Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CVC GLOBAL CREDIT OPPORTUNITIES FUND, L.P. See All Filings	D/A	2017-10-12 10:41:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Resource Securities Inc. ("RS"), Far Hills Group, LLC ("FHG"), and CVC Funding, LLC ("CFL") CIK Number 0001459953 Filed Document 0001459953-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 10:41:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KStone High Income Muni Fund LP See All Filings	D	2017-10-12 10:37:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719361 Filed Document 0000919574-17-007252 Exclusions or Exemptions 506b Accepted Date 2017-10-12 10:37:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
37th Parallel Properties Investment Group, LLC See All Filings	D	2017-10-12 10:34:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Don Duncan and WealthForge Securities, LLC CIK Number 0001719275 Filed Document 0001719275-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-12 10:34:47 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Clareant Fund S.C.A. SICAV-SIF See All Filings	D/A	2017-10-12 10:34:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520580 Filed Document 0001520580-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-12 10:34:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telepathy Labs, Inc. See All Filings	D	2017-10-12 10:32:42 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001696613 Filed Document 0001696613-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-12 10:32:42 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GTIS SLA Feeder LLC See All Filings	D	2017-10-12 10:30:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718836 Filed Document 0000947871-17-000802 Exclusions or Exemptions 506b Accepted Date 2017-10-12 10:30:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSO Private Investors Offshore III SICAV-RAIF S.C.Sp See All Filings	D	2017-10-12 10:22:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001714200 Filed Document 0000950103-17-009918 Exclusions or Exemptions 506b Accepted Date 2017-10-12 10:22:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COLLINS CAPITAL LOW VOLATILITY PERFORMANCE FUND II L P See All Filings	D/A	2017-10-12 10:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001267637 Filed Document 0001267637-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 10:18:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunshine Supplements, Inc. See All Filings	D	2017-10-12 10:12:13 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001719007 Filed Document 0001719007-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 10:12:13 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rogue Mountain LLC See All Filings	D	2017-10-12 10:04:45 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001719359 Filed Document 0001719359-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 10:04:45 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CHILDRENS HEALTHCARE OF ATLANTA SURGERY CENTER AT MERIDIAN MARK PLAZA, LLC See All Filings	D	2017-10-12 10:00:35 UTC
Amount To Be Raised $211,300 Associated Brokers / Dealers N/A CIK Number 0001200058 Filed Document 0001200058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 10:00:35 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Springboard SPV ii LLC See All Filings	D	2017-10-12 09:45:10 UTC
Amount To Be Raised $1,120,000 Associated Brokers / Dealers N/A CIK Number 0001719339 Filed Document 0001719339-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-12 09:45:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Context Partners Fund, L.P. See All Filings	D/A	2017-10-12 09:44:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505246 Filed Document 0001505246-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-12 09:44:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acquisition Glacier II Inc. See All Filings	D/A	2017-10-12 09:42:03 UTC
Amount To Be Raised $1,260,625 Associated Brokers / Dealers N/A CIK Number 0001614111 Filed Document 0000950172-17-000087 Exclusions or Exemptions 506b Accepted Date 2017-10-12 09:42:03 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business QUEBEC, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
TriLinc Global Sustainable Income Fund LLC See All Filings	D	2017-10-12 09:37:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687972 Filed Document 0001687972-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 09:37:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eco-Site Holdings, Inc. See All Filings	D	2017-10-12 09:32:42 UTC
Amount To Be Raised $22,243,750 Associated Brokers / Dealers N/A CIK Number 0001719285 Filed Document 0001719285-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 09:32:42 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Opportunity Domestic Fund, L.P. See All Filings	D/A	2017-10-12 09:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495935 Filed Document 0000919574-17-007248 Exclusions or Exemptions 506b Accepted Date 2017-10-12 09:29:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovatus Flagship Employee Fund I, LP See All Filings	D/A	2017-10-12 09:15:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685310 Filed Document 0000945621-17-000382 Exclusions or Exemptions 506b Accepted Date 2017-10-12 09:15:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTX INC /DE/ See All Filings	D	2017-10-11 21:19:32 UTC
Amount To Be Raised $78,175,657 Associated Brokers / Dealers Stifel Nicolaus & Company and Robert W. Baird & Co. CIK Number 0001260990 Filed Document 0001605845-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-11 21:19:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
REALTY MOGUL 79, LLC See All Filings	D/A	2017-10-11 20:59:26 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001707020 Filed Document 0001716546-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 20:59:26 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Realty Mogul 91, LLC See All Filings	D	2017-10-11 19:50:31 UTC
Amount To Be Raised $915,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001716546 Filed Document 0001716546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 19:50:31 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Helpp, Inc See All Filings	C	2017-10-11 19:46:54 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001651770 Filed Document 0001665160-17-000490 Accepted Date 2017-10-11 19:46:54 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Common Stock State COLORADO
SPRINGSTAR INC. See All Filings	D	2017-10-11 19:15:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers M. Banfield CIK Number 0001349337 Filed Document 0001349337-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-11 19:15:05 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
LevelTen Energy, Inc. See All Filings	D	2017-10-11 19:12:21 UTC
Amount To Be Raised $6,840,117 Associated Brokers / Dealers N/A CIK Number 0001695480 Filed Document 0001695480-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-11 19:12:21 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MIGHTY CAPITAL FUND I LP See All Filings	D	2017-10-11 18:49:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001719332 Filed Document 0001719332-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 18:49:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEARTLN INC See All Filings	C/A	2017-10-11 18:36:36 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001705087 Filed Document 0001670254-17-000280 Accepted Date 2017-10-11 18:36:36 UTC Type of Offering C/A Security Offered Amount 200,000 Security Offered Type Other State FLORIDA
Threat X, Inc. See All Filings	D	2017-10-11 18:30:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652300 Filed Document 0001652300-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-11 18:30:43 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Silver Bullet Water Treatment Company, LLC See All Filings	D	2017-10-11 18:24:43 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001697692 Filed Document 0001697692-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 18:24:43 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Threat X, Inc. See All Filings	D	2017-10-11 18:18:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001652300 Filed Document 0001652300-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 18:18:21 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
I-5 HOLDINGS LTD. See All Filings	D	2017-10-11 18:14:04 UTC
Amount To Be Raised $14,500 Associated Brokers / Dealers N/A CIK Number 0001714776 Filed Document 0001183740-17-000204 Exclusions or Exemptions 506b Accepted Date 2017-10-11 18:14:04 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Vibenomics, Inc. See All Filings	D/A	2017-10-11 17:43:43 UTC
Amount To Be Raised $3,096,000 Associated Brokers / Dealers N/A CIK Number 0001701900 Filed Document 0001701900-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-11 17:43:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
CANYON COPPER CORP. See All Filings	D	2017-10-11 17:42:33 UTC
Amount To Be Raised $84,598 Associated Brokers / Dealers N/A CIK Number 0001112706 Filed Document 0001534122-17-000031 Exclusions or Exemptions 506b Accepted Date 2017-10-11 17:42:33 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 78, LLC See All Filings	D/A	2017-10-11 17:34:21 UTC
Amount To Be Raised $1,615,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001705048 Filed Document 0001705048-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-11 17:34:21 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Avance on Cushing LLC See All Filings	D	2017-10-11 17:29:01 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001719280 Filed Document 0001719280-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 17:29:01 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wink Parent, Inc. See All Filings	D/A	2017-10-11 17:26:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670997 Filed Document 0001670997-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 17:26:25 UTC Type of Offering D/A Industry Health Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Allied Global Real Estate Fund LLC See All Filings	D	2017-10-11 17:26:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001719271 Filed Document 0001719271-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-11 17:26:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Business First Bancshares, Inc. See All Filings	D	2017-10-11 17:23:42 UTC
Amount To Be Raised $66,000,000 Associated Brokers / Dealers Stephens, Inc. CIK Number 0001624322 Filed Document 0001624322-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 17:23:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Lightning Hybrids, LLC See All Filings	D	2017-10-11 17:22:46 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001560257 Filed Document 0001560257-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 17:22:46 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Titus Group, Inc. See All Filings	D	2017-10-11 17:19:59 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001719310 Filed Document 0001719310-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 17:19:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Airside Mobile, Inc. See All Filings	D	2017-10-11 17:18:10 UTC
Amount To Be Raised $7,708,053 Associated Brokers / Dealers N/A CIK Number 0001719030 Filed Document 0001719030-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 17:18:10 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
American Securities Partners VIII, L.P. See All Filings	D	2017-10-11 17:11:00 UTC
Amount To Be Raised $6,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001718375 Filed Document 0001718375-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 17:11:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EmpirePM B 2017-10, L.P. See All Filings	D	2017-10-11 17:08:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719222 Filed Document 0001719222-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 17:08:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Storage Urban Opportunity Co-Invest, LP See All Filings	D	2017-10-11 17:04:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719102 Filed Document 0001719102-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 17:04:47 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARIA Investment Partners V, LP See All Filings	D	2017-10-11 17:01:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717508 Filed Document 0001717508-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 17:01:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Royalty Flow Inc. See All Filings	1-A/A	2017-10-11 16:56:18 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001709847 Filed Document 0001477932-17-004993 Accepted Date 2017-10-11 16:56:18 UTC Type of Offering 1-A/A Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
PharmID, Inc. See All Filings	D	2017-10-11 16:53:42 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers N/A CIK Number 0001719289 Filed Document 0001719289-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:53:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Seaholm, Inc. See All Filings	D	2017-10-11 16:51:33 UTC
Amount To Be Raised $1,935,000 Associated Brokers / Dealers N/A CIK Number 0001718168 Filed Document 0001718168-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:51:33 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ultra Capital RAV I 2016 LLC See All Filings	D/A	2017-10-11 16:47:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698142 Filed Document 0001698100-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:47:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ouray Energy Fund LP See All Filings	D/A	2017-10-11 16:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655198 Filed Document 0001315863-17-000824 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:42:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ultra Capital RAV I 2016 Feeder LLC See All Filings	D/A	2017-10-11 16:40:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698100 Filed Document 0001698100-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:40:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund