Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Apptegy Inc. See All Filings	D	2017-05-24 18:11:18 UTC
Amount To Be Raised $5,675,000 Associated Brokers / Dealers N/A CIK Number 0001651340 Filed Document 0001651340-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-24 18:11:18 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
EarLens Corp See All Filings	D/A	2017-05-24 18:10:14 UTC
Amount To Be Raised $77,274,197 Associated Brokers / Dealers N/A CIK Number 0001490171 Filed Document 0001490171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 18:10:14 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VIZ.AI, INC. See All Filings	D	2017-05-24 17:59:30 UTC
Amount To Be Raised $4,999,995 Associated Brokers / Dealers N/A CIK Number 0001686122 Filed Document 0001686122-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:59:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CesiumAstro Inc. See All Filings	D	2017-05-24 17:50:03 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001707363 Filed Document 0001707363-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:50:03 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Banyan Rail Services Inc. See All Filings	D	2017-05-24 17:44:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000764897 Filed Document 0000764897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:44:06 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RAF 3 LLC See All Filings	D	2017-05-24 17:39:40 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001706192 Filed Document 0001706192-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:39:40 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
LITHIA MOTORS INC See All Filings	D	2017-05-24 17:20:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001023128 Filed Document 0001023128-17-000067 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:20:51 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets $Over $100,000,000 Type of Security Equity
NeXtGen Biologics, INC See All Filings	D/A	2017-05-24 17:20:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001620524 Filed Document 0001620524-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:20:27 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
RD Legal Finance, LLC, Series PMPI See All Filings	D/A	2017-05-24 17:09:30 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers N/A CIK Number 0001695600 Filed Document 0001697996-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:09:30 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
SandPointe Asset Management, LLC See All Filings	D/A	2017-05-24 17:08:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649843 Filed Document 0001649843-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:08:19 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Bluff 2017 Private Equity Partnership, L.P. See All Filings	D	2017-05-24 17:05:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707382 Filed Document 0001707382-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:05:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Irrovation LLC See All Filings	D	2017-05-24 17:05:00 UTC
Amount To Be Raised $318,750 Associated Brokers / Dealers N/A CIK Number 0001707555 Filed Document 0001707555-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-05-24 17:05:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RD Legal Finance, LLC, Series FHCP See All Filings	D/A	2017-05-24 17:01:27 UTC
Amount To Be Raised $6,830,000 Associated Brokers / Dealers N/A CIK Number 0001695822 Filed Document 0001697996-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:01:27 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
VULCAN CONTAINER SERVICES HOLDINGS, INC. See All Filings	D	2017-05-24 17:00:15 UTC
Amount To Be Raised $6,141,644 Associated Brokers / Dealers N/A CIK Number 0001707500 Filed Document 0001707500-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:00:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Navios Maritime Containers Inc. See All Filings	D	2017-05-24 16:48:56 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Fearnley Securities, Inc. and S. Goldman Advisors, LLC CIK Number 0001707210 Filed Document 0000895345-17-000217 Exclusions or Exemptions 506b Accepted Date 2017-05-24 16:48:56 UTC Type of Offering D Industry Other Principal Place of Business MONACO Revenue or Assets Decline to Disclose Type of Security Equity
Novinda Holdings, Inc. See All Filings	D	2017-05-24 16:48:42 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001681616 Filed Document 0001681616-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 16:48:42 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Solarlytics Investors, LLC See All Filings	D	2017-05-24 16:47:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001706777 Filed Document 0001706777-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 16:47:31 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
RD Legal Finance, LLC, Series MSP004 See All Filings	D	2017-05-24 16:41:31 UTC
Amount To Be Raised $4,900,525 Associated Brokers / Dealers N/A CIK Number 0001697996 Filed Document 0001697996-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 16:41:31 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Genoa Pharmaceuticals, Inc. See All Filings	D/A	2017-05-24 16:39:12 UTC
Amount To Be Raised $64,915,611 Associated Brokers / Dealers N/A CIK Number 0001540171 Filed Document 0001140361-17-022149 Exclusions or Exemptions 506b Accepted Date 2017-05-24 16:39:12 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Belveron Partners Fund IV, L.P. See All Filings	D	2017-05-24 16:36:01 UTC
Amount To Be Raised $53,720,000 Associated Brokers / Dealers N/A CIK Number 0001666781 Filed Document 0001666781-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 16:36:01 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KidPass, Inc. See All Filings	D	2017-05-24 16:35:35 UTC
Amount To Be Raised $5,206,225 Associated Brokers / Dealers N/A CIK Number 0001652071 Filed Document 0001652071-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 16:35:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
New Mountain Affiliated Investors V, L.P. See All Filings	D	2017-05-24 16:29:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707374 Filed Document 0001707374-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 16:29:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tectonic Holdings, LLC See All Filings	D	2017-05-24 16:25:19 UTC
Amount To Be Raised $14,474,999 Associated Brokers / Dealers Sanders Morris Harris LLC CIK Number 0001706364 Filed Document 0001706364-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 16:25:19 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SNM Global Holdings, Inc. See All Filings	1-A	2017-05-24 16:17:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001706907 Filed Document 0000721748-17-000372 Accepted Date 2017-05-24 16:17:28 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Peeled Inc. See All Filings	D	2017-05-24 16:08:10 UTC
Amount To Be Raised $9,382,394 Associated Brokers / Dealers MIRUS SECURITIES, INC. CIK Number 0001472210 Filed Document 0001472210-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 16:08:10 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
New Mountain Partners V, L.P. See All Filings	D	2017-05-24 16:07:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, and Ameris Capital S.A. CIK Number 0001707375 Filed Document 0001707375-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 16:07:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BP CFL Trust See All Filings	D	2017-05-24 16:01:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602447 Filed Document 0001602447-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 16:01:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
MATRIX CAPITAL FUND, LLC See All Filings	D	2017-05-24 15:59:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001707511 Filed Document 0001707511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:59:40 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
B Capital Fund, L.P. See All Filings	D/A	2017-05-24 15:54:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INEO CAPITAL, LLC CIK Number 0001674432 Filed Document 0001674432-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:54:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREEWIRE TECHNOLOGIES, INC. See All Filings	D	2017-05-24 15:54:26 UTC
Amount To Be Raised $16,085,301 Associated Brokers / Dealers N/A CIK Number 0001707167 Filed Document 0001707167-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:54:26 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RiverNorth Specialty Finance LLC See All Filings	D/A	2017-05-24 15:52:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CLARITYSPRING SECURITIES LLC CIK Number 0001674820 Filed Document 0001674820-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:52:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PETROTEQ ENERGY INC. See All Filings	D	2017-05-24 15:48:16 UTC
Amount To Be Raised $475,464 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-17-000088 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:48:16 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
XYMOGEN, INC. See All Filings	D	2017-05-24 15:46:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001461854 Filed Document 0001461854-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:46:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
TELOS CORP See All Filings	D	2017-05-24 15:44:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000320121 Filed Document 0000320121-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:44:15 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Zero Coupon Pharmacy VI DST See All Filings	D/A	2017-05-24 15:33:42 UTC
Amount To Be Raised $9,856,562 Associated Brokers / Dealers Trawnegan Gall, Eric S. Scaff, Cara M. Miller, Dwight K. Kay, Dale Rubin, Corbin S. Thomas, Inland Securities Corporation, William S. Sheehan, Ronald A. Horvitz, Chay T. Lapin, Steven M. Netzel, Debra J. Schleining, Robert J. Binkele, Stephen R. Holt, Stacey J. Morimoto, Charles R. Wagner, Nathaniel M. Kuhn, Benjamin T. Newhouse, and Paul M. Getty CIK Number 0001691188 Filed Document 0001691188-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:33:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
DUNDEE VENTURE CAPITAL FUND III, LP See All Filings	D/A	2017-05-24 15:31:57 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001672706 Filed Document 0001672706-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:31:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moonshot Brands, LLC See All Filings	D	2017-05-24 15:30:44 UTC
Amount To Be Raised $2,916,825 Associated Brokers / Dealers N/A CIK Number 0001707474 Filed Document 0001707474-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:30:44 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bixby's Best Living, LLC See All Filings	D	2017-05-24 15:30:40 UTC
Amount To Be Raised $3,751,563 Associated Brokers / Dealers N/A CIK Number 0001707413 Filed Document 0001707413-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-24 15:30:40 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
TRUTOUCH TECHNOLOGIES, INC. See All Filings	D	2017-05-24 15:30:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NA CIK Number 0001389596 Filed Document 0001389596-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-24 15:30:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FreshAir Sensor LLC See All Filings	D	2017-05-24 15:28:39 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001644477 Filed Document 0001644477-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:28:39 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Serina Therapeutics, Inc. See All Filings	D/A	2017-05-24 15:27:01 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Torreya Capital, a Div of Financial West Investment Group CIK Number 0001558525 Filed Document 0001558525-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:27:01 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Surterra Holdings, Inc. See All Filings	D	2017-05-24 15:23:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001665892 Filed Document 0001665892-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:23:56 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Pacific International Energy Solutions Inc. See All Filings	D	2017-05-24 15:16:56 UTC
Amount To Be Raised $21,222 Associated Brokers / Dealers N/A CIK Number 0001601811 Filed Document 0001441557-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:16:56 UTC Type of Offering D Industry Other Energy Principal Place of Business HAWAII Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NEMO EQUIPMENT INC See All Filings	D/A	2017-05-24 15:14:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001433920 Filed Document 0001433920-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:14:36 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
FHF Capital Investment LP See All Filings	D/A	2017-05-24 15:10:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632818 Filed Document 0001632818-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:10:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Core Nutrition, LLC See All Filings	D	2017-05-24 15:08:35 UTC
Amount To Be Raised $16,230,890 Associated Brokers / Dealers N/A CIK Number 0001599602 Filed Document 0001599602-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 15:08:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC, Series MSP006 See All Filings	D/A	2017-05-24 14:50:39 UTC
Amount To Be Raised $383,500 Associated Brokers / Dealers N/A CIK Number 0001696999 Filed Document 0001696999-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-24 14:50:39 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Jefferson Holdco Inc. See All Filings	D	2017-05-24 14:50:25 UTC
Amount To Be Raised $43,149,718 Associated Brokers / Dealers N/A CIK Number 0001707518 Filed Document 0000950172-17-000052 Exclusions or Exemptions 506b Accepted Date 2017-05-24 14:50:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Corporate Investments Group, Inc See All Filings	1-A/A	2017-05-24 14:41:48 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001696900 Filed Document 0001696900-17-000012 Accepted Date 2017-05-24 14:41:48 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business ILLINOIS Revenue or Assets $142,928 State of Jurisdiction ILLINOIS Type of Security Equity (common or preferred stock)
TrackStreet, Inc. See All Filings	D	2017-05-24 14:38:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001707456 Filed Document 0001707456-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 14:38:12 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Debt