Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wayin, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $13,115,275 Associated Brokers / Dealers N/A CIK Number 0001522004 Filed Document 0001522004-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Aspect US Fund LLC See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutsche Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc, CIK Number 0001333112 Filed Document 0001315863-14-000381 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drawbridge Special Opportunities Fund LP See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC"), Credit Suisse Securities (USA) LLC (CS), Morgan Stanley Smith Barney LLC (MSSB), and Altegris Investments, Inc. (Altegris) CIK Number 0001200438 Filed Document 0000902664-14-002847 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Babson Capital Floating Rate Income Offshore Fund, Ltd. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552462 Filed Document 0001552462-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NanoMech, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $1,000,100 Associated Brokers / Dealers None CIK Number 0001495678 Filed Document 0001495678-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
APPLIED DNA SCIENCES INC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,145,956 Associated Brokers / Dealers None CIK Number 0000744452 Filed Document 0001488138-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Apriva, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001524389 Filed Document 0001524389-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Biltmore Apartment Homes, Ltd. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers American Independent Securities Group, LLC CIK Number 0001610200 Filed Document 0001610200-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
CONCURRENT, INC. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $9,999,998 Associated Brokers / Dealers N/A CIK Number 0001520324 Filed Document 0001520324-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLINE CAPITAL PARTNERS LP See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000949691 Filed Document 0000949691-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Standing Stone Prospect Partners See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised $1,404,000 Associated Brokers / Dealers N/A CIK Number 0001610611 Filed Document 0001610611-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Western Arizona Bancorp, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $1,005,079 Associated Brokers / Dealers N/A CIK Number 0001610090 Filed Document 0001610090-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Paragon Real Estate Fund LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611100 Filed Document 0001611100-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Grid20/20, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $3,530,688 Associated Brokers / Dealers N/A CIK Number 0001601300 Filed Document 0001601300-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Dual Therapeutics, LLC See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001575797 Filed Document 0001575797-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOAM MULTI-MANAGER SPECIALIST FUND L P See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360399 Filed Document 0000919574-14-003748 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHOENIX BIOTECHNOLOGY INC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001278815 Filed Document 0001278815-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Partners Fund I, L.P. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579455 Filed Document 0001579455-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlendCard, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001576889 Filed Document 0001576889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Efficient Growth I LP See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570261 Filed Document 0001570261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vertex Energy Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $17,050,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0000890447 Filed Document 0001580695-14-000344 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Alphadyne Investment Strategies Fund, Ltd. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457617 Filed Document 0000919574-14-003743 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAMAF, LLC. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers Jonathan R. Reske CIK Number 0001611064 Filed Document 0001611064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
YELLOWSTONE STORAGE FUND 2014, LP See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001610797 Filed Document 0001610797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Soroban Fund LLC See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505382 Filed Document 0001505382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloud Elements, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001610790 Filed Document 0001610790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CENTRIC SOFTWARE INC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $13,316,754 Associated Brokers / Dealers N/A CIK Number 0001091230 Filed Document 0001091230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bootstrap Venture Fund L.P. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001611040 Filed Document 0001611040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Glaxis Insurance Dedicated Fund, L.P. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541361 Filed Document 0001541361-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Oilfield Water Logistics, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $156,000,000 Associated Brokers / Dealers None CIK Number 0001609747 Filed Document 0001609747-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Goldstar Shelter Cove Class A, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $12,480,000 Associated Brokers / Dealers N/A CIK Number 0001611130 Filed Document 0001611130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TRINITY CAPITAL INVESTMENT INCOME FUND, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001609707 Filed Document 0001609707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
GLG European Long-Short Fund LP See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001551784 Filed Document 0000902664-14-002927 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ING Mortgage Investment Master Fund See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511709 Filed Document 0001511709-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek II, L.P. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001178296 Filed Document 0000902664-14-002869 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Highland Fund II LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001522784 Filed Document 0001522784-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Neptune Co Community Fund, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001611037 Filed Document 0001611037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
HCP DR California II, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $5,040,020 Associated Brokers / Dealers N/A CIK Number 0001610706 Filed Document 0001104659-14-046531 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlantic Multi Family 8 - Hilton Village, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001610955 Filed Document 0001610955-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHERN TRUST MULTI-ADVISOR FUNDS-SERIES: GLOBAL EMERGING MARKETS FUND See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001611034 Filed Document 0001611034-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ESG Nexus Offshore Fund Ltd See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001610942 Filed Document 0000919574-14-003742 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flux Power Holdings, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $3,135,000 Associated Brokers / Dealers Security Research Associates, Inc. CIK Number 0001083743 Filed Document 0001140361-14-026038 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
McNally Capital - AMI SPV, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001611107 Filed Document 0001611107-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
ALPINE STREET PARTNERS, LP - SERIES A See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611125 Filed Document 0001405086-14-000209 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Chicagoland Medical Portfolio DST See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001611109 Filed Document 0001611109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-14-002926 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Stratford Co-Invest Alantra, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $773,500 Associated Brokers / Dealers N/A CIK Number 0001610830 Filed Document 0001610830-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Owl Creek Overseas Fund, Ltd. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001178193 Filed Document 0000902664-14-002870 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G. Randall & Sons, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001608695 Filed Document 0001608695-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GLAXIS GLOBAL PARTNERS II LP See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318600 Filed Document 0001318600-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity