|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603760
- Filed Document
- 0001603760-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001358569
- Filed Document
- 0000919574-14-003496
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $1,380,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609004
- Filed Document
- 0001609004-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608134
- Filed Document
- 0001608115-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001521549
- Filed Document
- 0001077048-14-000121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $199,801,142
- Associated Brokers / Dealers
- Empire Link, Inc.
- CIK Number
- 0001479311
- Filed Document
- 0001479311-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000708717
- Filed Document
- 0000708717-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001424339
- Filed Document
- 0000919574-14-003504
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $1,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607591
- Filed Document
- 0000897069-14-000273
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603971
- Filed Document
- 0001603971-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601754
- Filed Document
- 0001601754-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518853
- Filed Document
- 0001518853-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
Insight Venture Partners Coinvestment Fund (Delaware) III, L.P.
See All Filings
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Warren H. Spar
- CIK Number
- 0001607705
- Filed Document
- 0001521947-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Liora Partners
- CIK Number
- 0001574865
- Filed Document
- 0001574865-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $4,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591910
- Filed Document
- 0001591910-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mariner Group Capital Markets, Inc.
- CIK Number
- 0001455913
- Filed Document
- 0001455913-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $50,253,840
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581760
- Filed Document
- 0001581760-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LPL Financial Corporation, Western International Securities Inc., and Brill Securities Inc.
- CIK Number
- 0001456793
- Filed Document
- 0001456793-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $64,117,452
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608659
- Filed Document
- 0001608659-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Town Hall Capital, LLC
- CIK Number
- 0001365312
- Filed Document
- 0000947871-14-000328
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, U.S.
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001305637
- Filed Document
- 0000919574-14-003495
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $4,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606549
- Filed Document
- 0001144204-14-032381
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $22,725,000
- Associated Brokers / Dealers
- Ascendiant Capital Markets LLC
- CIK Number
- 0000087050
- Filed Document
- 0001213900-14-003591
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608014
- Filed Document
- 0001315863-14-000342
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577024
- Filed Document
- 0000905718-14-000273
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- Alliance Affiliated Equities Corporation, AXA Advisors, LLC, Benjamin & Jerold Brokerage I, LLC, Berthel, Fisher & Company Financial Serivces, Inc., Bryan Funding, Inc., Cadaret, Grant & Co., Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Capital Guardian, LLC, Centaurus Financial, Inc., Center Street Securities, Inc., Coastal Equities, Inc., Crow Capital Securities, L.P., Dempsey Lord Smith, LLC, Financial West Group, First Financial Equity Corporation, First Tennessee Brokerage Inc., Fogel Neale Securities LLC, FSC Securities Corporation, Girard Securities, Inc., H. Beck, Inc., Hagen Securities, Inc., Heim, Young & Associates, Inc., Infinity Secuities, Inc., Integrated Trading and Investments, Inc., International Assets Advisory LLC, Investment Planners, Inc., Investment Security Corporation, J.W. Cole Financial, Inc., Kovack Securities Inc., Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, Lowell & Company, Inc., LPL Financial LLC, Maitland Securities, Inc., May Capital Group, LLC, McNally Financial Services Corporation, McLaughlin Ryder Investments, Inc., Merrimac Corporate Securities, Inc., MetLife Securities Inc., Money Concepts Capital Corp., Neidiger, Tucker, Bruner, Inc., New England Securities, Newport Coast Securities, Inc., NFP Securities, Inc., Ni Advisors, Niagara International Capital Limited, The O.N. Equity Sales Company, ProEquities, Inc., Prospera Financial Services, Inc., Purshe Kaplan Sterling Investments, Resource Horizons Group LLC, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Securities America, Inc., Spire Securities, LLC, Summit Brokerage Services, Inc., The Strategic Financial Alliance, Inc., Trade-PMR Inc., TransAm Securities, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, Whitehall-Parker Securities, Inc., Wilbanks Securities, Inc., Woodbury Financial Services, Inc., World Equity Group, Inc., and Anthem Securities, Inc.
- CIK Number
- 0001602518
- Filed Document
- 0001602518-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608117
- Filed Document
- 0001608115-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001345200
- Filed Document
- 0000919574-14-003503
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608291
- Filed Document
- 0001608291-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539876
- Filed Document
- 0001539876-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001530992
- Filed Document
- 0001530992-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Warren H. Spar
- CIK Number
- 0001607704
- Filed Document
- 0001521947-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $31,965,920
- Associated Brokers / Dealers
- America's Growth Capital
- CIK Number
- 0001302577
- Filed Document
- 0001302577-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577541
- Filed Document
- 0001577541-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $168,599,938
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562767
- Filed Document
- 0001562767-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001608428
- Filed Document
- 0001608428-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $20,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603761
- Filed Document
- 0001511164-14-000286
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Town Hall Capital, LLC
- CIK Number
- 0001586557
- Filed Document
- 0000947871-14-000327
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, U.S.
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $4,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608573
- Filed Document
- 0001608573-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $490,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585090
- Filed Document
- 0001585090-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000763311
- Filed Document
- 0000919574-14-003494
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001426113
- Filed Document
- 0001426113-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001490162
- Filed Document
- 0001490162-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $23,628,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582846
- Filed Document
- 0001582846-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Option To Acquire
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $107,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608658
- Filed Document
- 0001608659-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608116
- Filed Document
- 0001608115-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mariner Group Capital Markets, Inc. and J.P. Morgan Securities LLC
- CIK Number
- 0001455913
- Filed Document
- 0001455913-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608274
- Filed Document
- 0001608274-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601120
- Filed Document
- 0001140361-14-022079
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-19 00:00:00 UTC |
- Amount To Be Raised
- $2,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608829
- Filed Document
- 0001608829-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|