Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Entangled Ventures, LLC See All Filings	D	2017-10-06 14:58:17 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001619602 Filed Document 0001619602-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:58:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PenBlade, Inc. See All Filings	D	2017-10-06 14:52:44 UTC
Amount To Be Raised $2,979,094 Associated Brokers / Dealers N/A CIK Number 0001600558 Filed Document 0001600558-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:52:44 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Walden Oaks Buligo LP See All Filings	D	2017-10-06 14:46:43 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001718589 Filed Document 0001144204-17-051641 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:46:43 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Gateway Buligo LP See All Filings	D	2017-10-06 14:44:39 UTC
Amount To Be Raised $2,225,000 Associated Brokers / Dealers N/A CIK Number 0001718593 Filed Document 0001144204-17-051640 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:44:39 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Thread International PBC, Inc. See All Filings	D/A	2017-10-06 14:42:32 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001643788 Filed Document 0000898432-17-000975 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:42:32 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
mParticle, Inc. See All Filings	D	2017-10-06 14:38:43 UTC
Amount To Be Raised $34,446,577 Associated Brokers / Dealers N/A CIK Number 0001582826 Filed Document 0000905718-17-000874 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:38:43 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHICAGO SHORE FUND LLC See All Filings	D	2017-10-06 14:31:34 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001716178 Filed Document 0001716178-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:31:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tee Coinvest LLC See All Filings	D	2017-10-06 14:29:12 UTC
Amount To Be Raised $3,220,000 Associated Brokers / Dealers N/A CIK Number 0001718327 Filed Document 0001718327-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:29:12 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pillar 8 Life Settlement Fund L.P. See All Filings	D	2017-10-06 14:26:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers n/a CIK Number 0001717459 Filed Document 0001717459-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:26:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Wyre Investment Fund, LP See All Filings	D	2017-10-06 14:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718516 Filed Document 0001718516-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:22:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snaps Media Inc. See All Filings	D	2017-10-06 14:21:26 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001517060 Filed Document 0001231919-17-000041 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:21:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Inlet Point Alternative Income Offshore Fund Ltd. See All Filings	D/A	2017-10-06 14:02:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695764 Filed Document 0001695764-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:02:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kawa Onshore Feeder Fund LLC See All Filings	D/A	2017-10-06 13:46:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537300 Filed Document 0001398344-17-012833 Exclusions or Exemptions 506b Accepted Date 2017-10-06 13:46:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kawa Offshore Feeder Fund Ltd See All Filings	D/A	2017-10-06 13:44:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537299 Filed Document 0001398344-17-012832 Exclusions or Exemptions 506b Accepted Date 2017-10-06 13:44:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indie Diversified Asset Fund, L.P. See All Filings	D/A	2017-10-06 13:43:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523610 Filed Document 0001178858-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-06 13:43:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcus Japan Value Fund See All Filings	D/A	2017-10-06 13:26:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616893 Filed Document 0000919574-17-007161 Exclusions or Exemptions 506b Accepted Date 2017-10-06 13:26:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Gold Coast Bancorp, Inc. See All Filings	D	2017-10-06 13:13:31 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers Fig Partners LLC CIK Number 0001718897 Filed Document 0001718897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 13:13:31 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Swansea Town, LLC See All Filings	D	2017-10-06 13:05:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001717933 Filed Document 0001717933-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 13:05:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Zume Pizza, Inc. See All Filings	D	2017-10-06 13:04:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001690914 Filed Document 0001690914-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 13:04:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Global Macro Fund (Cayman) L.P. See All Filings	D/A	2017-10-06 12:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Morgan Stanley & Co. International Limited, and Bank Morgan Stanley AG CIK Number 0001479477 Filed Document 0000945621-17-000368 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:53:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Global Macro Fund LP See All Filings	D/A	2017-10-06 12:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Morgan Stanley & Co. International Limited, Bank Morgan Stanley AG, and UBS Financial Services Inc. CIK Number 0001479476 Filed Document 0000945621-17-000367 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:51:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blyncsy, Inc. See All Filings	D	2017-10-06 12:48:08 UTC
Amount To Be Raised $721,341 Associated Brokers / Dealers N/A CIK Number 0001664876 Filed Document 0001664876-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:48:08 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
MyAlerts Inc. See All Filings	D	2017-10-06 12:37:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001578576 Filed Document 0001578576-17-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2017-10-06 12:37:55 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Harmony Biosciences II, Inc. See All Filings	D	2017-10-06 12:26:23 UTC
Amount To Be Raised $270,000,000 Associated Brokers / Dealers Octagon Capital Group, LLC CIK Number 0001718575 Filed Document 0001718575-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:26:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TENSTORRENT INC. See All Filings	D	2017-10-06 12:18:14 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001718995 Filed Document 0000899797-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:18:14 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Shadows, Inc. See All Filings	D	2017-10-06 12:14:48 UTC
Amount To Be Raised $26,017,605 Associated Brokers / Dealers N/A CIK Number 0001635750 Filed Document 0001635750-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:14:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CALCIVIS LTD See All Filings	D	2017-10-06 12:10:44 UTC
Amount To Be Raised $1,313,306 Associated Brokers / Dealers N/A CIK Number 0001557004 Filed Document 0001557004-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:10:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Ostra Capital Partners VII, LP See All Filings	D/A	2017-10-06 12:07:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360638 Filed Document 0000919574-17-007155 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:07:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brick Accretive Management Fund I LP See All Filings	D	2017-10-06 12:02:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718887 Filed Document 0001718887-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:02:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guggenheim Corporate Opportunity Fund, L.P. See All Filings	D	2017-10-06 11:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001718561 Filed Document 0000899140-17-000619 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:58:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RLV51 Fund III, L.P. See All Filings	D	2017-10-06 11:56:44 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers Crewe Capital, LLC CIK Number 0001715592 Filed Document 0001715592-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:56:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hylete, Inc. See All Filings	1-A/A	2017-10-06 11:50:55 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001599738 Filed Document 0001683168-17-002593 Accepted Date 2017-10-06 11:50:55 UTC Type of Offering 1-A/A Industry APPAREL & OTHER FINISHD PRODS OF FABRICS & SIMILAR MATL Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $3,965,211 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
Octagon Senior Secured Credit Fund LLC See All Filings	D/A	2017-10-06 11:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001544274 Filed Document 0001544274-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:49:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ostra Capital Partners, LP See All Filings	D/A	2017-10-06 11:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001222041 Filed Document 0000919574-17-007151 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:46:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
10 TALENT CAPITAL, LP See All Filings	D/A	2017-10-06 11:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684824 Filed Document 0000897069-17-000488 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon Senior Secured Credit Cayman Fund Ltd. See All Filings	D/A	2017-10-06 11:37:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001544272 Filed Document 0001544272-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:37:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hosking Global Sub-Fund No.1 See All Filings	D/A	2017-10-06 11:35:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593309 Filed Document 0001593309-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:35:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Franklin and Cortlandt Vinyl LLC See All Filings	C/A	2017-10-06 11:31:07 UTC
Financial Interest The intermediary will receive SAFE Units in a principal amount that is equal to 2% (two percent) of the aggregate dollar amount of all revenue participation rights issued in the Offering. Filing Platform First Democracy VC Offering Amount $100,000 CIK Number 0001710938 Filed Document 0001710938-17-000008 Accepted Date 2017-10-06 11:31:07 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State FLORIDA
NPC III, LLC See All Filings	D	2017-10-06 11:29:01 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:29:01 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Covalent Capital Partners, LP See All Filings	D/A	2017-10-06 11:22:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001456168 Filed Document 0001456168-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:22:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascent Private Investment Fund, L.P. See All Filings	D	2017-10-06 11:22:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718920 Filed Document 0000897069-17-000487 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:22:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COVALENT CAPITAL PARTNERS (OFFSHORE) L.P. See All Filings	D/A	2017-10-06 11:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001369340 Filed Document 0001369340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:20:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon High Income Fund LLC See All Filings	D/A	2017-10-06 11:16:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513944 Filed Document 0001513944-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:16:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cabretta SC Abandoned Building Fund, LLC See All Filings	D	2017-10-06 11:02:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717693 Filed Document 0001717693-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:02:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon High Income Cayman Fund Ltd. See All Filings	D/A	2017-10-06 10:51:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513945 Filed Document 0001513945-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:51:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gryphon International Overseas Growth Fund See All Filings	D/A	2017-10-06 10:48:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328682 Filed Document 0001659828-17-000080 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:48:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gryphon International EAFE Growth Group Fund See All Filings	D/A	2017-10-06 10:47:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328683 Filed Document 0001659828-17-000079 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:47:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AptDeco, Inc. See All Filings	D/A	2017-10-06 10:47:20 UTC
Amount To Be Raised $3,889,255 Associated Brokers / Dealers N/A CIK Number 0001681855 Filed Document 0001681855-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:47:20 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gryphon International EAFE Growth Fund, a series of Gryphon International LLC See All Filings	D/A	2017-10-06 10:45:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305109 Filed Document 0001659828-17-000078 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:45:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ochoco Partners, LP See All Filings	D/A	2017-10-06 10:42:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686748 Filed Document 0001686748-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:42:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund