Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BPA Investment LLC See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $3,065,000 Associated Brokers / Dealers N/A CIK Number 0001609832 Filed Document 0001609832-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Attensity Group, Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $109,589,261 Associated Brokers / Dealers N/A CIK Number 0001463160 Filed Document 0001463160-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MBP IV Annex Fund, L.P. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596223 Filed Document 0001488138-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SARUS OFFSHORE FUND SPC, LTD. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities CIK Number 0001513886 Filed Document 0000919574-14-003647 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SignPath Pharma, Inc. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Meyers Associates, L.P. CIK Number 0001455694 Filed Document 0001096906-14-000772 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Oral Hygenix, Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001609579 Filed Document 0001515971-14-000259 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SENSORY MEDICAL INC See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001457624 Filed Document 0001457624-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Park Partners, L.P. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609444 Filed Document 0000935836-14-000327 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Herring Creek Offshore Fund, Ltd. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575767 Filed Document 0000919574-14-003635 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bourbon Brothers Holding Corp See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001445918 Filed Document 0001079973-14-000345 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hitchwood Capital Fund Ltd. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607628 Filed Document 0000950103-14-003976 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kickstart Seed Fund III, L.P. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001610008 Filed Document 0001610008-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
PayRange Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001609709 Filed Document 0001609709-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
LEFT DIMPLE BRANDS LLC See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001599593 Filed Document 0001604103-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CityScan Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001531957 Filed Document 0001531957-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Photonics, Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001526989 Filed Document 0001526989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Urban Storage Fund, LP See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001578682 Filed Document 0001578682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Kelp Capital Investors, LLC (Mavrik Series) See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001604536 Filed Document 0001604536-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
OWS Credit Opportunity Offshore Fund, Ltd. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510727 Filed Document 0000902664-14-002714 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
vWise Inc See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $2,950,000 Associated Brokers / Dealers N/A CIK Number 0001415743 Filed Document 0001415743-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
125 W 44 Restaurant Associates, LLC See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001575133 Filed Document 0001140361-14-024711 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BaseCamp Telecom, LLC See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $1,532,000 Associated Brokers / Dealers N/A CIK Number 0001609808 Filed Document 0001609808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FANTOFAN INC. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001610099 Filed Document 0001610099-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Event-Driven Fund, Ltd. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610032 Filed Document 0001140361-14-025269 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcadia Power, Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610017 Filed Document 0001610017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Compass Special Situations Fund LLC See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457542 Filed Document 0001457542-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carnelian Fund, Ltd. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579118 Filed Document 0001140361-14-025268 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOAM PHOENIX PARTNERS, L.P. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548766 Filed Document 0000919574-14-003646 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Malta Thrift Fund, L.P. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515410 Filed Document 0000919574-14-003639 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LoanLogics, Inc. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised $12,258,841 Associated Brokers / Dealers Equus Financial Consulting, LLC CIK Number 0001518893 Filed Document 0001518893-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Hyperion Insurance Group Ltd See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $116,880 Associated Brokers / Dealers N/A CIK Number 0001609667 Filed Document 0001609667-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Equity
Berkshire Multifamily Value Plus Fund III, L.P. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised $475,000,000 Associated Brokers / Dealers Greenhill & Co., L.L.C. CIK Number 0001568058 Filed Document 0001568058-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Brookwood U.S. Real Estate Offshore Fund, L.P. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001517456 Filed Document 0001140361-14-024739 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Real Return Offshore Fund, L.P. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519522 Filed Document 0001402860-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hitchwood Capital Master Fund LP See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607629 Filed Document 0000950103-14-003977 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aberdeen European Opportunities Property Fund of Funds LLC See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542205 Filed Document 0001542205-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Poppin, Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001575865 Filed Document 0001575865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Gemmus Pharma Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001550724 Filed Document 0001550724-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Market Luminary, LLC See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606409 Filed Document 0001606409-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Fort Global Contrarian (PV), L.P. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608101 Filed Document 0001507943-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axial Healthcare, Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001610047 Filed Document 0001610047-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Skai, Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001524718 Filed Document 0001524718-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ELEMENTIS PLC See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised $16,049,187 Associated Brokers / Dealers N/A CIK Number 0001271140 Filed Document 0001271140-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
EE Jordan Run, LP See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $183,908 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001607435 Filed Document 0001607435-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EVEREST CAPITAL FRONTIER MARKETS EQUITY LTD. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509648 Filed Document 0000919574-14-003641 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAM Zie Fund, Ltd See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596717 Filed Document 0001596717-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taylor Woods Fund Ltd. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511969 Filed Document 0000919574-14-003676 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deerhaven Fund, LP See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449159 Filed Document 0001449159-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMPASS HEDGING STRATEGIES FUND LLC See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427016 Filed Document 0001427016-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookwood U.S. Real Estate Onshore Fund, L.P. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001517451 Filed Document 0001140361-14-024740 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund