 Associated Brokers / Dealers CircleUp Network, Inc. CIK Number 0001706003 Filed Document 0001706003-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 14:15:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
COPLEX VENTURES FUND I, L.P. See All Filings	D	2017-05-09 14:08:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001695504 Filed Document 0001695504-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-09 14:08:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Wrangler Connect, Inc. See All Filings	D	2017-05-09 14:06:46 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001705968 Filed Document 0001705968-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 14:06:46 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Altair Energy Fund II, LLC See All Filings	D	2017-05-09 13:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001701559 Filed Document 0001144204-17-025556 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:58:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farinelli Broadway Ltd Liability Co See All Filings	D	2017-05-09 13:55:47 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001701954 Filed Document 0001701954-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:55:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Spring Lake Unconstrained Municipal Opportunities Fund II, LLC See All Filings	D	2017-05-09 13:55:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702944 Filed Document 0001702944-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:55:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northwest Nutritional Foods LLC See All Filings	D	2017-05-09 13:53:53 UTC
Amount To Be Raised $1,215,000 Associated Brokers / Dealers N/A CIK Number 0001662971 Filed Document 0001683168-17-001134 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:53:53 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TRIAD TRADING FUND LP See All Filings	D/A	2017-05-09 13:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087932 Filed Document 0001315863-17-000408 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:53:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Antipodean Domestic Partners, LP See All Filings	D/A	2017-05-09 13:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468891 Filed Document 0000919574-17-003834 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:35:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-05-09 13:32:17 UTC
Amount To Be Raised $174,121 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-17-000155 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:32:17 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Grandeur Peak Global Opportunities, L.P. See All Filings	D/A	2017-05-09 13:23:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550024 Filed Document 0000935836-17-000235 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:23:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logan Stone Capital LP See All Filings	D/A	2017-05-09 13:22:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409094 Filed Document 0001409094-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:22:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOMMA, Inc. See All Filings	D	2017-05-09 13:21:05 UTC
Amount To Be Raised $7,149,999 Associated Brokers / Dealers N/A CIK Number 0001673122 Filed Document 0001673122-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:21:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 162 See All Filings	D/A	2017-05-09 13:20:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc CIK Number 0001692897 Filed Document 0001692897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:20:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackBear Fund, LP See All Filings	D/A	2017-05-09 13:13:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631286 Filed Document 0001140361-17-019032 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:13:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barker Partnership L.P. See All Filings	D/A	2017-05-09 13:09:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655975 Filed Document 0001655975-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:09:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Surgical Partners, LLC See All Filings	D	2017-05-09 13:07:04 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers More than five (5) Associated Persons CIK Number 0001704408 Filed Document 0001144204-17-025539 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:07:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Formidable Fund, LP See All Filings	D/A	2017-05-09 13:03:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608012 Filed Document 0001031437-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-09 13:03:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Utility One Source L.P. See All Filings	D/A	2017-05-09 12:39:36 UTC
Amount To Be Raised $54,210,240 Associated Brokers / Dealers N/A CIK Number 0001700218 Filed Document 0001700218-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-09 12:39:36 UTC Type of Offering D/A Industry Business Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
WestRiver CPIV Investment, LLC See All Filings	D	2017-05-09 12:38:06 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001705333 Filed Document 0001705333-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 12:38:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DiversyFund Park Blvd, LLC See All Filings	D	2017-05-09 12:25:50 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001706148 Filed Document 0001706148-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-09 12:25:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DigitSec, Inc. See All Filings	D	2017-05-09 12:24:58 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001705531 Filed Document 0001705531-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 12:24:58 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Cotera, Inc. See All Filings	D	2017-05-09 12:23:40 UTC
Amount To Be Raised $227,000 Associated Brokers / Dealers N/A CIK Number 0001561875 Filed Document 0001561875-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 12:23:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RXR RE VAF - Fund III Parallel D LP See All Filings	D	2017-05-09 12:22:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704686 Filed Document 0000895345-17-000198 Exclusions or Exemptions 506b Accepted Date 2017-05-09 12:22:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 159 See All Filings	D/A	2017-05-09 12:20:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685704 Filed Document 0001685704-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 12:20:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Shore Opportunity Fund, LLC See All Filings	D	2017-05-09 12:12:16 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001706152 Filed Document 0001706152-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-09 12:12:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GROUPIZE, INC. See All Filings	D	2017-05-09 12:10:36 UTC
Amount To Be Raised $3,018,223 Associated Brokers / Dealers N/A CIK Number 0001607424 Filed Document 0001607424-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 12:10:36 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cranberry Real Estate, LLC See All Filings	D	2017-05-09 12:07:19 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001705951 Filed Document 0001705951-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-09 12:07:19 UTC Type of Offering D Industry Commercial Principal Place of Business WEST VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Greystar MVSA Investors, LLC See All Filings	D	2017-05-09 12:03:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706185 Filed Document 0001706185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 12:03:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SBS Pinhook III LLC See All Filings	D	2017-05-09 12:01:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001706171 Filed Document 0001706171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 12:01:08 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Illumitex, Inc. See All Filings	D	2017-05-09 11:49:30 UTC
Amount To Be Raised $4,550,625 Associated Brokers / Dealers N/A CIK Number 0001473911 Filed Document 0001473911-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 11:49:30 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RUTH ASSET MANAGEMENT I, LP See All Filings	D/A	2017-05-09 11:37:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001220595 Filed Document 0000919574-17-003832 Exclusions or Exemptions 506b Accepted Date 2017-05-09 11:37:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AGSM, LLC See All Filings	D	2017-05-09 11:34:47 UTC
Amount To Be Raised $4,635,000 Associated Brokers / Dealers none CIK Number 0001567057 Filed Document 0001567057-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-09 11:34:47 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Maven Fund I LP See All Filings	D/A	2017-05-09 11:32:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467267 Filed Document 0001095449-17-000056 Exclusions or Exemptions 506b Accepted Date 2017-05-09 11:32:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENMO INC. See All Filings	1-A	2017-05-09 11:21:07 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001623541 Filed Document 0001623541-17-000004 Accepted Date 2017-05-09 11:21:07 UTC Type of Offering 1-A Industry RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT Offering Tier Tier2 Principal Place of Business MARYLAND Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
212 Capital Trading, Ltd. See All Filings	D/A	2017-05-09 11:19:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594987 Filed Document 0001594987-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 11:19:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIC Technology Venture Development, LLC See All Filings	D	2017-05-09 11:17:35 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001219639 Filed Document 0001219639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-09 11:17:35 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Other