|
|
D |
2017-06-15 16:22:42 UTC |
- Amount To Be Raised
- $6,007,102
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001501134
- Filed Document
- 0001209191-17-040136
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:22:42 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 16:18:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Chris DeGroat, Peter Fogarty, Ahmed Gheith, Kevin Graetz, Minish Hede, Gary Saccaro, Albert Landstrom, Timothy Touloukian, Eugene Webb, Hazem Algendi, Thomas Endres, and John Nole
- CIK Number
- 0001693005
- Filed Document
- 0001693005-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:18:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 16:18:19 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515985
- Filed Document
- 0001515985-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:18:19 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-06-15 16:10:58 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- Corinthian Partners, L.L.C.
- CIK Number
- 0001690435
- Filed Document
- 0001690435-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:10:58 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-06-15 16:07:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Far Hills Group LLC
- CIK Number
- 0001003541
- Filed Document
- 0001003541-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:07:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 16:06:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709389
- Filed Document
- 0001709389-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:06:32 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 16:02:46 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708710
- Filed Document
- 0001708710-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:02:46 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 16:01:23 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001691772
- Filed Document
- 0001691772-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:01:23 UTC
- Type of Offering
- D/A
- Industry
- Restaurants
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 15:58:03 UTC |
- Amount To Be Raised
- $110,000,000
- Associated Brokers / Dealers
- Columbus Advisory Group, Ltd and MD Global Partners, LLC
- CIK Number
- 0001676687
- Filed Document
- 0001676687-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 15:58:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 15:45:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553460
- Filed Document
- 0001553460-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-06-15 15:45:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-15 15:43:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001495650
- Filed Document
- 0000935836-17-000314
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 15:43:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 15:40:37 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626072
- Filed Document
- 0001626072-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 15:40:37 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-06-15 15:40:27 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001254993
- Filed Document
- 0001254993-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 15:40:27 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-06-15 15:38:43 UTC |
- Amount To Be Raised
- $5,175,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684539
- Filed Document
- 0001684539-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 15:38:43 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2017-06-15 15:38:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502190
- Filed Document
- 0000935836-17-000313
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 15:38:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-15 15:31:17 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- Shmuel Milrom
- CIK Number
- 0001708373
- Filed Document
- 0001708373-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 15:31:17 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 15:31:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001497232
- Filed Document
- 0000935836-17-000312
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 15:31:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 15:27:52 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703922
- Filed Document
- 0001703922-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 15:27:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 15:27:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709331
- Filed Document
- 0000902664-17-002644
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 15:27:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-15 15:15:54 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655600
- Filed Document
- 0001655600-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 15:15:54 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NOVA SCOTIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2017-06-15 15:14:52 UTC |
- Amount To Be Raised
- $2,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709142
- Filed Document
- 0001709142-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 15:14:52 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 15:14:46 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539794
- Filed Document
- 0001539794-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 15:14:46 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 15:01:06 UTC |
- Amount To Be Raised
- $7,766,700
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559998
- Filed Document
- 0001493152-17-006693
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 15:01:06 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 14:55:18 UTC |
- Amount To Be Raised
- $625,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693223
- Filed Document
- 0001693223-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:55:18 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2017-06-15 14:53:48 UTC |
- Amount To Be Raised
- $196,462
- Associated Brokers / Dealers
- BMO Capital Markets Corp., PI Financial (US) Corp., and GMP Securities, LLC
- CIK Number
- 0001393435
- Filed Document
- 0001393435-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:53:48 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 14:52:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Peter Fogarty, Ahmed Gheith, Kevin Graetz, Minish Hede, Albert Landstrom, Gary Saccaro, Chris DeGroat, Hazem Algendi, John Nole, Thomas Endres, Phillip Falk, Bryan Koppel, Michael Nixon, Matthew Albers, Kumar Singh, and Tim Touloukian
- CIK Number
- 0001698901
- Filed Document
- 0001698901-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:52:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-06-15 14:50:32 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669805
- Filed Document
- 0000919574-17-004870
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:50:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 14:43:22 UTC |
- Amount To Be Raised
- $4,002,974
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661459
- Filed Document
- 0001661459-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-06-15 14:43:22 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 14:39:40 UTC |
- Amount To Be Raised
- $474,388
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709102
- Filed Document
- 0001709102-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:39:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 14:34:51 UTC |
- Amount To Be Raised
- $180,000
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001697465
- Filed Document
- 0001697465-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:34:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 14:26:48 UTC |
- Amount To Be Raised
- $77,498
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693344
- Filed Document
- 0001693344-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:26:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-15 14:22:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Carrollton Capital Partners, LLC
- CIK Number
- 0001689622
- Filed Document
- 0001689622-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:22:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 14:18:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Carrollton Capital Partners, LLC
- CIK Number
- 0001707961
- Filed Document
- 0001707961-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:18:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 14:16:44 UTC |
- Amount To Be Raised
- $4,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581455
- Filed Document
- 0001581455-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:16:44 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-06-15 14:15:44 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678760
- Filed Document
- 0001678760-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:15:44 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 14:14:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Carrollton Capital Partners, LLC
- CIK Number
- 0001697974
- Filed Document
- 0001697974-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:14:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 14:11:41 UTC |
- Amount To Be Raised
- $18,495,668
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001519642
- Filed Document
- 0001519642-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:11:41 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 14:10:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Carrollton Capital Partners, LLC
- CIK Number
- 0001692236
- Filed Document
- 0001692236-17-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:10:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 14:02:07 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655600
- Filed Document
- 0001655600-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:02:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NOVA SCOTIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2017-06-15 14:02:01 UTC |
- Amount To Be Raised
- $192,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707494
- Filed Document
- 0001707494-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:02:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-15 14:01:31 UTC |
- Amount To Be Raised
- $86,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584146
- Filed Document
- 0001584146-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:01:31 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-06-15 14:01:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704152
- Filed Document
- 0001704152-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 14:01:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 13:58:14 UTC |
- Amount To Be Raised
- $30,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640149
- Filed Document
- 0001640149-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 13:58:14 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 13:57:16 UTC |
- Amount To Be Raised
- $973,880
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704226
- Filed Document
- 0001704226-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 13:57:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 13:57:09 UTC |
- Amount To Be Raised
- $20,125
- Associated Brokers / Dealers
- Randall O'Brian and Kevin Bauer
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000189
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 13:57:09 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 13:54:55 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- James L. Tovey, Jason B. Okie, and Kenneth P. Gettinger
- CIK Number
- 0001709313
- Filed Document
- 0001709313-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 13:54:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 13:53:33 UTC |
- Amount To Be Raised
- $4,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581455
- Filed Document
- 0001581455-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 13:53:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 13:52:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685752
- Filed Document
- 0001685752-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 13:52:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 13:48:40 UTC |
- Amount To Be Raised
- $3,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543039
- Filed Document
- 0001543039-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 13:48:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 13:47:18 UTC |
- Amount To Be Raised
- $29,999,989
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640149
- Filed Document
- 0001640149-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 13:47:18 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|