|
|
D/A |
2017-06-16 09:35:56 UTC |
- Amount To Be Raised
- $5,817,742
- Associated Brokers / Dealers
- David Fisher, Thomas Chisholm, Kevin Ballou, and Rhonda Miller
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000192
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-16 09:35:56 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-16 09:32:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578557
- Filed Document
- 0001209191-17-040272
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-16 09:32:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2017-06-16 09:31:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494200
- Filed Document
- 0001494200-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-16 09:31:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-16 09:31:28 UTC |
- Amount To Be Raised
- $2,967,975
- Associated Brokers / Dealers
- David Fisher, Thomas Chisholm, Kevin Ballou, and Rhonda Miller
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000191
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-16 09:31:28 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-16 09:31:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557452
- Filed Document
- 0000919574-17-004883
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-16 09:31:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-16 09:26:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001493805
- Filed Document
- 0001493805-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-16 09:26:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-16 09:02:29 UTC |
- Amount To Be Raised
- $1,680,000
- Associated Brokers / Dealers
- Matthew Stolle and Andrew Arigo
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000190
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-16 09:02:29 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-16 08:21:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523132
- Filed Document
- 0000902664-17-002651
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-16 08:21:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-16 08:20:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523133
- Filed Document
- 0000902664-17-002650
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-16 08:20:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-16 08:17:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001372417
- Filed Document
- 0000902664-17-002649
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-16 08:17:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-16 06:38:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677040
- Filed Document
- 0000902664-17-002648
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-16 06:38:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-16 06:20:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707601
- Filed Document
- 0000902664-17-002647
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-16 06:20:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-16 06:20:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Fortress Capital Formation LLC (the "LLC"), Credit Suisse Securities (USA) LLC (CS) (terminated 2016), Morgan Stanley Smith Barney LLC (MSSB), and Altegris Investments, Inc. (Altegris)
- CIK Number
- 0001200438
- Filed Document
- 0000902664-17-002646
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-16 06:20:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 21:47:18 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509320
- Filed Document
- 0001509320-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 21:47:18 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-06-15 21:28:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708968
- Filed Document
- 0001708968-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 21:28:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 20:59:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709159
- Filed Document
- 0001709159-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 20:59:58 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 19:46:25 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703273
- Filed Document
- 0001703273-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 19:46:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 19:44:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708655
- Filed Document
- 0001708655-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 19:44:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 19:31:03 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709240
- Filed Document
- 0001709240-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 19:31:03 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-06-15 19:25:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709278
- Filed Document
- 0001709278-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 19:25:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 19:11:45 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666663
- Filed Document
- 0001666663-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 19:11:45 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 18:50:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709169
- Filed Document
- 0001140361-17-025227
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 18:50:34 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 18:49:34 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709450
- Filed Document
- 0001709450-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-06-15 18:49:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 18:40:06 UTC |
- Amount To Be Raised
- $120,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709488
- Filed Document
- 0001709488-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 18:40:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 18:38:41 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- -
- CIK Number
- 0001708380
- Filed Document
- 0001708380-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 18:38:41 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-06-15 18:24:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708583
- Filed Document
- 0001708583-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 18:24:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 18:01:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581015
- Filed Document
- 0001581015-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 18:01:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 17:58:38 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670748
- Filed Document
- 0001670748-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 17:58:38 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-06-15 17:40:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001451211
- Filed Document
- 0001451211-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 17:40:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 17:39:42 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708939
- Filed Document
- 0001708939-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 17:39:42 UTC
- Type of Offering
- D
- Industry
- Other Travel
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-06-15 17:36:39 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708974
- Filed Document
- 0001708974-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 17:36:39 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 17:34:50 UTC |
- Amount To Be Raised
- $27,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651431
- Filed Document
- 0001651431-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 17:34:50 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 17:33:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001464847
- Filed Document
- 0001464847-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 17:33:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 17:30:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001297933
- Filed Document
- 0001297933-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 17:30:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 17:18:38 UTC |
- Amount To Be Raised
- $9,999,999
- Associated Brokers / Dealers
- Houlihan Lokey Capital, Inc.
- CIK Number
- 0001406132
- Filed Document
- 0001140361-17-025212
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 17:18:38 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 17:17:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468265
- Filed Document
- 0001393725-17-000115
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 17:17:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 17:15:22 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706239
- Filed Document
- 0001706239-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 17:15:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 17:14:46 UTC |
- Amount To Be Raised
- $310,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708754
- Filed Document
- 0001708754-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 17:14:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-15 17:13:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468266
- Filed Document
- 0001393725-17-000114
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 17:13:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 16:55:57 UTC |
- Amount To Be Raised
- $236,465
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706107
- Filed Document
- 0001706107-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:55:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 16:54:58 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517560
- Filed Document
- 0001517560-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:54:58 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- WEST VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 16:51:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635511
- Filed Document
- 0001635511-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:51:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 16:49:16 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708745
- Filed Document
- 0001708745-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:49:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 16:48:24 UTC |
- Amount To Be Raised
- $1,056,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709414
- Filed Document
- 0001193805-17-001118
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:48:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-15 16:45:01 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677043
- Filed Document
- 0001677043-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:45:01 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2017-06-15 16:43:22 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $100,000
- CIK Number
- 0001706237
- Filed Document
- 0001665160-17-000218
- Accepted Date
- 2017-06-15 16:43:22 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 10,000
- Security Offered Type
- Common Stock
- State
- FLORIDA
|
Black Swan Targeted Return Volatility Arbitrage Fund (U.S.), LP
See All Filings
|
D |
2017-06-15 16:41:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ROBERT BLAIR JAFFEE
- CIK Number
- 0001709405
- Filed Document
- 0001493152-17-006707
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-06-15 16:41:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-15 16:38:55 UTC |
- Amount To Be Raised
- $45,000,000
- Associated Brokers / Dealers
- Roth Capital Partners, LLC and Ackrell Capital, LLC
- CIK Number
- 0001678760
- Filed Document
- 0001678760-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:38:55 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 16:38:52 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706623
- Filed Document
- 0001706623-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:38:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-15 16:27:08 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- James L. Tovey, Jason B. Okie, and Kenneth P. Gettinger
- CIK Number
- 0001709314
- Filed Document
- 0001709314-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-15 16:27:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|