Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BLUEBAY EMERGING MARKET SELECT BOND SP OF THE BLUEBAY GLOBAL FUNDS SPC See All Filings	D/A	2017-05-22 16:23:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567230 Filed Document 0001567230-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 16:23:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueBay Emerging Market Corporate Alpha Fund Ltd. See All Filings	D/A	2017-05-22 16:21:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560252 Filed Document 0001560252-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 16:21:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueBay Credit Alpha Long Short Fund Ltd. See All Filings	D/A	2017-05-22 16:20:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560184 Filed Document 0001560184-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 16:20:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESPRING LLC See All Filings	D	2017-05-22 16:20:00 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001705953 Filed Document 0001705953-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 16:20:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Level Therapy General Corp See All Filings	C	2017-05-22 16:16:38 UTC
Financial Interest The intermediary will acquire a convertible note fore the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $1,000,000 CIK Number 0001698923 Filed Document 0001644600-17-000098 Accepted Date 2017-05-22 16:16:38 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Evergaze Holdings LLC See All Filings	D	2017-05-22 16:15:20 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001665841 Filed Document 0001665841-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-22 16:15:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brickstone Investments III LLC See All Filings	D	2017-05-22 16:13:27 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001707219 Filed Document 0001707219-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 16:13:27 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wandera, Inc. See All Filings	D	2017-05-22 16:11:44 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001553859 Filed Document 0001650731-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 16:11:44 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Central Logic, Inc. See All Filings	D	2017-05-22 16:08:36 UTC
Amount To Be Raised $108,780 Associated Brokers / Dealers N/A CIK Number 0001558280 Filed Document 0001558280-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 16:08:36 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Inventure, LLC See All Filings	D	2017-05-22 16:07:01 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001706556 Filed Document 0001706556-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 16:07:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
MVP ES FUND XX LLC See All Filings	D/A	2017-05-22 16:06:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001703872 Filed Document 0001703872-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 16:06:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Nineteen77 Global Multi-Strategy Alpha WM LLC See All Filings	D/A	2017-05-22 15:50:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001403972 Filed Document 0001403972-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-22 15:50:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Generation Partners Real Estate LLC See All Filings	D	2017-05-22 15:38:59 UTC
Amount To Be Raised $4,192,500 Associated Brokers / Dealers N/A CIK Number 0001707244 Filed Document 0001596771-17-000039 Exclusions or Exemptions 506b Accepted Date 2017-05-22 15:38:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SNM Global Holdings See All Filings	D	2017-05-22 15:36:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001706907 Filed Document 0001706907-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-22 15:36:28 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Core Sports Technology Group, LLC See All Filings	D	2017-05-22 15:29:24 UTC
Amount To Be Raised $7,030,000 Associated Brokers / Dealers N/A CIK Number 0001698496 Filed Document 0001144204-17-028843 Exclusions or Exemptions 506b Accepted Date 2017-05-22 15:29:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PawTree, LLC See All Filings	D	2017-05-22 15:20:06 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001582764 Filed Document 0001582764-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 15:20:06 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cerebri AI Inc. See All Filings	D/A	2017-05-22 15:10:10 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001672749 Filed Document 0001140361-17-021708 Exclusions or Exemptions 506b Accepted Date 2017-05-22 15:10:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Nineteen77 Global Multi-Strategy Alpha Ltd See All Filings	D/A	2017-05-22 15:04:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001403975 Filed Document 0001403975-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-22 15:04:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECONDWRITE, LLC See All Filings	D	2017-05-22 15:01:21 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001707296 Filed Document 0001707296-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 15:01:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-22 15:01:04 UTC
Amount To Be Raised $2,760,020 Associated Brokers / Dealers Scott McGee and Eddie Allen CIK Number 0001135856 Filed Document 0001135856-17-000180 Exclusions or Exemptions 506b Accepted Date 2017-05-22 15:01:04 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Second Chance, LLC See All Filings	D	2017-05-22 15:00:31 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001707208 Filed Document 0000935836-17-000267 Exclusions or Exemptions 506b Accepted Date 2017-05-22 15:00:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cigloo, Inc. See All Filings	C	2017-05-22 15:00:01 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001702261 Filed Document 0001670254-17-000131 Accepted Date 2017-05-22 15:00:01 UTC Type of Offering C Security Offered Amount 400,000 Security Offered Type Common Stock State DELAWARE
1337 Street Fund, LP See All Filings	D	2017-05-22 14:58:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707130 Filed Document 0001707130-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:58:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-22 14:56:11 UTC
Amount To Be Raised $21,841,935 Associated Brokers / Dealers Andrew Arigo, Kenneth LaBarge, John Matzoll, and Lucia Fiumara CIK Number 0001135856 Filed Document 0001135856-17-000179 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:56:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
1337 Street Fund (Offshore), LP See All Filings	D	2017-05-22 14:56:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707128 Filed Document 0001707128-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:56:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific International Energy Solutions Inc. See All Filings	D	2017-05-22 14:54:12 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001601811 Filed Document 0001441557-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:54:12 UTC Type of Offering D Industry Other Energy Principal Place of Business HAWAII Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-22 14:52:05 UTC
Amount To Be Raised $13,656,723 Associated Brokers / Dealers Nadir Minocher and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-17-000178 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:52:05 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HEMOSHEAR THERAPEUTICS, LLC See All Filings	D	2017-05-22 14:49:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001442720 Filed Document 0001442720-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:49:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-22 14:47:42 UTC
Amount To Be Raised $315,145 Associated Brokers / Dealers Kirk Penland and Phillip Primm CIK Number 0001135856 Filed Document 0001135856-17-000177 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:47:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Falcon Nano, Inc. See All Filings	D	2017-05-22 14:45:31 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001616473 Filed Document 0001616473-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:45:31 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
LEGACY EXPLORATION, LLC See All Filings	D	2017-05-22 14:43:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001706641 Filed Document 0001654954-17-004984 Exclusions or Exemptions 506c Accepted Date 2017-05-22 14:43:25 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-22 14:40:42 UTC
Amount To Be Raised $38,177,312 Associated Brokers / Dealers Craig Main, Michael Shannon, Phillip Currie, Adam Monson, and Paul Murray CIK Number 0001135856 Filed Document 0001135856-17-000176 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:40:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nineteen77 Global Multi-Strategy Alpha LLC See All Filings	D/A	2017-05-22 14:34:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001118319 Filed Document 0001118319-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:34:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goodship, LLC See All Filings	D/A	2017-05-22 14:32:05 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001675268 Filed Document 0001675268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:32:05 UTC Type of Offering D/A Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SPRINGFIELD PARTNERS LP See All Filings	D/A	2017-05-22 14:26:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031379 Filed Document 0000915299-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:26:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CelebOp, Inc. See All Filings	D	2017-05-22 14:23:15 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers Lawrence G. Suscy CIK Number 0001707174 Filed Document 0001707174-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:23:15 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Echodyne Corp. See All Filings	D	2017-05-22 14:21:27 UTC
Amount To Be Raised $29,029,590 Associated Brokers / Dealers N/A CIK Number 0001628751 Filed Document 0001628751-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:21:27 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Nineteen77 Global Multi-Strategy Alpha II Ltd See All Filings	D/A	2017-05-22 14:19:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001502315 Filed Document 0001502315-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:19:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MODERNIZING MEDICINE, INC. See All Filings	D	2017-05-22 14:15:35 UTC
Amount To Be Raised $230,928,488 Associated Brokers / Dealers N/A CIK Number 0001491798 Filed Document 0001140361-17-021698 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:15:35 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rise Gold Corp. See All Filings	D	2017-05-22 14:13:39 UTC
Amount To Be Raised $85,899 Associated Brokers / Dealers Skanderbeg Capital Advisors Inc. CIK Number 0001424864 Filed Document 0001424864-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:13:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ACTAVALON, INC. See All Filings	D	2017-05-22 14:07:57 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001594641 Filed Document 0001594641-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:07:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Spotluck, Inc. See All Filings	D	2017-05-22 13:59:34 UTC
Amount To Be Raised $4,799,955 Associated Brokers / Dealers N/A CIK Number 0001672152 Filed Document 0001672152-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:59:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
RCL Linkem II LLC See All Filings	D/A	2017-05-22 13:56:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594198 Filed Document 0001594198-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:56:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Opportunities Offshore Fund, L.P. See All Filings	D/A	2017-05-22 13:54:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674665 Filed Document 0001315863-17-000467 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:54:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MH HHouse Investments, LLC See All Filings	D	2017-05-22 13:54:00 UTC
Amount To Be Raised $10,690,000 Associated Brokers / Dealers N/A CIK Number 0001707290 Filed Document 0001707290-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:54:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Net Leased Portfolio 16 DST See All Filings	D	2017-05-22 13:53:38 UTC
Amount To Be Raised $28,530,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001706186 Filed Document 0001706186-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:53:38 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Innovative Card Solutions, LLC See All Filings	D	2017-05-22 13:50:08 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001707282 Filed Document 0001707282-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:50:08 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Other
LONGMEADOW CAPITAL LIMITED PARTNERSHIP See All Filings	D/A	2017-05-22 13:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000915299 Filed Document 0000915299-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:43:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VELOMACCHI INC. See All Filings	D	2017-05-22 13:36:44 UTC
Amount To Be Raised $603,000 Associated Brokers / Dealers N/A CIK Number 0001706638 Filed Document 0001461859-17-000014 Exclusions or Exemptions 504 and 506b Accepted Date 2017-05-22 13:36:44 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Frrole, Inc. See All Filings	D	2017-05-22 13:34:45 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001706460 Filed Document 0001706460-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:34:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired