Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AFPC DIVERSIFIED PARTNERS III L P See All Filings	D	2017-05-26 12:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thoroughbred Financial Services Inc. CIK Number 0001143770 Filed Document 0000911283-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-26 12:00:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VII-A LLC See All Filings	D	2017-05-26 11:57:18 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001707739 Filed Document 0001707741-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-26 11:57:18 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHRGR Inc. See All Filings	C/A	2017-05-26 11:56:18 UTC
Financial Interest The intermediary will acquire a convertible note for the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount CIK Number 0001702784 Filed Document 0001644600-17-000108 Accepted Date 2017-05-26 11:56:18 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEW YORK
AJO Global All-Cap Fund, Ltd. See All Filings	D/A	2017-05-26 11:50:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647855 Filed Document 0001647853-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-26 11:50:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QTS Partners, L.P. See All Filings	D/A	2017-05-26 11:50:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525033 Filed Document 0001525033-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-26 11:50:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LGP Associates VII-B LLC See All Filings	D	2017-05-26 11:48:28 UTC
Amount To Be Raised $11,960,000 Associated Brokers / Dealers N/A CIK Number 0001707741 Filed Document 0001707741-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-26 11:48:28 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AFPC DIVERSIFIED PARTNERS II L P See All Filings	D	2017-05-26 11:40:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thoroughbred Financial Services Inc. CIK Number 0000947486 Filed Document 0000911283-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-26 11:40:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Apploi - II) L.P. See All Filings	D/A	2017-05-26 11:37:32 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001614388 Filed Document 0001465818-17-000024 Exclusions or Exemptions 506c Accepted Date 2017-05-26 11:37:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
PENTHERA PARTNERS INC See All Filings	D	2017-05-26 11:27:08 UTC
Amount To Be Raised $255,694 Associated Brokers / Dealers N/A CIK Number 0001435448 Filed Document 0001435448-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-26 11:27:08 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Kleo Pharmaceuticals, Inc. See All Filings	D/A	2017-05-26 11:15:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700389 Filed Document 0001700389-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-26 11:15:27 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PI Catalpa Drive LLC See All Filings	D	2017-05-26 11:15:11 UTC
Amount To Be Raised $10,950,000 Associated Brokers / Dealers N/A CIK Number 0001707722 Filed Document 0001707722-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-26 11:15:11 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SoBro 12 South, LLC See All Filings	D	2017-05-26 11:12:21 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001707714 Filed Document 0001707714-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-26 11:12:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WEST VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
AFPC DIVERSIFIED PARTNERS L P See All Filings	D	2017-05-26 10:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thoroughbred Financial Services Inc. CIK Number 0000911283 Filed Document 0000911283-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:57:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
WSV Capital Bull Put Credit Fund, LLC See All Filings	D	2017-05-26 10:55:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707337 Filed Document 0001707337-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:55:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SafeChain Financial, LLC See All Filings	D	2017-05-26 10:54:40 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001707568 Filed Document 0001707568-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:54:40 UTC Type of Offering D Industry Business Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Bluefoot Investments L.P. See All Filings	D/A	2017-05-26 10:51:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538348 Filed Document 0000919574-17-004555 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:51:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bright Locker, Inc. See All Filings	D	2017-05-26 10:49:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607566 Filed Document 0001607566-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:49:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Finisterre Emerging Markets Fund See All Filings	D/A	2017-05-26 10:48:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478667 Filed Document 0000919574-17-004553 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:48:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Finisterre Credit Fund See All Filings	D/A	2017-05-26 10:46:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517509 Filed Document 0000919574-17-004551 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:46:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MDNA Life Sciences, Inc. See All Filings	D	2017-05-26 10:45:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001645108 Filed Document 0001144204-17-029717 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:45:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BP Capital Energy Horizons Fund, L.P. See All Filings	D/A	2017-05-26 10:31:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609235 Filed Document 0001609235-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:31:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ft. Washington Hospitality Partners Holdings, LLC See All Filings	D	2017-05-26 10:28:47 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001706161 Filed Document 0001706161-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:28:47 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CEIF Partners LLC See All Filings	D/A	2017-05-26 10:23:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548002 Filed Document 0001548002-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:23:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEIF LLC See All Filings	D/A	2017-05-26 10:18:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548001 Filed Document 0001548001-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:18:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TREASURY METALS INC See All Filings	D	2017-05-26 10:16:51 UTC
Amount To Be Raised $829,118 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001431922 Filed Document 0000899797-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:16:51 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Jibu See All Filings	D	2017-05-26 10:15:15 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001617301 Filed Document 0001617301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:15:15 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MedVet Associates, LLC See All Filings	D	2017-05-26 10:12:33 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001661361 Filed Document 0001661361-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:12:33 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Property Co LLC See All Filings	D	2017-05-26 10:09:34 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001703064 Filed Document 0001703064-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:09:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Istari Oncology, Inc. See All Filings	D	2017-05-26 10:05:51 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001698240 Filed Document 0001698240-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-26 10:05:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
WHITEBOX CAJA BLANCA FUND, LP See All Filings	D	2017-05-26 09:55:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707376 Filed Document 0000919574-17-004549 Exclusions or Exemptions 506b Accepted Date 2017-05-26 09:55:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
DCI Market Neutral Credit Fund, L.P. See All Filings	D	2017-05-26 08:51:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706456 Filed Document 0001507943-17-000080 Exclusions or Exemptions 506b Accepted Date 2017-05-26 08:51:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCI High Yield Corporate Bond Fund, a fund of DCI Umbrella Fund plc See All Filings	D	2017-05-26 08:49:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706410 Filed Document 0001507943-17-000079 Exclusions or Exemptions 506b Accepted Date 2017-05-26 08:49:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paragon Outcomes Onshore Fund LLC See All Filings	D/A	2017-05-26 08:47:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638047 Filed Document 0001638047-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-26 08:47:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWC Frontier Markets Equity Fund Ltd See All Filings	D/A	2017-05-26 07:37:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642300 Filed Document 0000902664-17-002483 Exclusions or Exemptions 506b Accepted Date 2017-05-26 07:37:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algebris (Luxembourg) SCA SICAV-SIF See All Filings	D/A	2017-05-26 07:34:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642302 Filed Document 0000902664-17-002482 Exclusions or Exemptions 506b Accepted Date 2017-05-26 07:34:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symic Holdings, LLC See All Filings	D	2017-05-25 20:25:25 UTC
Amount To Be Raised $29,436,399 Associated Brokers / Dealers N/A CIK Number 0001626358 Filed Document 0001626358-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-25 20:25:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GIG FORCES INC. See All Filings	D	2017-05-25 20:04:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001707581 Filed Document 0001707581-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-25 20:04:27 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ZENIMAX MEDIA INC See All Filings	D	2017-05-25 20:02:47 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001092835 Filed Document 0001092835-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-25 20:02:47 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ZENIMAX MEDIA INC See All Filings	D/A	2017-05-25 19:46:49 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001092835 Filed Document 0001092835-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-25 19:46:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
IndusAge Global Technology Ventures Fund II, S.L.P. See All Filings	D	2017-05-25 19:46:37 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001705291 Filed Document 0001705291-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-25 19:46:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFAD LLC See All Filings	D	2017-05-25 19:44:19 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001707367 Filed Document 0001707367-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-25 19:44:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
G2G Inc See All Filings	D	2017-05-25 19:26:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707509 Filed Document 0001707509-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-25 19:26:59 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Storygize LLC See All Filings	D/A	2017-05-25 19:15:49 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001671922-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-25 19:15:49 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
VerAvanti Inc. See All Filings	D	2017-05-25 19:12:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001707591 Filed Document 0001707591-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-25 19:12:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
TOSK INC See All Filings	D/A	2017-05-25 18:56:20 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001098412 Filed Document 0001098412-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-25 18:56:20 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Buying Collective Holdings Incorporated See All Filings	C	2017-05-25 18:42:12 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001705090 Filed Document 0001670254-17-000141 Accepted Date 2017-05-25 18:42:12 UTC Type of Offering C Security Offered Amount 120,000 Security Offered Type Other State UTAH
Mytonomy, Inc. See All Filings	D	2017-05-25 18:36:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001513919 Filed Document 0001513919-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-25 18:36:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
LUCENT HEALTH SOLUTIONS, INC. See All Filings	D/A	2017-05-25 18:03:44 UTC
Amount To Be Raised $36,200,000 Associated Brokers / Dealers N/A CIK Number 0001622390 Filed Document 0001622390-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-25 18:03:44 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
fitDEGREE, LLC See All Filings	D	2017-05-25 18:03:05 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001656084 Filed Document 0001656084-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-25 18:03:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Balanced Media Technology, LLC See All Filings	D	2017-05-25 17:58:25 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001707176 Filed Document 0001707176-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-25 17:58:25 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt