Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CESL Special Partner LP Inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609042 Filed Document 0000945621-14-000160 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EPTAM Holdings, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001608831 Filed Document 0001608831-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Spruce Point Value Fund, L.P. See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466544 Filed Document 0001466544-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NW EVERGREEN OPPORTUNITIES VI, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $1,960,000 Associated Brokers / Dealers N/A CIK Number 0001609388 Filed Document 0001609388-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Guardian 8 Holdings See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Merriman Capital, Inc. CIK Number 0001429592 Filed Document 0001429592-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Phineus Voyager Offshore Fund, Ltd. See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550955 Filed Document 0001550955-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Foundation Healthcare Opportunities Fund, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $8,031,000 Associated Brokers / Dealers Finance 500, Inc. CIK Number 0001609278 Filed Document 0001609278-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Strategic Credit Fund C, L.P. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607508 Filed Document 0001607508-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SI Shawnee Retail, LLC See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised $2,687,500 Associated Brokers / Dealers N/A CIK Number 0001604970 Filed Document 0001604970-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DataLogix Holdings, Inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $45,250,004 Associated Brokers / Dealers N/A CIK Number 0001474571 Filed Document 0001474571-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Applied Silver, Inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001564202 Filed Document 0001564202-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
BIT STEW SYSTEMS INC. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $18,379 Associated Brokers / Dealers N/A CIK Number 0001575635 Filed Document 0001183740-14-000173 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Loomis Sayles Securitized Credit Trust See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468546 Filed Document 0001468546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
NORTH CASTLE PARTNERS V, L.P. See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CMS Investment Resources, LLC and Farrell Marsh & Co. CIK Number 0001560219 Filed Document 0001560219-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RH OPPORTUNITIES II, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001609387 Filed Document 0001609388-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
GlassesOff Inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001487522 Filed Document 0001448051-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
HCRP OVERFLOW FUND, L.P./SERIES B See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609240 Filed Document 0001609240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foundation Specialty Financing Fund, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $4,998,000 Associated Brokers / Dealers Finance 500, Inc. CIK Number 0001609281 Filed Document 0001609281-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Source Exploration Corp. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $13,232 Associated Brokers / Dealers N/A CIK Number 0001609436 Filed Document 0001140361-14-023517 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Propeller Airports LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001611454 Filed Document 0001611454-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN PACIFIC RESOURCES CORP See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001482436 Filed Document 0001482436-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
ICEROSE PARTNERS LP See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551520 Filed Document 0000919574-14-003585 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knopp Biosciences LLC See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001497598 Filed Document 0000898432-14-000830 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Valley Next Gen Ventures Fund 2 (a separate series of LLC interests) See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609293 Filed Document 0001609293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southampton Bottling, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001609207 Filed Document 0001609207-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Chase Pharmaceuticals Corp See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $8,586,000 Associated Brokers / Dealers N/A CIK Number 0001509008 Filed Document 0001509008-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 21, LLC See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised $780,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001609053 Filed Document 0001609053-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Twist Bioscience Corp See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $26,500,001 Associated Brokers / Dealers N/A CIK Number 0001581280 Filed Document 0001581280-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Strategic Credit Fund A, L.P. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607809 Filed Document 0001607809-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New York Metropolitan Regional Center, L.P. II See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers CANAM INVESTOR SERVICES LLC CIK Number 0001607148 Filed Document 0001607148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ERAC USA Finance LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Goldman, Sachs & Co., RBC Capital Markets, LLC, Mitsubishi UFJ Securities (USA), Inc., U.S. Bancorp Investments, Inc., J.P. Morgan Securities LLC, T.D. Securities (USA) LLC, and Wells Fargo Securities, LLC CIK Number 0001364253 Filed Document 0001364253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Debt
BR/WY INVESTMENT FEEDER, L.P. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $126,097,500 Associated Brokers / Dealers N/A CIK Number 0001608837 Filed Document 0001603977-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ice Energy Co-Investment Fund, LP See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001618636 Filed Document 0001618636-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PM Fund III LLC See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers none CIK Number 0001607372 Filed Document 0001607372-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Genius Brands International, Inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001355848 Filed Document 0001019687-14-002169 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Foundation Specialty Financing Fund, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $7,085,000 Associated Brokers / Dealers Finance 500, Inc. CIK Number 0001609281 Filed Document 0001609281-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Drill Map, Inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $3,227,781 Associated Brokers / Dealers N/A CIK Number 0001562352 Filed Document 0001562352-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Rethink Autism, Inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001433164 Filed Document 0001433164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PCCP Mezzanine Recovery Partners I, L.P. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001607030 Filed Document 0001607030-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KCM MID CAP VALUE FUND LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358550 Filed Document 0001358550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Financial Services Fund, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $5,970,000 Associated Brokers / Dealers None CIK Number 0001609294 Filed Document 0001609294-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ramius Co-Investment III LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609282 Filed Document 0001609282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH Global Funds, LLC - BBH Credit Value Series See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596136 Filed Document 0001596136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROTEON THERAPEUTICS INC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $29,565,934 Associated Brokers / Dealers N/A CIK Number 0001359931 Filed Document 0001140361-14-023275 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Strategic Credit Fund C (Cayman), L.P. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607509 Filed Document 0001607509-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MetaIntell, Inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607790 Filed Document 0001607790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VESEY STREET FUND V-M, L.P. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608685 Filed Document 0001603977-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDSTREAM FUND LTD See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426240 Filed Document 0001393725-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HSM 3024 Hwy 121, Ltd. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608875 Filed Document 0001608875-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Agro Nica Holdings LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001607846 Filed Document 0001015325-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business BELIZE Revenue or Assets Decline to Disclose Type of Security Equity