Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Iris Capital Partners LP See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers (None) CIK Number 0001611276 Filed Document 0001611276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Carlyle Global Balanced-Risk Onshore L.P. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610703 Filed Document 0001610703-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1201 Partners, LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001610550 Filed Document 0001610550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Romark Laboratories, L.C. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised $14,999,520 Associated Brokers / Dealers International Assets Advisory, LLC, Source Capital Group, Inc., and WFG Investments, Inc. CIK Number 0001470263 Filed Document 0000897069-14-000298 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Apixio Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001479676 Filed Document 0001231919-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Bakken Income Fund LLC See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, NTV Asset Management, LLC, and Heckman Financial & Insurance Services, Inc. CIK Number 0001534460 Filed Document 0001534460-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RB Acquisition Co-Invest, L.P. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $6,264,250 Associated Brokers / Dealers N/A CIK Number 0001610787 Filed Document 0001610787-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPG Carlyle Private Equity Master Fund, LLC See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001560917 Filed Document 0001560917-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KUROTO FUND L P See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080716 Filed Document 0001610577-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
May River Partners, LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised $1,004,575 Associated Brokers / Dealers N/A CIK Number 0001550418 Filed Document 0000897069-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Edgestream Nias Fund, Ltd. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496123 Filed Document 0001315863-14-000377 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Renal Associates Holdings, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001498068 Filed Document 0001498068-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Credit Suisse Securitized Products Intermediate Fund Ltd. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549887 Filed Document 0001549887-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RailPod, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001610559 Filed Document 0001610559-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Presidio Pharmaceuticals, Inc. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001467435 Filed Document 0001467435-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BENEFUEL INC. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers Centerboard Securities, LLC CIK Number 0001488688 Filed Document 0001140361-14-025566 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Australian Special Opportunity Fund, LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515020 Filed Document 0001140361-14-025629 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHRONESIS PARTNERS L P See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937074 Filed Document 0000919574-14-003735 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Santa Rosa Holdings, LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $16,400,000 Associated Brokers / Dealers none CIK Number 0001581052 Filed Document 0001581052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Portfolium, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001610831 Filed Document 0001610831-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trimeteor Oil & Gas Corp See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Richard Graibus CIK Number 0001473419 Filed Document 0001096906-14-000785 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Flagler Offshore Fund Ltd. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610752 Filed Document 0001012975-14-000399 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SemiTorr Group, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $5,199,887 Associated Brokers / Dealers N/A CIK Number 0001588846 Filed Document 0001588846-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Astenbeck Commodities Fund II LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001427632 Filed Document 0001144204-14-037479 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Talon OP, L.P. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001595840 Filed Document 0001595840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
INTEGRATED RESOURCE RECOVERY INC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001385882 Filed Document 0001385882-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Astenbeck Oil Fund A LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400445 Filed Document 0001144204-14-037493 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Apixio Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $11,172,278 Associated Brokers / Dealers First Analysis Securities Corporation CIK Number 0001479676 Filed Document 0001231919-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Conct-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $435,600 Associated Brokers / Dealers N/A CIK Number 0001610840 Filed Document 0001610840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toaster Labs, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001610776 Filed Document 0001610776-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Credit Suisse Securitized Products Fund Ltd. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549888 Filed Document 0001549888-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ranger-Mack Royalty Fund II, LP See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001610557 Filed Document 0001610557-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SPRINGFIELD PARTNERS LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031379 Filed Document 0001264128-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elbrook Offshore Fund, Ltd. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus and Company, Inc., Barbara L. Justiz, and Mark D. Preston CIK Number 0001553451 Filed Document 0000945621-14-000178 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZENOVIA DIGITAL EXCHANGE Corp See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers AEGIS CAPITAL CORP. CIK Number 0001598439 Filed Document 0001013762-14-000718 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
DreamDry, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001610873 Filed Document 0001610873-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fisher Investments Institutional Group Small Cap Value Fund See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001609845 Filed Document 0001609845-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Prosiris Opportunities Master Fund, LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576139 Filed Document 0000947871-14-000395 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PMC Partners I Offshore Access LP See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001610525 Filed Document 0001140361-14-025508 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkinFix Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $676,393 Associated Brokers / Dealers N/A CIK Number 0001610554 Filed Document 0001610554-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Eckard Global, LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $196,999 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Yorke Capital Corp See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001601855 Filed Document 0001601855-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Ashmore Emerging Markets Corporate Private Debt Fund, SICAV-SIF See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001609995 Filed Document 0001610577-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Connect Software Corp See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001610725 Filed Document 0001610725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
BearWaters Brewing Co See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $565,000 Associated Brokers / Dealers N/A CIK Number 0001598852 Filed Document 0001598852-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SAVILE ROW MANAGED FUTURES T, LLC See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532124 Filed Document 0001532124-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
TOP III FOF, L.P. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001610508 Filed Document 0001610508-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JHO I LP See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001600304 Filed Document 0001600304-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
HiFiKiddo, Inc. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001609974 Filed Document 0001609974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt