Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
One Unlimited, Inc. See All Filings	D	2017-05-12 15:21:28 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001474594 Filed Document 0001209191-17-031848 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:21:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Atreaus Intermediate Fund, L.P. See All Filings	D/A	2017-05-12 15:21:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674777 Filed Document 0000902664-17-002319 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:21:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Atreaus Fund, LP See All Filings	D/A	2017-05-12 15:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550186 Filed Document 0000902664-17-002318 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:18:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Atreaus Overseas Fund, Ltd See All Filings	D/A	2017-05-12 15:15:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550185 Filed Document 0000902664-17-002317 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:15:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Motive Capital Fund I-A, LP See All Filings	D	2017-05-12 15:15:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Riverstone Capital Services LLC CIK Number 0001706268 Filed Document 0001706309-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:15:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PANDEXIO, INC. See All Filings	D	2017-05-12 15:09:30 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001706193 Filed Document 0001706193-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:09:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vatic Fund I, LLC See All Filings	D	2017-05-12 15:09:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706561 Filed Document 0001706561-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:09:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTH STAR PARTNERS LP See All Filings	D/A	2017-05-12 15:07:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001007258 Filed Document 0000919574-17-003976 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:07:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Motive Capital Fund I-B, LP See All Filings	D	2017-05-12 15:06:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Riverstone Capital Services LLC CIK Number 0001706309 Filed Document 0001706309-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:06:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTH STAR PARTNERS II, L.P. See All Filings	D/A	2017-05-12 15:03:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460616 Filed Document 0000919574-17-003974 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:03:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Phase Five Partners LP See All Filings	D	2017-05-12 15:01:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705245 Filed Document 0001705245-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:01:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Made on Main See All Filings	C	2017-05-12 14:59:35 UTC
Financial Interest The intermediary will acquire a convertible note for the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $500,000 CIK Number 0001702489 Filed Document 0001644600-17-000091 Accepted Date 2017-05-12 14:59:35 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Insignia Opportunity Fund, L.P. See All Filings	D/A	2017-05-12 14:48:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC CIK Number 0001463246 Filed Document 0001463246-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:48:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN INTERNATIONAL SMALL CAP FUND See All Filings	D/A	2017-05-12 14:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001253769 Filed Document 0001253769-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:47:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foldax, Inc. See All Filings	D	2017-05-12 14:41:26 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001602708 Filed Document 0001602708-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:41:26 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN GLOBAL LEVERAGED MARKET NEUTRAL FUND See All Filings	D/A	2017-05-12 14:40:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001560197 Filed Document 0001560197-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:40:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAN FELASCO NURSERIES, INC. See All Filings	D	2017-05-12 14:39:58 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers ANDREWS PARTNERS d/b/a LOHI SECURITIES CIK Number 0001679814 Filed Document 0001679814-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:39:58 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
WiserCare, Inc. See All Filings	D	2017-05-12 14:37:54 UTC
Amount To Be Raised $1,172,664 Associated Brokers / Dealers N/A CIK Number 0001595678 Filed Document 0001595678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:37:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arc70 Fund I, LP - Series A See All Filings	D	2017-05-12 14:33:26 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001706482 Filed Document 0001706482-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:33:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dymon Asia Select Equity Long-Short Portfolio See All Filings	D/A	2017-05-12 14:25:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638087 Filed Document 0001638087-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:25:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONGMEADOW CAPITAL LIMITED PARTNERSHIP See All Filings	D/A	2017-05-12 14:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000915299 Filed Document 0001031379-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:24:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGN Investors LLC See All Filings	D	2017-05-12 14:24:01 UTC
Amount To Be Raised $905,000 Associated Brokers / Dealers N/A CIK Number 0001701090 Filed Document 0001701090-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:24:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watermark Partners Fund III LLC See All Filings	D	2017-05-12 14:21:02 UTC
Amount To Be Raised $5,275,000 Associated Brokers / Dealers N/A CIK Number 0001703853 Filed Document 0001703853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:21:02 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
GI PARTNERS FUND V-A LP See All Filings	D	2017-05-12 14:16:42 UTC
Amount To Be Raised $2,300,000,000 Associated Brokers / Dealers USB SECURITIES LLC CIK Number 0001700802 Filed Document 0001700802-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:16:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GI PARTNERS FUND V LP See All Filings	D	2017-05-12 14:15:58 UTC
Amount To Be Raised $2,300,000,000 Associated Brokers / Dealers USB SECURITIES LLC CIK Number 0001700803 Filed Document 0001700803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:15:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HGI Palladium Fund I, LLC See All Filings	D/A	2017-05-12 14:14:05 UTC
Amount To Be Raised $6,475,000 Associated Brokers / Dealers N/A CIK Number 0001703760 Filed Document 0001703760-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
PACEJET LOGISITICS INC See All Filings	D	2017-05-12 14:13:01 UTC
Amount To Be Raised $1,000,500 Associated Brokers / Dealers N/A CIK Number 0001259786 Filed Document 0001259786-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:13:01 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Kilowatt Labs, Inc. See All Filings	D	2017-05-12 14:10:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001670003 Filed Document 0001670003-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:10:47 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Proximity Inc See All Filings	D	2017-05-12 14:07:44 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001706554 Filed Document 0001706554-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-12 14:07:44 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SPRINGFIELD PARTNERS LP See All Filings	D/A	2017-05-12 14:06:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031379 Filed Document 0001031379-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:06:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA 534 Offshore Fund, Ltd. See All Filings	D/A	2017-05-12 13:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641723 Filed Document 0001705307-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:55:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FC-GEM Ribbit Opportunity I, LLC See All Filings	D	2017-05-12 13:49:32 UTC
Amount To Be Raised $5,155,000 Associated Brokers / Dealers N/A CIK Number 0001705923 Filed Document 0001705923-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:49:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ViQi, Inc. See All Filings	D	2017-05-12 13:45:57 UTC
Amount To Be Raised $499,999 Associated Brokers / Dealers N/A CIK Number 0001706522 Filed Document 0001706522-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:45:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GIGA TRONICS INC See All Filings	D	2017-05-12 13:44:03 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0000719274 Filed Document 0001437749-17-008887 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:44:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wider Communications Inc See All Filings	D	2017-05-12 13:42:49 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001705674 Filed Document 0001705674-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:42:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rukh Fund LP See All Filings	D/A	2017-05-12 13:34:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674157 Filed Document 0001674157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:34:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Criterion Software & Security Opportunities Fund, Ltd. See All Filings	D/A	2017-05-12 13:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639363 Filed Document 0001639363-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:34:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChinaAMC China Growth Fund See All Filings	D/A	2017-05-12 13:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608040 Filed Document 0001140361-17-019999 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:33:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
295 BR HOLDCO DST See All Filings	D/A	2017-05-12 13:31:12 UTC
Amount To Be Raised $99,458,079 Associated Brokers / Dealers Lighthouse Capital Group LLC, Colorado Financial Service Corporation, Boustead Securities, LLC, and McDermott Investment Services, LLC CIK Number 0001666281 Filed Document 0000932440-17-000036 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:31:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
CWS ALEXANDER, L.P. See All Filings	D	2017-05-12 13:30:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001706598 Filed Document 0001706598-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:30:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tembo Capital Mining Fund II LP See All Filings	D/A	2017-05-12 13:27:34 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001674300 Filed Document 0001144204-17-026790 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:27:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Sancus Capital Select Master Fund, Ltd. See All Filings	D/A	2017-05-12 13:21:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001473242 Filed Document 0000919574-17-003972 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:21:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ron Transatlantic Brewery Partners LLC See All Filings	D/A	2017-05-12 13:16:05 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001648830 Filed Document 0001648830-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:16:05 UTC Type of Offering D/A Industry Investing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
TPH Energy Infrastructure Offshore Fund, LP See All Filings	D/A	2017-05-12 13:14:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576153 Filed Document 0000902664-17-002312 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:14:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sun Basket, Inc. See All Filings	D	2017-05-12 13:13:21 UTC
Amount To Be Raised $9,199,991 Associated Brokers / Dealers N/A CIK Number 0001681475 Filed Document 0001681475-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:13:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PROSOMNUS HOLDINGS INC. See All Filings	D	2017-05-12 13:04:12 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001058956 Filed Document 0001058956-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:04:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WOODBURY CAPITAL III LP See All Filings	D	2017-05-12 12:58:57 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001705690 Filed Document 0001705690-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:58:57 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Longfin Corp See All Filings	1-A/A	2017-05-12 12:58:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001699683 Filed Document 0001699683-17-000007 Accepted Date 2017-05-12 12:58:56 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $298,786 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
BLR Partners, LP See All Filings	D/A	2017-05-12 12:52:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608827 Filed Document 0001315863-17-000415 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:52:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sancus Capital Select Partners, LP See All Filings	D/A	2017-05-12 12:44:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001466404 Filed Document 0000919574-17-003949 Exclusions or Exemptions 506b Accepted Date 2017-05-12 12:44:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity