Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CHRGR Inc. See All Filings	C/A	2017-06-20 15:25:53 UTC
Financial Interest The intermediary will acquire a convertible note for the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount CIK Number 0001702784 Filed Document 0001644600-17-000128 Accepted Date 2017-06-20 15:25:53 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEW YORK
RightEye, LLC See All Filings	D	2017-06-20 15:21:26 UTC
Amount To Be Raised $7,276,525 Associated Brokers / Dealers N/A CIK Number 0001575563 Filed Document 0001575563-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-20 15:21:26 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Runway Growth Credit Fund Inc. See All Filings	D/A	2017-06-20 15:19:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JCI/Academy Securities, Nolan Securities, and Bradley Woods & Co. CIK Number 0001653384 Filed Document 0001140361-17-025565 Exclusions or Exemptions 506b Accepted Date 2017-06-20 15:19:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MKCA Opportunity Fund, LLC See All Filings	D/A	2017-06-20 15:13:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. Riley & Co., LLC CIK Number 0001465069 Filed Document 0001465069-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-20 15:13:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gator Financial Partners Offshore, Ltd See All Filings	D/A	2017-06-20 15:13:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oakpoint Advisors, LLC, Mid-Continent Securities Advisors, Ltd., Oakpoint Solutions, LLC, and Gar Wood Securities, LLC CIK Number 0001607944 Filed Document 0001607944-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-20 15:13:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Cerego, LLC See All Filings	D	2017-06-20 15:10:01 UTC
Amount To Be Raised $33,132,838 Associated Brokers / Dealers N/A CIK Number 0001709763 Filed Document 0001709763-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 15:10:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Woodland Grove Apartments, LLC See All Filings	D	2017-06-20 15:07:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001709779 Filed Document 0001709779-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 15:07:20 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hutensky Capital Partners Retail Renewal Fund, LP See All Filings	D	2017-06-20 14:51:04 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001709459 Filed Document 0001709459-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 14:51:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Theorem Prime Plus Yield Fund Offshore LP See All Filings	D	2017-06-20 14:45:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709467 Filed Document 0001709467-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-20 14:45:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wider Communications Inc See All Filings	D/A	2017-06-20 14:45:08 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001705674 Filed Document 0001705674-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-20 14:45:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Click IPO Holdings, LLC See All Filings	D	2017-06-20 14:43:43 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Tyler Alcorn CIK Number 0001709808 Filed Document 0001709808-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 14:43:43 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
3145 Blue Crescent, LP See All Filings	D	2017-06-20 14:40:32 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers N/A CIK Number 0001709821 Filed Document 0001709821-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 14:40:32 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ALLBOUND, INC. See All Filings	D	2017-06-20 14:35:47 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687704 Filed Document 0001687704-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 14:35:47 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Gator Financial Partners, LLC See All Filings	D/A	2017-06-20 14:31:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mid-Continent Securites Advisors Ltd., Aurora Capital LLC, Gar Wood Securities, LLC, and Oakpoint Solutions, LLC CIK Number 0001471673 Filed Document 0001471673-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 14:31:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Phrame, Inc. See All Filings	C-W	2017-06-20 14:31:01 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001695166 Filed Document 0001695166-17-000004 Accepted Date 2017-06-20 14:31:01 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2017-06-20 14:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001468370 Filed Document 0001625257-17-000079 Exclusions or Exemptions 506b Accepted Date 2017-06-20 14:23:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUMOS TRANSFORMS, LLC See All Filings	D	2017-06-20 14:22:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709381 Filed Document 0001709381-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 14:22:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2017-06-20 14:21:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001468369 Filed Document 0001625257-17-000078 Exclusions or Exemptions 506b Accepted Date 2017-06-20 14:21:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ImplementHIT, Inc See All Filings	D	2017-06-20 14:17:01 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001708809 Filed Document 0001708809-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-20 14:17:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Venture Land Title Investors IV, LLC See All Filings	D	2017-06-20 14:13:25 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001709764 Filed Document 0001709764-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 14:13:25 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Magna Resources West Apex #1 - Gilliam #1-H Joint Venture See All Filings	D	2017-06-20 13:55:50 UTC
Amount To Be Raised $3,375,000 Associated Brokers / Dealers N/A CIK Number 0001709815 Filed Document 0001709815-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 13:55:50 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Universa Black Swan Protection Protocol Offshore IV Ltd. See All Filings	D/A	2017-06-20 13:55:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533535 Filed Document 0000935836-17-000316 Exclusions or Exemptions 506b Accepted Date 2017-06-20 13:55:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DADE METRO HOLDINGS, LP See All Filings	D	2017-06-20 13:55:24 UTC
Amount To Be Raised $10,400,000 Associated Brokers / Dealers N/A CIK Number 0001706405 Filed Document 0001706405-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-20 13:55:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilkinson Development Fund 3, LLC See All Filings	D	2017-06-20 13:53:02 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001709508 Filed Document 0001709508-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 13:53:02 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LMR ALPHA RATES TRADING FUND Ltd See All Filings	D/A	2017-06-20 13:46:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551185 Filed Document 0000919574-17-004949 Exclusions or Exemptions 506b Accepted Date 2017-06-20 13:46:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LMR FUND Ltd See All Filings	D/A	2017-06-20 13:44:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551236 Filed Document 0000919574-17-004947 Exclusions or Exemptions 506b Accepted Date 2017-06-20 13:44:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Elite Automobiles International LLC See All Filings	D	2017-06-20 13:36:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers none CIK Number 0001706333 Filed Document 0001706333-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-20 13:36:14 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Papa Technologies, LLC See All Filings	D	2017-06-20 13:36:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001709747 Filed Document 0001709747-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-06-20 13:36:08 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Indi Molecular, Inc. See All Filings	D	2017-06-20 13:18:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709279 Filed Document 0001709279-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 13:18:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Camox Fund See All Filings	D/A	2017-06-20 13:15:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610494 Filed Document 0000902664-17-002685 Exclusions or Exemptions 506b Accepted Date 2017-06-20 13:15:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caption Technology, LP See All Filings	D/A	2017-06-20 13:12:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645589 Filed Document 0000919574-17-004945 Exclusions or Exemptions 506b Accepted Date 2017-06-20 13:12:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VPC SUMMIT MF LLC See All Filings	D	2017-06-20 13:11:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709801 Filed Document 0001709801-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-20 13:11:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Addison Clark Northside, LP See All Filings	D/A	2017-06-20 13:07:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613596 Filed Document 0000919574-17-004943 Exclusions or Exemptions 506b Accepted Date 2017-06-20 13:07:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Capital Markets LLC See All Filings	D/A	2017-06-20 13:02:10 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001706341 Filed Document 0001493152-17-006877 Exclusions or Exemptions 506b Accepted Date 2017-06-20 13:02:10 UTC Type of Offering D/A Industry Investing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
No Sweat, LLC See All Filings	D	2017-06-20 12:59:35 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001649192 Filed Document 0001649192-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 12:59:35 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Southwest Value Partners Fund XVIII LP See All Filings	D/A	2017-06-20 12:29:19 UTC
Amount To Be Raised $360,675,000 Associated Brokers / Dealers Stonehaven LLC CIK Number 0001702393 Filed Document 0001702393-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-20 12:29:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2017 Permian Basin JV See All Filings	D/A	2017-06-20 12:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699707 Filed Document 0001699707-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-20 12:16:37 UTC Type of Offering D/A Industry Business Services Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
DreamBook, LLC See All Filings	D/A	2017-06-20 12:15:02 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001709600 Filed Document 0001709600-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-20 12:15:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Covered in Snow Ltd Liability Co See All Filings	D	2017-06-20 12:09:51 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001709527 Filed Document 0001709527-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 12:09:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Strawberry Fields, L.L.C. See All Filings	D	2017-06-20 12:07:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709761 Filed Document 0001709761-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 12:07:35 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DreamBook, LLC See All Filings	D	2017-06-20 12:02:57 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001709600 Filed Document 0001709600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 12:02:57 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
BuyerQuest Holdings, Inc. See All Filings	D	2017-06-20 11:56:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001653569 Filed Document 0001653569-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-20 11:56:45 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
OPTCAPITAL LLC See All Filings	D/A	2017-06-20 11:46:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optsecurities, LLC CIK Number 0001280660 Filed Document 0001280660-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-20 11:46:19 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Greystar Growth & Income Fund, LP See All Filings	D	2017-06-20 11:45:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709693 Filed Document 0001709693-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 11:45:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ube, Inc See All Filings	D/A	2017-06-20 11:33:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fundme Securities LLC DBA CircleUp CIK Number 0001643599 Filed Document 0001643599-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-06-20 11:33:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BTG PLC See All Filings	D/A	2017-06-20 11:32:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450431 Filed Document 0001450431-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-20 11:32:28 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Polaris Aggressive Technology Trader Fund #1 LLC See All Filings	D/A	2017-06-20 11:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552484 Filed Document 0001552484-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 11:29:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smith Asset Management Group Absolute Return Fund I, L.P. See All Filings	D/A	2017-06-20 11:27:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583043 Filed Document 0001583043-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 11:27:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
RS Alkire Glen, LLC See All Filings	D	2017-06-20 11:25:41 UTC
Amount To Be Raised $7,370,000 Associated Brokers / Dealers N/A CIK Number 0001709633 Filed Document 0001709633-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-20 11:25:41 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Albany Road-Haywood Oaks Investor LLC See All Filings	D	2017-06-20 11:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708682 Filed Document 0001708682-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-20 11:18:51 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity