Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FREDERICKSBURG SECTION 6 PARTNERSHIP See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $1,434,136 Associated Brokers / Dealers ALL FINRA REGISTERED REPRESENTATIVES CIK Number 0001610177 Filed Document 0001610177-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
AngelList-Suit-Fund, a series of AngelList-FGR-Funds, LLC See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $307,451 Associated Brokers / Dealers N/A CIK Number 0001610185 Filed Document 0001610185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAVETRUE, INC. See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $980,000 Associated Brokers / Dealers N/A CIK Number 0001014653 Filed Document 0001578563-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Darsana Fund LP See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609507 Filed Document 0000919574-14-003657 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised $34,283,432 Associated Brokers / Dealers Mark Maizel CIK Number 0001135856 Filed Document 0001135856-14-000191 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CHCP Global Securities, L.P. See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522363 Filed Document 0001522363-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Metacapital Mortgage Value Fund, Ltd. See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549265 Filed Document 0000919574-14-003652 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHCP Value Fund (Offshore), L.P. See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546207 Filed Document 0001546207-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Better Mousetrap, LLC See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001602772 Filed Document 0001602772-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Axonia Medical, Inc. See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $3,780,625 Associated Brokers / Dealers N/A CIK Number 0001537664 Filed Document 0001537664-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Seres Health, Inc. See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $10,628,990 Associated Brokers / Dealers N/A CIK Number 0001609809 Filed Document 0001140361-14-024808 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LOTSA HELPING HANDS INC See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $1,047,942 Associated Brokers / Dealers N/A CIK Number 0001443143 Filed Document 0001443143-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mansfield Senior Living, LLC See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $4,357,000 Associated Brokers / Dealers n/a CIK Number 0001609914 Filed Document 0001609914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MARLIN SAMS FUND, L.P. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437813 Filed Document 0000950142-14-001252 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Impact Directly PBC See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001609595 Filed Document 0000947871-14-000375 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
FEDERAL TAX AUTHORITY, LLC See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001479640 Filed Document 0001449374-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CAPITAL RETURNS LP See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hastings Capital Group, LLC and Pickwick Capital Partners, LLC CIK Number 0001270715 Filed Document 0001270715-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategos Deep Value (AI) Fund LP See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609981 Filed Document 0000945621-14-000165 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compass Special Situations Multi-Currency Fund LLC See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517600 Filed Document 0001517600-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GALVANIZE INC. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $18,022,143 Associated Brokers / Dealers N/A CIK Number 0001609551 Filed Document 0001609551-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
S & R Partners, L.P. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001063108 Filed Document 0000919574-14-003637 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vivantra, Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001609791 Filed Document 0001609791-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Highbridge Principal Strategies Credit Opportunities Fund, L.P. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001525361 Filed Document 0001605710-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MCF Diversified Strategy Fund LP See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606820 Filed Document 0001606820-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Windmill, LLC See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $6,525,000 Associated Brokers / Dealers N/A CIK Number 0001609931 Filed Document 0001609931-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
JAHC, Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $9,722,525 Associated Brokers / Dealers N/A CIK Number 0001609919 Filed Document 0001609919-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mycell Technologies LLC See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001554199 Filed Document 0001554199-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BRANDYOURSELF.COM, INC. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $3,434,280 Associated Brokers / Dealers N/A CIK Number 0001524634 Filed Document 0001524634-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mycell Technologies LLC See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001554199 Filed Document 0001554199-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
COMM-N-SENSE CORP. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001599608 Filed Document 0001599608-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Windstream Technologies, Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439133 Filed Document 0001493152-14-001838 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ludington - Sherman Oaks, LLC See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $1,820,000 Associated Brokers / Dealers N/A CIK Number 0001610181 Filed Document 0001610181-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Ischemix LLC See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001610067 Filed Document 0001610067-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lorica International, Inc. See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001605107 Filed Document 0001415889-14-001767 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Makeda Fund L.P. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607523 Filed Document 0001607523-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
hixme Insurance Solutions See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $1,509,000 Associated Brokers / Dealers N/A CIK Number 0001597430 Filed Document 0001597430-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SymbioCellTech, LLC See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001575304 Filed Document 0001575304-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
FirstMark Capital OF I, L.P. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001609559 Filed Document 0001609559-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Power Partners II, L.P. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001610053 Filed Document 0001140361-14-024661 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PONTIFLEX INC See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001425827 Filed Document 0001425827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
InfraScale, Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $16,319,067 Associated Brokers / Dealers NONE CIK Number 0001590196 Filed Document 0001590196-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OBSERVABLE NETWORKS, INC. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $2,449,996 Associated Brokers / Dealers N/A CIK Number 0001585129 Filed Document 0000950138-14-000483 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 12, LLC See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $185,000 Associated Brokers / Dealers N/A CIK Number 0001610104 Filed Document 0001610104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Yieldbot Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $11,328,260 Associated Brokers / Dealers N/A CIK Number 0001508835 Filed Document 0001508835-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Think Ventures, L.P. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001610173 Filed Document 0001610173-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESG Nexus Fund LP See All Filings	D/A	2014-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001552343 Filed Document 0000919574-14-003636 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BigTime Software, Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001526490 Filed Document 0001526490-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Carrick Petroleum Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $408,837 Associated Brokers / Dealers N/A CIK Number 0001610164 Filed Document 0001140361-14-024856 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AWC Physician Investment Group, LLC See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001609938 Filed Document 0001609938-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Growblox Sciences, Inc. See All Filings	D	2014-06-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Network 1 Financial Services, Inc. CIK Number 0001165320 Filed Document 0000939798-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-06-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity