|
|
D |
2017-05-18 14:15:59 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Welchel, and Lori Mayfield
- CIK Number
- 0001706928
- Filed Document
- 0001706928-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 14:15:59 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-18 14:15:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606629
- Filed Document
- 0001606629-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 14:15:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-18 14:13:37 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652112
- Filed Document
- 0001652112-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 14:13:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-05-18 14:12:32 UTC |
- Amount To Be Raised
- $8,363,640
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674444
- Filed Document
- 0001674444-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 14:12:32 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-18 14:11:47 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706884
- Filed Document
- 0001706884-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 14:11:47 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-05-18 14:11:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Cambridge Investment Research, Inc., Campbell Financial Services, Inc., Commonwealth Financial Network, Credit Suisse Securities (USA) LLC, David A. Noyes & Company, Geneos Wealth Management, Inc., JAE Investments, Inc., Janney Montgomery Scott, LLC, Lincoln Financial Advisors Corporation, LPL Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc, RBC Capital Markets LLC, BB&T Scott & Stringfellow, Inc., Stephens, Inc., Stifel Nicolaus & Company, Incorporated, UBS Financial Services Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, American Portfolios Financial Services, Inc., Ameriprise Financial Services, Inc., Benjamin F. Edwards & Co., Inc., Berthel, Fisher & Company Financial Services, Inc., Davenport & Company LLC, First Allied Securities, FSC Securities Corporation, Girard Securities, Inc., H. Beck, Inc., HighTower Securities, LLC, Hilliard Lyons, Inc., J.P. Morgan Clearing Corp., Cetera Advisors LLC, Purshe, Kaplan, Sterling Investments, Robert W. Baird & Co., Inc., Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Securities America, Inc., SII Investments, Inc., Spire Securities, LLC, Stephen A. Kohn & Associates, Ltd., Summit Brokerage Services, Inc., Thomas McDonald Partners LLC, USA FInancial Securities Corporation, VSR Financial Services, Inc., Wedbush Morgan Securities Inc., Arete Wealth Management, LLC, Lincoln Investment Planning, Inc., Mutual Securities, Inc., Titan Securities, KMS Financial Services, Inc., Oppenheimer & Co., Inc., D.H. HILL SECURITIES, LLLP, Ausdal Financial Partners, Inc., Kestra Investment Services, LLC, and Raymond James Financial Services, Inc.
- CIK Number
- 0001043951
- Filed Document
- 0001043951-17-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 14:11:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-18 14:09:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643059
- Filed Document
- 0001643059-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 14:09:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A POS |
2017-05-18 14:08:59 UTC |
- Amount To Be Raised
- $21,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549679
- Filed Document
- 0001144204-17-028349
- Accepted Date
- 2017-05-18 14:08:59 UTC
- Type of Offering
- 1-A POS
- Industry
- SERVICES-COMPUTER PROCESSING & DATA PREPARATION
- Offering Tier
- Tier2
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $1,972
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2017-05-18 14:08:13 UTC |
- Amount To Be Raised
- $8,421,339
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544121
- Filed Document
- 0001544121-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 14:08:13 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-18 14:04:57 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703664
- Filed Document
- 0001703664-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 14:04:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-05-18 14:03:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666813
- Filed Document
- 0001666813-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 14:03:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-18 14:01:35 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707099
- Filed Document
- 0001707099-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 14:01:35 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-18 13:59:48 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Welchel, and Lori Mayfield
- CIK Number
- 0001706930
- Filed Document
- 0001706930-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:59:48 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-18 13:55:57 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706587
- Filed Document
- 0001706587-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-05-18 13:55:57 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-05-18 13:55:09 UTC |
- Amount To Be Raised
- $115,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579411
- Filed Document
- 0001579411-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:55:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-05-18 13:52:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675979
- Filed Document
- 0001315863-17-000457
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:52:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-18 13:51:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001432708
- Filed Document
- 0001315863-17-000456
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:51:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-18 13:49:00 UTC |
- Amount To Be Raised
- $1,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707082
- Filed Document
- 0001707082-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:49:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-18 13:45:48 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Scott Harrison, Phyllis Johnson, Patrick J, Welchel, and Lori Mayfield
- CIK Number
- 0001706931
- Filed Document
- 0001706931-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:45:48 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-18 13:45:41 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614854
- Filed Document
- 0001614854-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:45:41 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2017-05-18 13:35:21 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706584
- Filed Document
- 0001706584-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:35:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-05-18 13:34:15 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667383
- Filed Document
- 0001010924-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:34:15 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-05-18 13:34:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001449482
- Filed Document
- 0001449482-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:34:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-18 13:30:04 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Welchel, and Lori Mayfield
- CIK Number
- 0001706929
- Filed Document
- 0001706929-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:30:04 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-18 13:30:04 UTC |
- Amount To Be Raised
- $18,188
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515828
- Filed Document
- 0001515828-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:30:04 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-18 13:30:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707059
- Filed Document
- 0001707059-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:30:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-18 13:19:02 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676251
- Filed Document
- 0001676251-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:19:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D |
2017-05-18 13:18:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706799
- Filed Document
- 0000919574-17-004415
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:18:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-18 13:18:13 UTC |
- Amount To Be Raised
- $3,735,073
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691136
- Filed Document
- 0001691136-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:18:13 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-18 13:01:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671735
- Filed Document
- 0001671735-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:01:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-18 13:00:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Axiom Capital Management, Inc and Ascendant Alternative Strategies, LLC
- CIK Number
- 0001578742
- Filed Document
- 0001578742-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 13:00:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-05-18 12:58:35 UTC |
- Amount To Be Raised
- $1,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001129116
- Filed Document
- 0001129116-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:58:35 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-18 12:57:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Axiom Capital Management, Inc and Ascendant Alternative Strategies, LLC
- CIK Number
- 0001640265
- Filed Document
- 0001640265-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:57:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-05-18 12:56:06 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538943
- Filed Document
- 0001538943-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:56:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-05-18 12:56:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Axiom Capital Management, Inc and Ascendant Alternative Strategies, LLC
- CIK Number
- 0001674329
- Filed Document
- 0001674329-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:56:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-05-18 12:51:25 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706919
- Filed Document
- 0001706919-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:51:25 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-05-18 12:47:08 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001706859
- Filed Document
- 0001706859-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:47:08 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D/A |
2017-05-18 12:38:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001371546
- Filed Document
- 0000935836-17-000259
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:38:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-18 12:37:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639499
- Filed Document
- 0000935836-17-000258
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:37:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-18 12:35:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551984
- Filed Document
- 0001315863-17-000455
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:35:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-18 12:25:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551984
- Filed Document
- 0001315863-17-000454
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:25:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-18 12:19:42 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- Key West Investments, LLC
- CIK Number
- 0001706880
- Filed Document
- 0001706880-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:19:42 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-05-18 12:10:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley
- CIK Number
- 0001693380
- Filed Document
- 0001693380-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:10:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-18 12:07:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000815917
- Filed Document
- 0000815917-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:07:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2017-05-18 12:06:09 UTC |
- Amount To Be Raised
- $37,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701105
- Filed Document
- 0001701105-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:06:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-18 12:06:04 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557745
- Filed Document
- 0001557745-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-05-18 12:06:04 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-18 12:00:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518500
- Filed Document
- 0001518500-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 12:00:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-18 11:57:17 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613849
- Filed Document
- 0001613849-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 11:57:17 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-18 11:49:35 UTC |
- Amount To Be Raised
- $390,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679239
- Filed Document
- 0001679239-17-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2017-05-18 11:49:35 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-18 11:48:40 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696989
- Filed Document
- 0001696989-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-18 11:48:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|