Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NUECES CAPITAL LTD See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $1,027,000 Associated Brokers / Dealers N/A CIK Number 0001440724 Filed Document 0001440724-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
ROCK CREEK POTOMAC FUND LTD See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001347612 Filed Document 0001315863-14-000347 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MULTILOT LIVE, INC. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608576 Filed Document 0001608576-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ehrenberg Chesler Capital Partners, Ltd See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $3,225,000 Associated Brokers / Dealers N/A CIK Number 0001607585 Filed Document 0001607585-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NatPets, LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $11,804,462 Associated Brokers / Dealers Cascadia Capital, LLC CIK Number 0001608754 Filed Document 0001209191-14-036071 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Mewbourne Energy Partners 14-A, L.P. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers VSR Financial Services, Inc., Cetera Advisors LLC, Commonwealth Financial Network, The Strategic Financial Alliance, Inc., Sammons Securities Company, LLC, Lincoln Investment Planning, Inc., Alliance Affiliated Equities Corporation, M Holdings Securities, Inc., Independent Financial Group, LLC, Kalos Capital, Inc., Sigma Financial Corporation, and Girard Securities, Inc., CIK Number 0001599360 Filed Document 0001599360-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ROYSTONE CAPITAL PARTNERS LP See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574463 Filed Document 0000919574-14-003515 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC GLOBAL CREDIT OPPORTUNITIES FUND, LTD. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Resource Securities Inc. ("RS"), Far Hills Group, LLC ("FHG"), and London Management Group ("LMG") CIK Number 0001518613 Filed Document 0001518613-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benaiah, LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608607 Filed Document 0001608607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Mapleton Capital Investors, LLC See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112160 Filed Document 0001095449-14-000084 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest CROO, LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607938 Filed Document 0000897069-14-000275 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Solaris Power Cells, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001411730 Filed Document 0001493152-14-001640 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Empower Micro Systems Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $9,834,054 Associated Brokers / Dealers N/A CIK Number 0001559730 Filed Document 0001559730-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Leaf No Trace Films LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603815 Filed Document 0001603815-14-000004 Exclusions or Exemptions 504 and 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Truston Falcon Asia US Feeder Fund See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539374 Filed Document 0001013594-14-000433 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Rubus Capital, LP See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001608037 Filed Document 0001608037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mapleton Plantinum Investors, LLC See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112161 Filed Document 0001095449-14-000089 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WealthEngine, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $5,069,754 Associated Brokers / Dealers N/A CIK Number 0001485737 Filed Document 0001485737-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
DIVIDE DRIVES, INC. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised $43,000 Associated Brokers / Dealers N/A CIK Number 0001599566 Filed Document 0001599566-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Jibe, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001608205 Filed Document 0001608205-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Canadian ABCP Fund (USA) LP See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528186 Filed Document 0000950103-14-003559 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Project 11 Ventures I, L.P. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001608692 Filed Document 0001608692-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Seer Capital Opportunities Fund I LP See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576792 Filed Document 0000902664-14-002600 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLAMERE CAPITAL FUND II-A, LP See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576468 Filed Document 0001576468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Wealth Protection Fund, L.P. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475025 Filed Document 0001457354-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sabik Medical Inc. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised $1,114,081 Associated Brokers / Dealers N/A CIK Number 0001591657 Filed Document 0001140361-14-022288 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Schoology, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001548651 Filed Document 0001548651-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fiera Quantum Diversified Alpha Fund, LP See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452896 Filed Document 0000950103-14-003561 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Flexible Futures II, LP See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608677 Filed Document 0001608677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
ROCK CREEK GEORGETOWN FUND LTD See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001347616 Filed Document 0001315863-14-000346 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
628 Associates, LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001600722 Filed Document 0001600722-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
CVC GLOBAL CREDIT OPPORTUNITIES FUND, L.P. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Resource Securities Inc. ("RS") and Far Hills Group, LLC ("FHG") CIK Number 0001459953 Filed Document 0001459953-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Border Partners LP See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001608491 Filed Document 0001608491-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Estrella Gold Corp See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $165,335 Associated Brokers / Dealers N/A CIK Number 0001180773 Filed Document 0001180773-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Montiel Brands Inc See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001609404 Filed Document 0001609404-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ecopesticides International, Inc See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001608733 Filed Document 0001608733-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
FORTUNE MINERALS LTD See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001267818 Filed Document 0001140361-14-022322 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EarthOne Circuit Technologies Corp See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $3,601,163 Associated Brokers / Dealers N/A CIK Number 0001601262 Filed Document 0001601262-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Perfect Lithium Corp. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $1,937 Associated Brokers / Dealers N/A CIK Number 0001595063 Filed Document 0001595063-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
XSA-THNI April 2013 LLC See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised $46,000 Associated Brokers / Dealers N/A CIK Number 0001575055 Filed Document 0001575055-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LIBERTY PIONEER FUND A LP See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cetera Advisors LLC CIK Number 0001087202 Filed Document 0001457354-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILESTONE SCIENTIFIC INC. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000855683 Filed Document 0001022899-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
York Select Investors, L.P. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460919 Filed Document 0001144204-14-032322 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SVIRAL, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $30,400,000 Associated Brokers / Dealers N/A CIK Number 0001554869 Filed Document 0001554869-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TEXLARK EXPLORATION CO INC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0000853789 Filed Document 0000853789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Leaf No Trace Films LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001603815 Filed Document 0001603815-14-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Mapleton Plantinum Investors, LLC See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112161 Filed Document 0001095449-14-000088 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mapleton Retirement Investors, LLC See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112159 Filed Document 0001095449-14-000083 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liquiteria LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $10,080,850 Associated Brokers / Dealers N/A CIK Number 0001608758 Filed Document 0001608758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Soundview Strategic Fund, L.P. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001576226 Filed Document 0001144204-14-032447 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other