Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BEECKEN PETTY O'KEEFE FUND IV, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers LAZARD & CO., LIMITED, LAZARD FRERES & CO. LLC, OPPENHEIMER & CO. INC., and STIFFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001558932 Filed Document 0001558932-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
My Senior Portal, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers My Web Portal, Inc. CIK Number 0001588025 Filed Document 0001588025-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NAKED BRAND GROUP INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $759,750 Associated Brokers / Dealers N/A CIK Number 0001383097 Filed Document 0001085037-13-000140 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DragonTech International, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001587261 Filed Document 0001587261-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Celsus Therapeutics Plc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $12,516,232 Associated Brokers / Dealers MTS Securities, LLC and Oppenheimer & Co. Inc. CIK Number 0001541157 Filed Document 0001541157-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
BEECKEN PETTY O'KEEFE FUND IV-A, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers LAZARD & CO., LIMITED, LAZARD FRERES & CO. LLC, OPPENHEIMER & CO. INC., and STIFFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001558933 Filed Document 0001558932-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DragonTech International, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $835,000 Associated Brokers / Dealers N/A CIK Number 0001587261 Filed Document 0001587261-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Yorktown University See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Richard Jack Bishirjian CIK Number 0001587998 Filed Document 0001587998-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Global Marine Exploration, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Pennaluna & Company Inc CIK Number 0001542218 Filed Document 0001542218-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Woodbine Ridge Joint Venture See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001579414 Filed Document 0001579414-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Southern Tier Region Rural Broadband Company, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers n/a CIK Number 0001587999 Filed Document 0001587999-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
THINK Communications, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588029 Filed Document 0001588029-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
NanoMech, Inc. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers None CIK Number 0001495678 Filed Document 0001495678-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Northeast Racing LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001587306 Filed Document 0001587306-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Steben Select Multi-Strategy Partners, L.P. See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582538 Filed Document 0001582538-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Technical Provisions, LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001550821 Filed Document 0001550821-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
FALLS EVENT CENTER LLC See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers - CIK Number 0001586991 Filed Document 0001586991-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
QMaxx Products Group, LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NA CIK Number 0001587483 Filed Document 0001587483-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CETTG Glendale Marketplace REIT LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iriquois Capital Advisers, LLC CIK Number 0001587810 Filed Document 0001587810-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arlon Latin America Partners B LP See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001587896 Filed Document 0001587922-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTEGRATE.COM, INC. See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001508709 Filed Document 0001508709-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Fairholme Partnership, LP See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566213 Filed Document 0000919574-13-005659 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arlon Latin America Partners A LP See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001587897 Filed Document 0001587922-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BG REIT, LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iriquois Capital Advisors, LLC CIK Number 0001587773 Filed Document 0001587773-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ALeco Container, LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers ALeco Container, LLC CIK Number 0001540122 Filed Document 0001540122-13-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
MC Hospitality Fund, LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Dayne Austin Pfaff CIK Number 0001587946 Filed Document 0001587946-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arlon Latin America Partners LP See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001587895 Filed Document 0001587922-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEDERAL FINANCIAL SERVICES, LLC See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers - CIK Number 0001578961 Filed Document 0001578961-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Israel Investment Fund LP See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497127 Filed Document 0001497127-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Pacifica Mortgage Fund LLC See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360366 Filed Document 0001360366-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Student Loan Strategies, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001582931 Filed Document 0001582931-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Eden Creamery LLC See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001576122 Filed Document 0001576122-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Student Loan Strategies, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001582931 Filed Document 0001582931-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
American Brewing Company, Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Spencer Edwards, Inc. CIK Number 0001579823 Filed Document 0001579823-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ANTENNA SOFTWARE, INC. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001107870 Filed Document 0001107870-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
Assisted Living Wealth Fund LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Jeffrey Auld and William Bradfield CIK Number 0001587861 Filed Document 0001587861-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
XEnergy Technologies, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587713 Filed Document 0001587713-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
XEnergy Technologies, LLC See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587713 Filed Document 0001587713-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Evolv Technologies, Inc. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $11,819,107 Associated Brokers / Dealers N/A CIK Number 0001582300 Filed Document 0001582300-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Avocado Software Inc See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001585959 Filed Document 0001585959-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Illumio, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $34,500,056 Associated Brokers / Dealers N/A CIK Number 0001567658 Filed Document 0001567658-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mind Navigator See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587708 Filed Document 0001587708-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pacifica Development & Construction Fund, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580679 Filed Document 0001580679-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rewards Catering LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers NA CIK Number 0001587249 Filed Document 0001587249-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CrazyForEducation LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NA CIK Number 0001587548 Filed Document 0001587548-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clinverse, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587670 Filed Document 0001587670-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Artax Biopharma, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587661 Filed Document 0001587661-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CREDIT NATION LENDING SERVICES, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459055 Filed Document 0001459055-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Tower Crossing Holdings, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001587180 Filed Document 0001587181-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
86 Co See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,795,000 Associated Brokers / Dealers N/A CIK Number 0001587386 Filed Document 0001587386-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity