Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OBVIOUS VENTURES I, L.P. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610988 Filed Document 0001610988-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Cheyenne Crest, LLC See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $5,956,000 Associated Brokers / Dealers N/A CIK Number 0001610505 Filed Document 0001610505-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Innovational Funding, LLC Project #24 See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001610548 Filed Document 0001610548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
M.D. Sass Maximus Partners, L.P. See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001463857 Filed Document 0001463857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senzar Healthcare US Fund, LP See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525233 Filed Document 0000919574-14-003739 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Current Yield with Participation Fund I, LLC See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001610953 Filed Document 0001610953-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ALPINE STREET OFFSHORE PARTNERS SPC - ALPINE STREET OFFSHORE PARTNERS SEGREGATED PORTFOLIO A See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611140 Filed Document 0001405086-14-000212 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Angel Oak Strategic Mortgage Income Fund, Ltd. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610581 Filed Document 0001610581-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
K2 THERAPEUTICS, INC. See All Filings	D	2014-06-15 00:00:00 UTC
Amount To Be Raised $42,743,763 Associated Brokers / Dealers N/A CIK Number 0001610618 Filed Document 0001610618-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAVO GROUP LTD See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $49,103,964 Associated Brokers / Dealers N/A CIK Number 0001443927 Filed Document 0001443927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Novasentis, Inc. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised $10,812,182 Associated Brokers / Dealers N/A CIK Number 0001433425 Filed Document 0001433425-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SCHF CAYMAN NRE, L.P. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523596 Filed Document 0001523596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Harmony, Ltd. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus and Company, Incorporated and Morgan Stanley Smith Barney LLC CIK Number 0001609858 Filed Document 0001393725-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PumpkinHead, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $10,999,988 Associated Brokers / Dealers N/A CIK Number 0001610123 Filed Document 0001610123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kairos Biologics Foundation LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001610824 Filed Document 0001610824-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
Fishidy, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers March Capital Corp. CIK Number 0001609766 Filed Document 0001609766-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Poprageous, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Bluepine Associates, LLC CIK Number 0001607786 Filed Document 0001607786-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FORTRESS REAL ESTATE OPPORTUNITIES FUND II (B) LP See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001610132 Filed Document 0001140361-14-025610 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
El Silencio Holdings, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001610724 Filed Document 0001140361-14-025646 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HAO CAPITAL AUXILIARY FUND, L.P. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $67,000,000 Associated Brokers / Dealers N/A CIK Number 0001610295 Filed Document 0001610577-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iVerify.US Inc See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $31,300,000 Associated Brokers / Dealers N/A CIK Number 0001339021 Filed Document 0001339021-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Astenbeck Oil Fund B LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400443 Filed Document 0001144204-14-037491 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PMC Partners I Access LP See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001610524 Filed Document 0001140361-14-025507 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investview, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0000862651 Filed Document 0001144204-14-037578 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PFC LJM FUND LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001452914 Filed Document 0001452914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Astenbeck Offshore Commodities Fund II Ltd See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001494724 Filed Document 0001144204-14-037489 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DELTA ID INC. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001586507 Filed Document 0001586507-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHRONO THERAPEUTICS INC. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $33,203,198 Associated Brokers / Dealers Leerink Partners LLC CIK Number 0001601983 Filed Document 0001601983-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Flux Power Holdings, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $3,474,000 Associated Brokers / Dealers N/A CIK Number 0001083743 Filed Document 0001140361-14-025761 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prusik Asian Smaller Companies Fund plc See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519381 Filed Document 0000902664-14-002812 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bankers Settlement Services Capital Region LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $24,000 Associated Brokers / Dealers N/A CIK Number 0001347146 Filed Document 0001347146-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AngelList-Brok-Fund, a series of AngelList-BS-Funds, LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001610841 Filed Document 0001610841-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beatrice Funding LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571814 Filed Document 0001140361-14-025564 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TREVI SYSTEMS INC. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $10,861,240 Associated Brokers / Dealers N/A CIK Number 0001510171 Filed Document 0001510171-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Blue Pine Financial Opportunities Fund II, LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001588793 Filed Document 0001588793-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPG Carlyle Private Equity Fund, LLC See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001560916 Filed Document 0001560916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WMI HOLDINGS CORP. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0000933136 Filed Document 0000896595-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Phase 5 Group, LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001610875 Filed Document 0001144204-14-037685 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Plasmonix, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $564,942 Associated Brokers / Dealers N/A CIK Number 0001521534 Filed Document 0001521534-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TrackingPoint, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $29,203,533 Associated Brokers / Dealers N/A CIK Number 0001594297 Filed Document 0001594297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Canadian Special Opportunity Fund, LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574475 Filed Document 0001140361-14-025633 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montana Placer Corp See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Pennaluna & Company CIK Number 0001610826 Filed Document 0001610826-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
W3 Holdings LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532411 Filed Document 0001532411-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Peak Ventures Fund I, L.P. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001610058 Filed Document 0001610058-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
Farragut MBH Acquisition Corp. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $1,834,333 Associated Brokers / Dealers N/A CIK Number 0001610588 Filed Document 0001610588-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Fireside CalAg, L.P. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $93,627,610 Associated Brokers / Dealers Zelman Partners, LLC CIK Number 0001609778 Filed Document 0001609778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Dubois, LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $7,444,444 Associated Brokers / Dealers N/A CIK Number 0001611371 Filed Document 0001461373-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GRAHAM GLOBAL INVESTMENT FUND I SPC LTD See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE and MULTIPLE CIK Number 0000941031 Filed Document 0000941031-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity
J.P. Morgan Global Access Private Investments Vintage 2014, LLC See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001603356 Filed Document 0001012975-14-000397 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
24 Hour Holdings I Corp. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $585,000,000 Associated Brokers / Dealers N/A CIK Number 0001609432 Filed Document 0000895345-14-000189 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity