Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SummerStone Fund X, LLC See All Filings	D	2017-06-30 10:39:58 UTC
Amount To Be Raised $7,925,894 Associated Brokers / Dealers N/A CIK Number 0001706757 Filed Document 0001706757-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-30 10:39:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Threshold 360, LLC See All Filings	D/A	2017-06-30 10:37:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001699763 Filed Document 0000897069-17-000379 Exclusions or Exemptions 506b Accepted Date 2017-06-30 10:37:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BBR Private Investment Fund - Series H, LP See All Filings	D/A	2017-06-30 10:34:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646603 Filed Document 0001013594-17-000453 Exclusions or Exemptions 506b Accepted Date 2017-06-30 10:34:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Juniper Ballard InvestCo, L.P. See All Filings	D	2017-06-30 10:32:02 UTC
Amount To Be Raised $3,613,000 Associated Brokers / Dealers N/A CIK Number 0001709692 Filed Document 0001709692-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 10:32:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ironclad Distillery, Inc. See All Filings	C	2017-06-30 10:31:16 UTC
Financial Interest The intermediary will receive a ten (10) year warrant to purchase a number of shares of Series Seed Preferred Stock of the issuer that is equal to 2% (two percent) of the total number of shares sold by the issuer in the Offering. Filing Platform First Democracy VC Offering Amount $400,008 CIK Number 0001708142 Filed Document 0001708142-17-000002 Accepted Date 2017-06-30 10:31:16 UTC Type of Offering C Security Offered Amount 7,694 Security Offered Type Preferred Stock State VIRGINIA
DL Partners Opportunities Fund Ltd See All Filings	D/A	2017-06-30 10:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523903 Filed Document 0000902664-17-002773 Exclusions or Exemptions 506b Accepted Date 2017-06-30 10:27:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRG Warner Robbins LLC See All Filings	D/A	2017-06-30 10:24:16 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers Not Applicable CIK Number 0001707332 Filed Document 0001707332-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-30 10:24:16 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Calendre Co See All Filings	D/A	2017-06-30 10:17:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001618815 Filed Document 0001618815-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-30 10:17:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Knopp Biosciences LLC See All Filings	D/A	2017-06-30 10:09:19 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001497598 Filed Document 0000898432-17-000689 Exclusions or Exemptions 506b Accepted Date 2017-06-30 10:09:19 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Intelligent Retinal Imaging Systems, Inc. See All Filings	D	2017-06-30 10:01:28 UTC
Amount To Be Raised $9,999,963 Associated Brokers / Dealers N/A CIK Number 0001710877 Filed Document 0001710877-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 10:01:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NEXTGEN AVIONICS, CORP. See All Filings	D/A	2017-06-30 09:55:00 UTC
Amount To Be Raised $437,500 Associated Brokers / Dealers N/A CIK Number 0001706265 Filed Document 0001511164-17-000374 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:55:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WV AIV III (EC), LLC See All Filings	D	2017-06-30 09:53:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710101 Filed Document 0001710110-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:53:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Side Capital, L.P. See All Filings	D/A	2017-06-30 09:51:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Keith M. Rosenbloom and Stephen H. Hamrick CIK Number 0001314688 Filed Document 0000919574-17-005087 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:51:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WV Feeder III (EC), L.P. See All Filings	D	2017-06-30 09:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710110 Filed Document 0001710110-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:50:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metropolitan Real Estate Partners Co-Investments Fund II, L.P. See All Filings	D	2017-06-30 09:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710704 Filed Document 0001710704-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:49:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D3 Family Fund, LP See All Filings	D/A	2017-06-30 09:48:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282685 Filed Document 0001013594-17-000451 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:48:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Real Estate Partners Co-Investments Fund II-TE, L.P. See All Filings	D	2017-06-30 09:48:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710715 Filed Document 0001710715-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:48:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D3 Family Bulldog Fund, LP See All Filings	D/A	2017-06-30 09:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365745 Filed Document 0001013594-17-000450 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:47:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
WV AIV III (ABCS), LLC See All Filings	D	2017-06-30 09:29:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710467 Filed Document 0001710036-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:29:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WV Feeder III (ABCS), L.P. See All Filings	D	2017-06-30 09:28:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710036 Filed Document 0001710036-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:28:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KB Dialysis Southwest, DST See All Filings	D	2017-06-30 09:23:00 UTC
Amount To Be Raised $6,725,000 Associated Brokers / Dealers N/A CIK Number 0001710820 Filed Document 0001710820-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-30 09:23:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
PA-HAM Asia Investment Vehicle, L.P. See All Filings	D	2017-06-30 09:11:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710275 Filed Document 0000902664-17-002772 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:11:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PSquared SICAV PLC - Event Opportunity Fund See All Filings	D/A	2017-06-30 08:57:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608465 Filed Document 0000945621-17-000273 Exclusions or Exemptions 506b Accepted Date 2017-06-30 08:57:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siegfried Resources, LLC Employee Incentive Ownership Trust See All Filings	D	2017-06-30 08:50:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710512 Filed Document 0001710512-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 08:50:17 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DL Partners Opportunities Fund LP See All Filings	D/A	2017-06-30 07:56:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523902 Filed Document 0000902664-17-002771 Exclusions or Exemptions 506b Accepted Date 2017-06-30 07:56:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Casdin Partners Offshore, Ltd. See All Filings	D	2017-06-30 07:51:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710123 Filed Document 0000902664-17-002770 Exclusions or Exemptions 506b Accepted Date 2017-06-30 07:51:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eos Focused Equity, L.P. See All Filings	D/A	2017-06-30 07:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580571 Filed Document 0000902664-17-002768 Exclusions or Exemptions 506b Accepted Date 2017-06-30 07:37:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Playground Ventures Affiliates II, L.P. See All Filings	D	2017-06-29 21:11:16 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001710770 Filed Document 0001710770-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 21:11:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 30, LP See All Filings	D/A	2017-06-29 20:47:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609998 Filed Document 0001609998-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 20:47:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PixarBio Corp See All Filings	D	2017-06-29 20:15:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001623077 Filed Document 0001689936-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-29 20:15:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
Hill Path Capital Partners Co-Investment S LP See All Filings	D	2017-06-29 19:58:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710571 Filed Document 0001140361-17-026713 Exclusions or Exemptions 506b Accepted Date 2017-06-29 19:58:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altaris Constellation Partners IV, L.P. See All Filings	D	2017-06-29 19:39:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709255 Filed Document 0001709255-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 19:39:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altaris Health Partners IV, L.P. See All Filings	D	2017-06-29 19:36:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709254 Filed Document 0001709254-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 19:36:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Motiv Inc. See All Filings	D	2017-06-29 19:07:50 UTC
Amount To Be Raised $15,041,260 Associated Brokers / Dealers N/A CIK Number 0001601149 Filed Document 0001601149-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 19:07:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cendana Investments II, LP See All Filings	D/A	2017-06-29 18:54:34 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Gallatin Capital LLC and Emerson Equity LLC CIK Number 0001678985 Filed Document 0001678985-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:54:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calendre Co See All Filings	D	2017-06-29 18:52:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618815 Filed Document 0001618815-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:52:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PHARMAJET, INC. See All Filings	D	2017-06-29 18:49:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001475017 Filed Document 0001475017-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:49:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cendana Capital III, L.P. See All Filings	D/A	2017-06-29 18:44:03 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Gallatin Capital LLC and Emerson Equity LLC CIK Number 0001667487 Filed Document 0001667487-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:44:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nortis Inc See All Filings	D/A	2017-06-29 18:42:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001416214 Filed Document 0001416214-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:42:29 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Cendana Blackbird, L.P. See All Filings	D/A	2017-06-29 18:38:04 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001702126 Filed Document 0001702126-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:38:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OP Luxe at Indian Lake Holdings, LLC See All Filings	D	2017-06-29 18:31:36 UTC
Amount To Be Raised $5,055,000 Associated Brokers / Dealers N/A CIK Number 0001710469 Filed Document 0001710469-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:31:36 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Tri Valley Ventures I, L.P. See All Filings	D	2017-06-29 18:24:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001710639 Filed Document 0001710639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:24:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
North Shoreline Ventures I LLC See All Filings	D	2017-06-29 18:14:48 UTC
Amount To Be Raised $2,440,207 Associated Brokers / Dealers Geoff Carfagnini and Arnav Guleria CIK Number 0001710574 Filed Document 0001710574-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:14:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advenir@Aventine Investors, LP See All Filings	D	2017-06-29 18:13:40 UTC
Amount To Be Raised $21,650,000 Associated Brokers / Dealers N/A CIK Number 0001710831 Filed Document 0001710831-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:13:40 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
OP Music Square East Holdings, LLC See All Filings	D	2017-06-29 17:57:09 UTC
Amount To Be Raised $4,460,000 Associated Brokers / Dealers N/A CIK Number 0001710214 Filed Document 0001710214-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:57:09 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Revolar Inc. See All Filings	D	2017-06-29 17:53:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001637485 Filed Document 0001637485-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:53:56 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
PRICE & BEYOND, INC. See All Filings	D	2017-06-29 17:30:53 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers None CIK Number 0001710821 Filed Document 0001710821-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:30:53 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
AMILLIONBRANDS.COM See All Filings	D	2017-06-29 17:24:18 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001709958 Filed Document 0001709958-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-29 17:24:18 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CRITERIA INVESTMENT PARTNERS LLC See All Filings	D/A	2017-06-29 17:24:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459500 Filed Document 0001013594-17-000449 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:24:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kennedy Wilson Real Estate Fund VI, LP See All Filings	D	2017-06-29 17:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710800 Filed Document 0001710800-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:24:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity