Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LSV EMERGING MARKETS EQUITY FUND LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341434 Filed Document 0001393725-14-000090 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV International Concentrated Equity Fund, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457693 Filed Document 0001393725-14-000095 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAUTIC PARTNERS VII-A, L.P. See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers MERCURY CAPITAL ADVISORS, LLC CIK Number 0001553244 Filed Document 0001553244-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
LSV MICRO CAP FUND, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516215 Filed Document 0001393725-14-000071 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AppCast, Inc. See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001610281 Filed Document 0001610281-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
PLC SYSTEMS INC See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Middlebury Securities, LLC CIK Number 0000879682 Filed Document 0001437749-14-010686 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wahlburgers Fenway, LLC See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0001609625 Filed Document 0001609625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Remiges BioPharma Fund, LP See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001609623 Filed Document 0001609623-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XSA-Prima-Temp May 2014 LLC See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $51,500 Associated Brokers / Dealers N/A CIK Number 0001609730 Filed Document 0001609730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Belle Co Too, Ltd Liability Co See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001609934 Filed Document 0001609934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
PC Peppertree, LLC See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $2,664,463 Associated Brokers / Dealers N/A CIK Number 0001609926 Filed Document 0001609926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BioClin Therapeutics, Inc. See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $9,982,500 Associated Brokers / Dealers N/A CIK Number 0001605096 Filed Document 0001605096-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TECH-ENHANCED LIFE, PBC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001609738 Filed Document 0001609738-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
TRINITY STREET COMMINGLED GLOBAL EQUITY FUND, LP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609458 Filed Document 0000919574-14-003613 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Capital Global Private Equity Partners 2014, L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001605494 Filed Document 0001605494-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MD Asia Investors II, LP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609785 Filed Document 0001609785-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
San Angelo Oil Ltd See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $17,063 Associated Brokers / Dealers N/A CIK Number 0001609873 Filed Document 0001609873-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SQM Frontier Africa Fund (Offshore), Ltd. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493147 Filed Document 0001493147-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gurtin Muni Alpha Funds, LP - Gurtin National Municipal Value Fund See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482356 Filed Document 0001482356-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
hc1.com Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001132442 Filed Document 0001132442-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
CCP CORE MACRO FUND LP See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568342 Filed Document 0001140361-14-024263 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fuse Medical, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000319016 Filed Document 0001477932-14-003012 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HEALTH ENTERPRISE PARTNERS II, L.P. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555058 Filed Document 0001324770-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIPEP VII (AIF) Asia Pacific Fund L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610127 Filed Document 0001181431-14-022888 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Coherus BioSciences, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $65,583,048 Associated Brokers / Dealers N/A CIK Number 0001512762 Filed Document 0001512762-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NAPO PHARMACEUTICALS INC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $137,500 Associated Brokers / Dealers N/A CIK Number 0001188290 Filed Document 0001188290-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Keller TX Retail DST See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $11,933,690 Associated Brokers / Dealers Harry R. Tyler and Christina S. Nielson CIK Number 0001608413 Filed Document 0001608413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
GOLDEN DRAGON HOLDING CO. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001081938 Filed Document 0001065949-14-000143 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Red's All natural, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503268 Filed Document 0001503268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ORTHOPEDIATRICS CORP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $38,999,997 Associated Brokers / Dealers N/A CIK Number 0001425450 Filed Document 0001425450-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Western Oncolytics LTD. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $273,000 Associated Brokers / Dealers N/A CIK Number 0001609754 Filed Document 0001609754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Debt
2014 Bayou City Illinois Basin Development, L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $2,565,000 Associated Brokers / Dealers Mari Jo Larkin, James Duhon, Tom Gilleland, Guy Mohead, Jason Pitts, Lori Price, Joe Harper, Josh Walters, Tim Lottman, Mike Martin, Jr., Mike Markin, Sr., and David Sudderth CIK Number 0001608038 Filed Document 0001608038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
151 Proprietors LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001609724 Filed Document 0001609724-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PATHEOS INC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001453907 Filed Document 0001453907-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EXTRAHOP NETWORKS INC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $28,499,987 Associated Brokers / Dealers N/A CIK Number 0001419801 Filed Document 0001419801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Envest Microfinance Fund, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560373 Filed Document 0001560373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biz Simplicity, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001569328 Filed Document 0001569328-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Sapelo Fund, LP See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460344 Filed Document 0001460344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ohr Pharmaceutical Inc See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $25,180,224 Associated Brokers / Dealers N/A CIK Number 0001173281 Filed Document 0001387131-14-002124 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
KWB HOTEL PARTNERS, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Chauner Securities, Inc. and BCW Securities, LLC CIK Number 0001607771 Filed Document 0001607771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Rhizome Partners LP See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575312 Filed Document 0001575312-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MCSR FORT WORTH LAND INVEST LP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001609736 Filed Document 0001609736-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
KUBOO, INC. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001255733-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
SEA Venture Capital Fund - Ridgetop V L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001609694 Filed Document 0001181431-14-022334 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
Structural Capital Investors I, LP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608438 Filed Document 0001608438-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lord Abbett Bank Loan Trust See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001609143 Filed Document 0001609143-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Offerpop Corp See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001504982 Filed Document 0001504982-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Empire Robotics, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $466,000 Associated Brokers / Dealers N/A CIK Number 0001574421 Filed Document 0001574421-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Commonfund Capital Strategic Solutions Global Private Equity Fund, L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001609604 Filed Document 0001609604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noble Royalty Access Fund 15, LP See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001578585 Filed Document 0001578585-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity