Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tarukino Holdings, Inc. See All Filings	D	2017-09-26 13:40:25 UTC
Amount To Be Raised $8,391,238 Associated Brokers / Dealers N/A CIK Number 0001717487 Filed Document 0001717487-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:40:25 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KINGSTOWN PARTNERS L.P. See All Filings	D/A	2017-09-26 13:37:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Budge Collins, Thomas P. Kikis, Steven Jafarzadeh, and David Yazdan Jr. CIK Number 0001458424 Filed Document 0001495673-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:37:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mint I Investments, a Series of Mint Capital, LP See All Filings	D	2017-09-26 13:37:37 UTC
Amount To Be Raised $830,500 Associated Brokers / Dealers N/A CIK Number 0001710322 Filed Document 0001715745-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:37:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-DHD-27-Fund, a series of AX-RN-Funds, LLC See All Filings	D	2017-09-26 13:33:58 UTC
Amount To Be Raised $191,000 Associated Brokers / Dealers N/A CIK Number 0001714587 Filed Document 0001715745-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:33:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Investment Fund Ltd. See All Filings	D/A	2017-09-26 13:33:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481760 Filed Document 0000899140-17-000592 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:33:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Asia Investments LP See All Filings	D/A	2017-09-26 13:32:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395549 Filed Document 0000899140-17-000591 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:32:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CONCENTRATED EQUITY STRATEGIES LP See All Filings	D/A	2017-09-26 13:31:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405385 Filed Document 0000899140-17-000590 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:31:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Diversified Arbitrage Strategies QP Ltd. See All Filings	D/A	2017-09-26 13:31:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481759 Filed Document 0000899140-17-000589 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:31:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Diversified Arbitrage Strategies Ltd. See All Filings	D/A	2017-09-26 13:30:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481761 Filed Document 0000899140-17-000588 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:30:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INVESTMENT FUND LP See All Filings	D/A	2017-09-26 13:29:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448359 Filed Document 0000899140-17-000587 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Concentrated Equity Strategies Ltd See All Filings	D/A	2017-09-26 13:29:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405397 Filed Document 0000899140-17-000586 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:29:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-DHD-27-Fund, a series of AX-RN-Funds, LLC See All Filings	D	2017-09-26 13:25:34 UTC
Amount To Be Raised $191,000 Associated Brokers / Dealers N/A CIK Number 0001714587 Filed Document 0001715745-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:25:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-MUZ-13-Fund, a series of AX-JeJr-Funds, LLC See All Filings	D	2017-09-26 13:22:23 UTC
Amount To Be Raised $323,602 Associated Brokers / Dealers N/A CIK Number 0001715743 Filed Document 0001715745-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:22:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GetNoble Inc. See All Filings	D	2017-09-26 13:16:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001694880 Filed Document 0001694880-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:16:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kingstown Partners Offshore Ltd See All Filings	D/A	2017-09-26 13:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Budge Collins and David Yazdan Jr. CIK Number 0001495673 Filed Document 0001495673-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:16:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal New York Opportunities Fund, LP See All Filings	D/A	2017-09-26 13:14:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, John W. Akkerman, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001685030 Filed Document 0001140361-17-036430 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:14:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Part of the Plan Ltd Liability Co See All Filings	D/A	2017-09-26 13:07:41 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001646128 Filed Document 0001646128-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:07:41 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
CommonView Capital Fund I GP Investors, LP See All Filings	D	2017-09-26 12:57:59 UTC
Amount To Be Raised $11,680,000 Associated Brokers / Dealers N/A CIK Number 0001717869 Filed Document 0001717864-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:57:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SellSwipe, Inc. See All Filings	D	2017-09-26 12:47:56 UTC
Amount To Be Raised $112,499 Associated Brokers / Dealers Azurest Partners LLC CIK Number 0001717833 Filed Document 0001717833-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:47:56 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
AFG Growth Partners LP See All Filings	D/A	2017-09-26 12:40:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456044 Filed Document 0000919574-17-006925 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:40:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
A-SON-32-Fund, a series of AX-BaRs-Funds, LLC See All Filings	D	2017-09-26 12:36:59 UTC
Amount To Be Raised $66,785 Associated Brokers / Dealers N/A CIK Number 0001688915 Filed Document 0001715745-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:36:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CommonView Capital Fund I LP See All Filings	D	2017-09-26 12:36:43 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers N/A CIK Number 0001717864 Filed Document 0001717864-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:36:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aluma Safety, Inc See All Filings	D	2017-09-26 12:34:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717903 Filed Document 0001445866-17-001349 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:34:32 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Equinox, Inc. See All Filings	D/A	2017-09-26 12:31:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001638797 Filed Document 0001638797-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:31:25 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
PLUSTICK PARTNERS (QP), LP See All Filings	D/A	2017-09-26 12:22:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627234 Filed Document 0000919574-17-006923 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:22:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
True Capital Ventures II, LLC - Series E See All Filings	D/A	2017-09-26 12:16:36 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001717879 Filed Document 0001717879-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:16:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Presidium Jacksonville Partner, LLC See All Filings	D	2017-09-26 12:13:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001713609 Filed Document 0001140361-17-036407 Exclusions or Exemptions 506c Accepted Date 2017-09-26 12:13:50 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PLUSTICK PARTNERS, LP See All Filings	D/A	2017-09-26 12:11:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564799 Filed Document 0000919574-17-006921 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:11:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST WESTERN INVESTMENT MANAGEMENT HIGH INCOME SENIOR LOANS LIMITED PARTNERSHIP See All Filings	D/A	2017-09-26 12:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483037 Filed Document 0001483037-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sparkling Cocktail Corp. See All Filings	D	2017-09-26 12:04:30 UTC
Amount To Be Raised $14,137,495 Associated Brokers / Dealers N/A CIK Number 0001717727 Filed Document 0001717727-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 12:04:30 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FIRST WESTERN INVESTMENT MANAGEMENT NATIONAL TAX EXEMPT LIMITED PARTNERSHIP See All Filings	D/A	2017-09-26 11:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452485 Filed Document 0001452485-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PPE Utica #2, L.P. See All Filings	D	2017-09-26 11:52:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001690589 Filed Document 0001690589-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:52:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FIRST WESTERN CAPITAL MANAGEMENT HIGH INCOME LIMITED PARTNERSHIP See All Filings	D/A	2017-09-26 11:48:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001014652 Filed Document 0001014652-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:48:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Wealth Partners, LP See All Filings	D/A	2017-09-26 11:46:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652347 Filed Document 0001652347-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:46:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pogo Energy LLC See All Filings	D	2017-09-26 11:45:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001717468 Filed Document 0001717468-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:45:17 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Castlerigg CAV Onshore, LP See All Filings	D	2017-09-26 11:28:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712504 Filed Document 0001712504-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:28:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Isomer Cayman Fund Ltd. See All Filings	D/A	2017-09-26 11:22:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682346 Filed Document 0000919574-17-006919 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:22:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Yonomi, Inc. See All Filings	D	2017-09-26 11:20:23 UTC
Amount To Be Raised $2,614,022 Associated Brokers / Dealers N/A CIK Number 0001647011 Filed Document 0001647011-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:20:23 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 179 See All Filings	D	2017-09-26 11:15:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001717464 Filed Document 0001717464-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:15:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castlerigg CAV Offshore, LP See All Filings	D	2017-09-26 11:13:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712511 Filed Document 0001712511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:13:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falchion Capital Partners, LP See All Filings	D/A	2017-09-26 11:13:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653564 Filed Document 0001013594-17-000684 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:13:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Isomer Fund LP See All Filings	D/A	2017-09-26 11:06:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682356 Filed Document 0000919574-17-006917 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:06:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 180 See All Filings	D	2017-09-26 11:05:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Leaders Group, Inc. CIK Number 0001717463 Filed Document 0001717463-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 11:05:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SILICON TURBINE SYSTEMS, INC. See All Filings	D	2017-09-26 10:59:23 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001717840 Filed Document 0001717840-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 10:59:23 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Enam India Growth Fund (Delaware) LP See All Filings	D/A	2017-09-26 10:59:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654940 Filed Document 0001654940-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-26 10:59:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 178 See All Filings	D	2017-09-26 10:58:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Northwestern Mutual Investment Services CIK Number 0001717190 Filed Document 0001717190-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 10:58:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Bend Salt Dome #1 LP See All Filings	D	2017-09-26 10:55:32 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001717629 Filed Document 0001717629-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-26 10:55:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
Axel Partners, LP See All Filings	D/A	2017-09-26 10:54:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178623 Filed Document 0000919574-17-006915 Exclusions or Exemptions 506b Accepted Date 2017-09-26 10:54:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBS CAPITAL FUND LP See All Filings	D/A	2017-09-26 10:45:39 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001434431 Filed Document 0001315863-17-000782 Exclusions or Exemptions 506b Accepted Date 2017-09-26 10:45:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
A-DAR-16-Fund, a series of AngelList-DaTe-Funds, LLC See All Filings	D	2017-09-26 10:44:46 UTC
Amount To Be Raised $138,000 Associated Brokers / Dealers N/A CIK Number 0001717767 Filed Document 0001706074-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-26 10:44:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund