|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609355
- Filed Document
- 0001609355-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $20,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001476503
- Filed Document
- 0001607651-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $4,428,027
- Associated Brokers / Dealers
- Michael C Ihrie, Russ Huffington, Kenneth M Devane, Stephen C Pfaff, Taher Gilani, George Martin Hjorth, Mindy Klien DeVane, Mark Rowe, M.F. Long, Mark Van Mourick, A. Ken Flake, Lisa A Allen, and Miekel Featherston
- CIK Number
- 0001601826
- Filed Document
- 0001601826-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609460
- Filed Document
- 0001609460-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001378637
- Filed Document
- 0001378637-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526159
- Filed Document
- 0001526159-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Edward Margolin
- CIK Number
- 0001580276
- Filed Document
- 0000721748-14-000552
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525782
- Filed Document
- 0001525782-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609494
- Filed Document
- 0001609494-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546554
- Filed Document
- 0001530828-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001488845
- Filed Document
- 0000897069-14-000280
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001361372
- Filed Document
- 0001361372-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $2,700,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001609142
- Filed Document
- 0001512926-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $226,810,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607666
- Filed Document
- 0001607666-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606862
- Filed Document
- 0001606862-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Option To Acquire
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609056
- Filed Document
- 0001609056-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $180,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609509
- Filed Document
- 0001609509-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $550,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609274
- Filed Document
- 0001609274-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Philadelphia Financial Life Assurance Co Separate Account VA 111
See All Filings
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Summit Equities
- CIK Number
- 0001602209
- Filed Document
- 0001602209-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001530828
- Filed Document
- 0001530828-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551983
- Filed Document
- 0001315863-14-000359
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571742
- Filed Document
- 0001140361-14-023439
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001372153
- Filed Document
- 0000919574-14-003589
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572585
- Filed Document
- 0001572585-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Douglas Merle Angstrom
- CIK Number
- 0001344289
- Filed Document
- 0001344289-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $256,181
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001261436
- Filed Document
- 0001209191-14-037651
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571749
- Filed Document
- 0001140361-14-023441
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $5,637,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603969
- Filed Document
- 0001094891-14-000077
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRAZIL
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Daniel Silverstein, Lyster Watson Securities, Inc., Douglas Merle Angstrom, and Douglas Merle Angstrom
- CIK Number
- 0001215218
- Filed Document
- 0001215218-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Uhlmann Price Securities, LLC, Financial West Group, Sunbelt Securities, Inc., American Investors Company, Protected Investors of America, and Newport Coast Securities, Inc.
- CIK Number
- 0001144377
- Filed Document
- 0000844076-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608591
- Filed Document
- 0001608591-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608323
- Filed Document
- 0001608323-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608976
- Filed Document
- 0000902664-14-002668
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $380,000,000
- Associated Brokers / Dealers
- Dayna Gant
- CIK Number
- 0001609492
- Filed Document
- 0001609492-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517325
- Filed Document
- 0001517325-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001464535
- Filed Document
- 0001464535-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $1,226,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496909
- Filed Document
- 0001496909-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $354,470
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609442
- Filed Document
- 0001609442-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $5,000,002
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607197
- Filed Document
- 0001607197-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609054
- Filed Document
- 0001609054-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609310
- Filed Document
- 0001013594-14-000437
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001583722
- Filed Document
- 0001013594-14-000438
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001478491
- Filed Document
- 0001478491-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $382,544,198
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609459
- Filed Document
- 0001609459-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001294012
- Filed Document
- 0001294012-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC
- CIK Number
- 0001000275
- Filed Document
- 0001214659-14-003990
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Debt
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606926
- Filed Document
- 0001181431-14-021554
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- $345,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564499
- Filed Document
- 0001564499-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549254
- Filed Document
- 0000905718-14-000311
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549249
- Filed Document
- 0000905718-14-000309
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|