Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BITTERROOT RESOURCES LTD See All Filings	D	2017-09-26 17:04:35 UTC
Amount To Be Raised $284,900 Associated Brokers / Dealers N/A CIK Number 0001028357 Filed Document 0001183740-17-000180 Exclusions or Exemptions 506b Accepted Date 2017-09-26 17:04:35 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Physicians United Surgery Center, LLC See All Filings	D	2017-09-26 16:51:32 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001717354 Filed Document 0001717354-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:51:32 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ACANA CAPITAL CORP. See All Filings	D	2017-09-26 16:51:10 UTC
Amount To Be Raised $86,195 Associated Brokers / Dealers N/A CIK Number 0001717671 Filed Document 0001183740-17-000179 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:51:10 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Physicians United Pro Monitoring, LLC See All Filings	D	2017-09-26 16:44:44 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001717355 Filed Document 0001717355-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:44:44 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
American Draft LLC See All Filings	C	2017-09-26 16:41:13 UTC
Financial Interest N/A Filing Platform GrowthFountain Capital LLC Offering Amount $107,000 CIK Number 0001717605 Filed Document 0001717605-17-000001 Accepted Date 2017-09-26 16:41:13 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State TENNESSEE
J. Dunham L.P. See All Filings	D	2017-09-26 16:40:58 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001717619 Filed Document 0001654954-17-008828 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:40:58 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Physicians United Monitoring, LLC See All Filings	D	2017-09-26 16:38:10 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001717356 Filed Document 0001717356-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:38:10 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BMP Operating LLC See All Filings	D	2017-09-26 16:33:30 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001717737 Filed Document 0001717737-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:33:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Entresol Capital, LLC See All Filings	D	2017-09-26 16:32:10 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001718005 Filed Document 0001718005-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-26 16:32:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Physicians United Anesthesia, LLC See All Filings	D	2017-09-26 16:31:30 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001717357 Filed Document 0001717357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:31:30 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
PATIENTSAFE SOLUTIONS, INC. See All Filings	D	2017-09-26 16:31:25 UTC
Amount To Be Raised $19,998,927 Associated Brokers / Dealers Berkery, Noyes & Co., LLC CIK Number 0001274375 Filed Document 0001274375-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:31:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Terra Grove Pan Asia Fund Ltd See All Filings	D/A	2017-09-26 16:27:36 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001620339 Filed Document 0000947871-17-000755 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:27:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloud9 Esports, Inc. See All Filings	D	2017-09-26 16:25:00 UTC
Amount To Be Raised $25,000,019 Associated Brokers / Dealers N/A CIK Number 0001690706 Filed Document 0001690706-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:25:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Party Face Ltd Liability Co See All Filings	D	2017-09-26 16:23:04 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001716660 Filed Document 0001716660-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:23:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Good Buy Gear, Inc. See All Filings	D	2017-09-26 16:17:44 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001717998 Filed Document 0001717998-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:17:44 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Modern Disc & Sports, LLC See All Filings	D	2017-09-26 16:15:32 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001717280 Filed Document 0001717280-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:15:32 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Innovega Inc. See All Filings	D/A	2017-09-26 16:15:11 UTC
Amount To Be Raised $3,334,981 Associated Brokers / Dealers N/A CIK Number 0001474232 Filed Document 0001474232-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:15:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mora Global, Inc. See All Filings	D	2017-09-26 16:12:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001698069 Filed Document 0001288230-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:12:25 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
STREETWEALTH CITYSCAPE, LLC See All Filings	D	2017-09-26 16:09:37 UTC
Amount To Be Raised $1,775,000 Associated Brokers / Dealers N/A CIK Number 0001717997 Filed Document 0001717997-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:09:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
POLARITYTE, INC. See All Filings	D	2017-09-26 16:05:30 UTC
Amount To Be Raised $17,750,002 Associated Brokers / Dealers N/A CIK Number 0001076682 Filed Document 0001493152-17-010920 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:05:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Ecrime Management Strategies, Inc. See All Filings	D	2017-09-26 16:03:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001568705 Filed Document 0001568705-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:03:59 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
16 UNCLE MO/IPLAYTRICKS, LLC See All Filings	D	2017-09-26 16:03:28 UTC
Amount To Be Raised $91,000 Associated Brokers / Dealers N/A CIK Number 0001718011 Filed Document 0001718011-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 16:03:28 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
TekDry International, Inc. See All Filings	D	2017-09-26 15:54:14 UTC
Amount To Be Raised $3,161,912 Associated Brokers / Dealers N/A CIK Number 0001636546 Filed Document 0001636546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 15:54:14 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PeerLogix, Inc. See All Filings	D/A	2017-09-26 15:48:14 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001603494 Filed Document 0001683168-17-002482 Exclusions or Exemptions 506b Accepted Date 2017-09-26 15:48:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CereCare, L.L.C. See All Filings	D	2017-09-26 15:46:32 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers N/A CIK Number 0001717859 Filed Document 0001717859-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 15:46:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Trio Coinvestment Fund SCSp See All Filings	D	2017-09-26 15:40:20 UTC
Amount To Be Raised $15,591,939 Associated Brokers / Dealers N/A CIK Number 0001717963 Filed Document 0001717963-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 15:40:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Automotus See All Filings	D	2017-09-26 15:34:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717973 Filed Document 0001717973-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 15:34:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Northern Swan Holdings, Inc. See All Filings	D/A	2017-09-26 15:28:24 UTC
Amount To Be Raised $8,444,633 Associated Brokers / Dealers Daniel Freuman, John Clark Gillen, and Christopher McTammany CIK Number 0001716131 Filed Document 0001144204-17-049698 Exclusions or Exemptions 506b Accepted Date 2017-09-26 15:28:24 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Headclicks, Inc. See All Filings	D	2017-09-26 15:27:47 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers NONE CIK Number 0001701635 Filed Document 0001701635-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-26 15:27:47 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
NEW ENGLAND SERVICE CO See All Filings	D	2017-09-26 15:13:52 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001063176 Filed Document 0001063176-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 15:13:52 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Opportunistic PE Access Fund, L.P. See All Filings	D	2017-09-26 15:05:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001715731 Filed Document 0001715731-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 15:05:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Vinoy Park Apartments at Beach Drive, LLC See All Filings	D	2017-09-26 15:01:54 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001717837 Filed Document 0001717837-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-26 15:01:54 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AB Private Credit Investors Corp See All Filings	D	2017-09-26 15:00:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634452 Filed Document 0000902664-17-003752 Exclusions or Exemptions 506b Accepted Date 2017-09-26 15:00:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Care2.com, Inc. See All Filings	C	2017-09-26 14:56:45 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001716813 Filed Document 0001665160-17-000424 Accepted Date 2017-09-26 14:56:45 UTC Type of Offering C Security Offered Amount 7,407 Security Offered Type Common Stock State CALIFORNIA
Denver MSA Multifamily II DST See All Filings	D/A	2017-09-26 14:55:41 UTC
Amount To Be Raised $53,962,913 Associated Brokers / Dealers WealthForge Securities LLC, Cambridge Investment Research, Inc, Kovack Securities, Inc, Concorde Investment Services, LLC, DFPG Investments, Inc, Concorde Investment Services LLC, Concorde Investment Services, LLC, Boustead Securities, LLC, Parkland Securities, LLC, Lion Street Financial, LLC, First Allied Securities, Inc, Concorde Investment Services LLC, Vanderbilt FInancial Group, H.D. Vest Investment Securities Inc, H.D. Vest Investment Securities Inc, 1st Global Capital Corporation, Lincoln Financial Advisors, Sagepoint Financial, Inc, Cetera Advisors, LLC, Commonwealth Financial Network, Commonwealth Financial Network, Cambridge Investment Research, Lion Street Financial, LLC, Sagepoint Financial, Inc, Woodbury Financial Services, Inc, Sandlapper Securities, LLC, Concorde Investment Services, LLC, Sandlapper Securities, LLC, 1st Global Capital Corporation, H.D Vest Investment Securities, Inc, Vanderbilt Securities, LLC, H.D Vest Investment Securities, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Cambridge Investment Research, Concorde Investment Services, LLC, Cambridge Investment Research, Royal Alliance Associates, Inc, Silver Portal Capital LLC, Cambridge Investment Research, Questar Capital Corp, Cambridge Investment Research, First Allied Securites, Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, Voya Financial Advisors, Cetera Financial Specialists LLC, Investacorp, Inc, Independence Capital Corporation, 1st Global Capital Corporation, FSC Securities Corporation, 1st Global Capital Corporation, Voya Financial Advisors, Cambridge Investment Research, Cambridge Investment Research, Kovack Securities, Inc, Parkland Securities, LLC, Pro Equities Inc, Cetera Advisors, LLC, Royal Alliance Associates, Inc, Cetera Advisor Networks, LLC, Emmerson Equity LLC, Kovack Securities, Inc, Ibn Financial Services, Inc, 1st Global Capital Corporation, DFPG Investments, Inc, Voya Financial Advisors, Cambridge Investment Research, Woodbury Financial Services, Inc., Voya Financial Advisors, Questar Capital, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Woodbury Financial Services, Inc., 1st Global Capital Corporation, Woodbury Financial Services, Inc., Ameritas Investment Corp, Ameritas Investment Corp, Sagepoint Financial, Inc, Primex Prime Electronic Execution Inc, Triad Advisors, Inc., Private Client Services LLC, 1st Global Capital Corporation, FSC Securities Corporation, Lincoln Financial Advisors, Parkland Securities, LLC, 1st Global Capital Corporation, Silver Portal Capital LLC, Pro Equities, Inc, 1st Global Capital Corporation, Cambridge Investment Research, H.D Vest Investment Securities Inc, Wealthforge Securities LLC, and Silver Portal Capital LLC CIK Number 0001710485 Filed Document 0001710485-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:55:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lemon Tree Passage Inc. See All Filings	1-A	2017-09-26 14:53:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001713621 Filed Document 0001713621-17-000002 Accepted Date 2017-09-26 14:53:29 UTC Type of Offering 1-A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
PACIFIC TRADEWINDS FUND LTD See All Filings	D/A	2017-09-26 14:47:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214729 Filed Document 0001659828-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:47:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATMOSPHERIC PLASMA SOLUTIONS, INC. See All Filings	D	2017-09-26 14:32:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001647390 Filed Document 0001647390-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:32:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Dallas Multifamily DST See All Filings	D/A	2017-09-26 14:31:32 UTC
Amount To Be Raised $22,631,637 Associated Brokers / Dealers Investment Planners Inc, Courtlandt Securities Corp, Primex, Westpark Capital Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Maureen Verduyn, Investment Planners, Inc, 1st Global Capital Corporation, Brian Evans, Independent Financial Group, LLC, Concorde Investment Services LLC, Parkland Securities, Alex Filippini, DFPG Investments, Inc, H.D. Vest Investment Securities Inc, Sigma Financial Corporation, Silver Portal Capital, LLC, Concorde Investment Services, LLC, 1st Global Capital Corporation, lndependent Financial Group, LLC, lndependent Financial Group, LLC, lndependent Financial Group, LLC, Colorado Financial Service Corp, Ausdal Financial Partners, lnc., Triad Advisors, lnc., Questar Capital Corporation, 1st Global Capital Corporation, Concorde lnvestment Services, LLC, Centaurus Financial, lnc., Voya Financial Advisors, Commonwealth Financial Network, Commonwealth Financial Network, Colorado Financial Service Corp, Voya Financial Advisors, Centaurus Financial, Inc, Centaurus Financial, Inc, Voya Financial Advisors, WealthForge LLC, Emerson Equity LLC, JRL Capital Corporation, Emerson Equity LLC, 1st Global Capital Corporation, Questar Capital, Triad Advisors, Inc, 1st Global Capital Corporation, and Independent Financial Group, LLC CIK Number 0001698656 Filed Document 0001703605-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:31:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Riverdale Multifamily DST See All Filings	D/A	2017-09-26 14:26:31 UTC
Amount To Be Raised $32,937,608 Associated Brokers / Dealers Huntwicke Securities LLC, Westpark Capital Inc, Silver Portal Capital LLC, Primex, American Portfolios Financial Services, Inc, Colorado Financial Service Corp, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Calton & Associates, Nationwide Planning Associates, Inc, Nationwide Planning Associates, Inc, Summit Brokerage Services, Inc, Summit Brokerage Services, Inc, DFPG Investments, Inc, First Allied Securities Inc, Independent Financial Group, LLC, Independent Financial Group, LLC, Northland Securities, Inc, Silver Portal Capital LLC, First Allied Securities Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Primex Prime Electronic Execution Inc, Investacorp,Inc, Concorde Investment Services, LLC, First Allied Securities Inc, Lincoln Financial Advisors, DFPG Investments, Inc, Sagepoint Financial, Inc, Sagepoint Financial, Inc, Summit Brokerage Services, Inc, Royal Alliance Associates, Inc, 1st Global Capital Corporation, Triad Advisors, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cabot Lodge Securities LLC, Royal Alliance Associates, Inc, Courtlandt Securities Corp, Lincoln Financial Advisors, First Allied Securities, Inc, Summit Brokerage Services, Inc, Simmons First Investment Group Inc, Simmons First Investment Group Inc, McDermott Investment Services, LLC, First Allied Securites Inc, Concorde Investment Services, LLC, Cetera Advisors, LLC, Cetera Advisors, LLC, Parkland Securities, LLC, Kalos Capital, Inland Securities Corporation, Sigma Financial Corporation, Royal Alliance Associates, Inc, Triad Advisors Inc, H.D Vest Investment Securities Inc, Sagepoint Financial, Inc, Lincoln Financial Advisors, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Wealthforge LLC, Colorado Financial Service Corp, Centaurus Financial Inc, National Securities Corp., National Securities Corp, National Securities Corp, Concorde Investment Services, LLC, Lincoln Financial Advisors, Independent Financial Group LLC, Independent Financial Group LLC, Commonwealth Financial Network, Commonwealth Financial Network, Parkland Securities, LLC, First Allied Securities Inc, 1st Global Capital Corporation, Lincoln Financial Advisors, Lincoln Financial Advisors, Centaurus Financial, Inc., Royal Alliance Associates, Inc., Lincoln Financial Advisors, 1st Global Capital Corporation, Lincoln Financial Advisors, Concorde Investment Services, LLC, FSC Securities Corporation, Centaurus Financial, Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Investacorp, Inc, Concorde Investment Services, LLC, National Securities Corp, FSC Securities Corporation, Centaurus Financial, Inc, Parkland Securities, LLC, and 1st Global Capital Corporation CIK Number 0001703605 Filed Document 0001703605-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:26:31 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KNOW Brands, Inc. See All Filings	D	2017-09-26 14:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708060 Filed Document 0001708060-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:22:32 UTC Type of Offering D Industry Retailing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SmartPay Fund I, LLC See All Filings	D	2017-09-26 14:14:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001717853 Filed Document 0001140361-17-036444 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:14:39 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Construction Opportunity Partners No. 1, LLC See All Filings	D/A	2017-09-26 14:07:19 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers RBC Capital Markets, Inc. CIK Number 0001544563 Filed Document 0001544563-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-26 14:07:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Taurus CD 195 Malden MA LP See All Filings	D	2017-09-26 14:06:51 UTC
Amount To Be Raised $26,100,000 Associated Brokers / Dealers T Capital Funding, LLC, Robert Clifford, Jason Newmark, Alexander Jeffers, and Amber Clarke CIK Number 0001717565 Filed Document 0001717565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:06:51 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Plutus Partners, LLC See All Filings	D	2017-09-26 14:04:47 UTC
Amount To Be Raised $1,170,000 Associated Brokers / Dealers N/A CIK Number 0001717936 Filed Document 0001717936-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:04:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Flex Ventures m1 LLC See All Filings	D	2017-09-26 14:02:55 UTC
Amount To Be Raised $1,999,997 Associated Brokers / Dealers N/A CIK Number 0001716367 Filed Document 0001715745-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-09-26 14:02:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Finance CORP See All Filings	D/A	2017-09-26 13:54:35 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001342287 Filed Document 0001654954-17-008814 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:54:35 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Parallaxes Capital Opportunity Fund I, L.P. See All Filings	D	2017-09-26 13:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717586 Filed Document 0000950103-17-009183 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:51:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHWEST CONSTRUCTION FUND, LLC See All Filings	D/A	2017-09-26 13:45:50 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001684598 Filed Document 0001684598-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-26 13:45:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Diversified Arbitrage Strategies L.P. See All Filings	D/A	2017-09-26 13:41:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481796 Filed Document 0000899140-17-000593 Exclusions or Exemptions 506b Accepted Date 2017-09-26 13:41:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity