Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tocqueville Focus Partners, L.P. See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640752 Filed Document 0001640752-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyxor/Island Drive Offshore Fund Ltd. See All Filings	D/A	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001473802 Filed Document 0001473802-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montreux Equity Partners V Associates IIIB, LLC See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001639688 Filed Document 0001639688-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shoreline Venture Partners III, L.P. See All Filings	D/A	2015-04-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Kalorama Capital, LLC and Strategic Marketing Solutions Ltd., LLC CIK Number 0001617843 Filed Document 0001617843-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyxor/Zweig-DiMenna International Fund Ltd. See All Filings	D/A	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001484609 Filed Document 0001484609-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S2 BRYANS ROAD ASSOCIATES LLC See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $3,240,000 Associated Brokers / Dealers N/A CIK Number 0001638633 Filed Document 0001638633-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Other
Jounce Therapeutics, Inc. See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $56,000,000 Associated Brokers / Dealers N/A CIK Number 0001640455 Filed Document 0001640455-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tree Street Holdings See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001641029 Filed Document 0001641029-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Activarium, LLC See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001641441 Filed Document 0001641441-15-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
HarbourVest 2015 Global Fund L.P. See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637820 Filed Document 0001181431-15-006282 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GSV VENTURES I LLC - SERIES H-1 See All Filings	D/A	2015-04-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities LLC CIK Number 0001637563 Filed Document 0001140361-15-016854 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Spark Capital Growth Founders' Fund, L.P. See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $3,740,000 Associated Brokers / Dealers N/A CIK Number 0001640667 Filed Document 0001640667-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slow Ventures IV, L.P. See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001637552 Filed Document 0001637552-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turnkey Investment Fund, LLC See All Filings	D/A	2015-04-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001582395 Filed Document 0001582395-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Corvex Investment Offshore SPC Ltd See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640507 Filed Document 0001315863-15-000392 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Nipxu-PR-Fund, a series of AngelList-GP-Funds, LLC See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $228,000 Associated Brokers / Dealers N/A CIK Number 0001640884 Filed Document 0001640884-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMUNITY FOOD COOPERATIVE See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001367249 Filed Document 0001367249-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Immersed Games, Inc. See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639487 Filed Document 0001639487-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ESA Toxicology LLC See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Wellness by Wishlist, Inc. See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001638764 Filed Document 0001638764-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Whitetail Holdco, LLC See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $1,030,000 Associated Brokers / Dealers N/A CIK Number 0001640630 Filed Document 0001640630-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
DDJ Institutional High Yield Fund L.P. See All Filings	D/A	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546661 Filed Document 0001546661-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Prosperitent Group, LP See All Filings	D/A	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579262 Filed Document 0001579262-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permian Nautilus Fund, LP See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640570 Filed Document 0000905718-15-000407 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Global Co-Investment Opportunities Fund III, L.P. See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639726 Filed Document 0001639726-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Axonic Systematic Arbitrage Fund, LP See All Filings	D/A	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554028 Filed Document 0000919574-15-003782 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vantage Corp See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640867 Filed Document 0001640867-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Mariemont Capital Partners LP See All Filings	D/A	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599628 Filed Document 0001599628-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Giga Entertainment Media Inc See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001584319 Filed Document 0001584319-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
GSV VENTURES I LLC - SERIES H-4 See All Filings	D/A	2015-04-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities LLC CIK Number 0001637575 Filed Document 0001140361-15-016853 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Recovery Force, LLC See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001640586 Filed Document 0001640586-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Ariste Medical, LLC See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001640833 Filed Document 0001640833-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Libertary Co. See All Filings	D/A	2015-04-29 00:00:00 UTC
Amount To Be Raised $2,992,500 Associated Brokers / Dealers N/A CIK Number 0001591928 Filed Document 0001591928-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
HarbourVest 2015 Global AIF L.P. See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637832 Filed Document 0001181431-15-006283 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ADVENT LAKE CO INVESTMENT FUND See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641648 Filed Document 0001641648-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
RION FUND, LP See All Filings	D/A	2015-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ARJENT LLC CIK Number 0001529068 Filed Document 0000919574-15-003770 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV VENTURES I LLC - SERIES H-7 See All Filings	D/A	2015-04-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities LLC CIK Number 0001637578 Filed Document 0001140361-15-016858 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
3 Commas 1 Period Co See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640826 Filed Document 0001640826-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Debt
Tree Street Management, LLC See All Filings	D/A	2015-04-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001621451 Filed Document 0001641029-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CareCloud Corporation/DE See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $18,199,944 Associated Brokers / Dealers N/A CIK Number 0001531481 Filed Document 0001531481-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Clth-Fund, a series of AngelList Funds, LLC See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $66,500 Associated Brokers / Dealers N/A CIK Number 0001640885 Filed Document 0001640885-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Surf Games LLC See All Filings	D	2015-04-29 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001640489 Filed Document 0001640489-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Select Fund LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc., Halycon Cabot Partners Ltd., and Olympus Securities, LLC CIK Number 0001638032 Filed Document 0001013762-16-001520 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Prairie Gold, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001640693 Filed Document 0001640693-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Heber Valley Senior Living, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001576476 Filed Document 0001576476-15-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
QUINTOANDAR LTD See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $8,802,133 Associated Brokers / Dealers N/A CIK Number 0001640611 Filed Document 0001640611-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
H/2 CP Ltd. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608709 Filed Document 0000919574-15-003743 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Yield Fixed Income Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PRINCOR FINANCIAL SERVICES CORPORATION CIK Number 0001381362 Filed Document 0001393725-15-000068 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITEPAGES INC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $250,200 Associated Brokers / Dealers N/A CIK Number 0001337996 Filed Document 0001337996-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Multi-Family 1 DST See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $4,860,000 Associated Brokers / Dealers Lighhouse Capital Group, LLC CIK Number 0001640641 Filed Document 0001640641-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity