Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fresenius Medical Care CNV Marlborough, LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $2,552,502 Associated Brokers / Dealers N/A CIK Number 0001610152 Filed Document 0001461373-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Zipz, Inc. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001563757 Filed Document 0001563757-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CPG JPMorgan Alternative Strategies Fund, LLC See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001498178 Filed Document 0001498178-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POETIC LICENSE PARTNERS, LP See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278246 Filed Document 0001315863-14-000360 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockefeller Ocean Fund, L.P. See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545254 Filed Document 0000945621-14-000162 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LANEXA GLOBAL OFFSHORE FUND LTD See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445471 Filed Document 0001445471-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deerwood Partners, LP See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456037 Filed Document 0001456037-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Binary Event Network, Inc. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001529439 Filed Document 0001529439-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AIM-OBMedical-2014 LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $549,800 Associated Brokers / Dealers N/A CIK Number 0001609124 Filed Document 0001609124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Sean P Devlin CIK Number 0001135856 Filed Document 0001135856-14-000188 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
International Montoro Resources Inc. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001608808 Filed Document 0001176256-14-000252 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DISCERENE FUND LP See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491197 Filed Document 0001405086-14-000204 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Asia Consumer & Special Opportunities Co-Investment, L.P. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001610001 Filed Document 0001609990-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Context Relevant, Inc. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $25,011,834 Associated Brokers / Dealers N/A CIK Number 0001549711 Filed Document 0001549711-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Blue Smart LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001609632 Filed Document 0001609632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SmartSky Networks, LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001553431 Filed Document 0001553431-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
Photofy, Inc. See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001593675 Filed Document 0001593675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
9350 North 67th Avenue, LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001609107 Filed Document 0001609107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adaptive Income Fund, LP See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567122 Filed Document 0001567122-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Morgan's Summit Films, LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001612104 Filed Document 0001140361-14-027092 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Little Duck Organics, Inc. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001609545 Filed Document 0001609545-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JAMAKA Capital, L.P. See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540152 Filed Document 0001540152-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FourPoint Holdings, LLC See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised $1,010,050,000 Associated Brokers / Dealers JEFFERIES LLC CIK Number 0001597308 Filed Document 0001597308-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Dallas Doctor's Hospice, LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001609414 Filed Document 0001609414-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GILD INC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $13,499,999 Associated Brokers / Dealers N/A CIK Number 0001308035 Filed Document 0001308035-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arnold Capital Seed Fund, L.P. See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers n/a CIK Number 0001608800 Filed Document 0001608800-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bay Capital International Investments L.P. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606629 Filed Document 0001606629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRIPTECH INC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001447620 Filed Document 0001447620-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Strategic Partners, L.P. See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575779 Filed Document 0001575779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellbe Inc. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001582288 Filed Document 0001582288-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Movius Interactive Corp See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001386841 Filed Document 0001386841-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ATRP Solutions, Inc. See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001490743 Filed Document 0001490743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439382 Filed Document 0000945621-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FREEDOM ENTERPRISES, LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001605170 Filed Document 0001605170-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Sento, Inc. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001611726 Filed Document 0001611726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Rio Vista RAD LP See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $2,676,449 Associated Brokers / Dealers N/A CIK Number 0001628972 Filed Document 0001628972-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Cloud Pharmaceuticals, Inc. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608665 Filed Document 0001608665-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cloud Pharmaceuticals, Inc. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608665 Filed Document 0001608665-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sonen Global Fixed Income Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2014-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568659 Filed Document 0000897069-14-000318 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonen US Core Fixed Income Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2014-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568652 Filed Document 0000897069-14-000320 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonen US Public Equity Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2014-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568653 Filed Document 0000897069-14-000321 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonen Global Public Equity Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2014-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568649 Filed Document 0000897069-14-000319 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloth Creations, Inc. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001609627 Filed Document 0001609627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LIQUID GENOMICS, INC. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001609810 Filed Document 0001609810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fifth Quarter Fund, LP, The See All Filings	D/A	2014-05-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526653 Filed Document 0001095449-14-000087 Exclusions or Exemptions 506b Accepted Date 2014-05-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CD&R Landscapes Parent, Inc. See All Filings	D	2014-05-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609704 Filed Document 0001181431-14-022055 Exclusions or Exemptions 506b Accepted Date 2014-05-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Fifth Quarter Fund, LP, The See All Filings	D/A	2014-05-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526653 Filed Document 0001095449-14-000092 Exclusions or Exemptions 506b Accepted Date 2014-05-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Community Ventures LLC See All Filings	D	2014-05-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001608675 Filed Document 0001608675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Nuve Inc. See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $1,137,057 Associated Brokers / Dealers N/A CIK Number 0001608732 Filed Document 0001608732-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wish Man, LLC See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001599689 Filed Document 0001599689-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt