Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LSV EMERGING MARKETS SMALL CAP EQUITY FUND, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484877 Filed Document 0001393725-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 29, LP See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609999 Filed Document 0001609999-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALTA HEDGE FUND, L.P. See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001029335 Filed Document 0000919574-14-003629 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV AUSTRALIA SMALL CAP EQUITY FUND, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488476 Filed Document 0001393725-14-000073 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTCOTT PRODUCTS CORP See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0000845819 Filed Document 0001515971-14-000260 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Speed Commerce, Inc. See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000911650 Filed Document 0001437749-14-010742 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Creek Opportunity Offshore Fund, Ltd. See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Royal Alliance Associates, Inc. CIK Number 0001348019 Filed Document 0000919574-14-003624 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIP Select Mortgage Fund LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001543808 Filed Document 0000945621-14-000169 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV JAPAN SMALL CAP EQUITY FUND, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512427 Filed Document 0001393725-14-000085 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW PROVIDENCE FUND LTD See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001286974 Filed Document 0001286974-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LSV GLOBAL CV EQUITY FUND, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512428 Filed Document 0001393725-14-000078 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parallax Capital Fund, L.P. See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised $115,500,500 Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001566205 Filed Document 0001144204-14-035759 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LSV International Concentrated Equity Fund, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457693 Filed Document 0001393725-14-000080 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Humax Capital Management Inc. See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609472 Filed Document 0001520138-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Pantera Bitcoin Fund Ltd See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598389 Filed Document 0000902664-14-002722 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 30, LP See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609998 Filed Document 0001609998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOAM MARKET NEUTRAL FUND, L.P. See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584035 Filed Document 0000919574-14-003631 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rotunda Income Fund, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609968 Filed Document 0001609968-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Taggle See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $500,165 Associated Brokers / Dealers N/A CIK Number 0001610093 Filed Document 0001610093-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Yellowhammer Media Group Inc. See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $5,317,147 Associated Brokers / Dealers N/A CIK Number 0001609390 Filed Document 0000905718-14-000325 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CYMBET CORP See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001376889 Filed Document 0001181431-14-022567 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Brilatta, Inc. See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001609427 Filed Document 0001609427-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Loopster, Inc. See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001609366 Filed Document 0001609427-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LSV International Value Equity Fund L P See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300564 Filed Document 0001393725-14-000067 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV International (AC) Value Equity Fund, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505139 Filed Document 0001393725-14-000079 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV CANADA SMALL CAP EQUITY FUND, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488477 Filed Document 0001393725-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MORGAN STANLEY AIP EMERGING MARKETS FUND LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001424532 Filed Document 0000945621-14-000168 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baja Aquaculture, Inc. See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $10,039,444 Associated Brokers / Dealers N/A CIK Number 0001549000 Filed Document 0001140361-14-027169 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
LSV GLOBAL CV EQUITY FUND, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512428 Filed Document 0001393725-14-000093 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LBC CREDIT PARTNERS III, L.P. See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised $840,000,000 Associated Brokers / Dealers CV Brokerage CIK Number 0001545546 Filed Document 0001545546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFR MASTER TRUSTS See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001162431 Filed Document 0001162431-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SRS PARTNERS US L P See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392287 Filed Document 0001392287-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEGACY FRANCHISE GROUP LLC See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001609949 Filed Document 0001609949-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GRAYL INC. See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001609823 Filed Document 0001609823-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AESIR CREDIT PARTNERS, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550201 Filed Document 0000919574-14-003628 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Creek Opportunity Fund, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Royal Alliance Associates, Inc. CIK Number 0001349056 Filed Document 0000919574-14-003623 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW PROVIDENCE BALANCED PORTFOLIO LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427044 Filed Document 0001286974-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LSV GLOBAL CONCENTRATED VALUE FUND, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507162 Filed Document 0001393725-14-000062 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV INTERNATIONAL SMALL CAP EQUITY FUND, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518911 Filed Document 0001393725-14-000081 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV International Value Equity Trust See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300505 Filed Document 0001393725-14-000098 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LBC Credit Partners Parallel III, L.P. See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised $840,000,000 Associated Brokers / Dealers N/A CIK Number 0001565812 Filed Document 0001565812-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XYMOGEN, INC. See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001461854 Filed Document 0001461854-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Partners Group Emerging Markets 2014, L.P. Inc. See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609890 Filed Document 0001609890-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARK WEST PARTNERS LTD See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371369 Filed Document 0001371369-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Growth Co-Investment 2, L.P. See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609358 Filed Document 0001012975-14-000374 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Brewla, Inc. See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001598554 Filed Document 0001598554-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LSV MICRO CAP FUND, LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516215 Filed Document 0001393725-14-000086 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIP Select Mortgage Fund (Cayman) LP See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001551768 Filed Document 0000945621-14-000170 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pangean Energy McKenzie 7, LLC See All Filings	D	2014-06-04 00:00:00 UTC
Amount To Be Raised $9,750,000 Associated Brokers / Dealers N/A CIK Number 0001608849 Filed Document 0001608849-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Malta Hedge Fund II, L.P. See All Filings	D/A	2014-06-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sandler O'Neill & Partners, L.P., WFS, LLC, and Aqueduct Capital Group, LLC CIK Number 0001067768 Filed Document 0000919574-14-003630 Exclusions or Exemptions 506b Accepted Date 2014-06-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund