Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Evolution Income Fund Ltd. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611054 Filed Document 0001611054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castle Rock Alternative Investments, LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001610935 Filed Document 0001610895-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Circleback Lending, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $2,499,999 Associated Brokers / Dealers N/A CIK Number 0001595100 Filed Document 0001595100-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CROWN SMALL CAP REAL ESTATE FUND II-T,LP. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001611186 Filed Document 0001611186-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garfum.com Corp See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001601027 Filed Document 0001601027-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Pecos Cobblestone Group, LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers Pecos Cobblestone Group, LLC CIK Number 0001611300 Filed Document 0001611300-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cocoon Biotech Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001611264 Filed Document 0001611264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Bakken Drilling Fund IVB LLC See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Vestech Securities Inc., Sandlapper Securities, LLC, Ausdal Financial Partners, Inc., MidAmerica Financial Services, Inc., Sunbelt Securities, Inc., Watermark Advisors, LLC, and Capital Financial Services, Inc. CIK Number 0001577256 Filed Document 0001577256-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Khaylo, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001583905 Filed Document 0001181431-14-024775 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIGHTSCORP, INC. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001506270 Filed Document 0001493152-14-001949 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greycroft Growth, L.P. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001610918 Filed Document 0001610918-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omada Health, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001611115 Filed Document 0001611115-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NCP GP V, L.P. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CMS Investment Resources, LLC and Farrell Marsh & Co. CIK Number 0001560236 Filed Document 0001560236-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCP GP V-A, L.P. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CMS Investment Resources, LLC and Farrell Marsh & Co. CIK Number 0001560238 Filed Document 0001560174-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Oceanside Golf & Country Club, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001611192 Filed Document 0001611192-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Evolution Income Fund LP See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611053 Filed Document 0001611053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbia Capital Equity Partners VI (NON-US), L.P. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers N/A CIK Number 0001609589 Filed Document 0001609589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PROCORE TECHNOLOGIES, INC. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $15,000,004 Associated Brokers / Dealers N/A CIK Number 0001611052 Filed Document 0001611052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIDE HOLDINGS, INC. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $15,701,714 Associated Brokers / Dealers N/A CIK Number 0001512098 Filed Document 0001611190-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PINNACLE WEST CAPITAL CORP See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Goldman, Sachs & Co., Credit Suisse Securities (USA) LLC, and SunTrust Robinson Humphrey, Inc. CIK Number 0000764622 Filed Document 0000764622-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business ARIZONA Revenue or Assets $Over $100,000,000 Type of Security Debt
Weather Analytics, LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001584752 Filed Document 0001584752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
APEX RESOURCES INC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers JAMES BALDAUF, GERARD LUNA, and JERRY FRANTZ CIK Number 0000868868 Filed Document 0000868868-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
EUROSITE POWER INC. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528103 Filed Document 0001528103-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BSP CRE CM NewCo L.L.C. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611614 Filed Document 0001611350-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Pirs Holdings LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001611880 Filed Document 0001209191-14-044433 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Lucerne Capital Fund LP See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001401955 Filed Document 0000950142-14-001360 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omniox, Inc. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $6,603,710 Associated Brokers / Dealers N/A CIK Number 0001553710 Filed Document 0001553710-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Equities, LP See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001459990 Filed Document 0001459990-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Lolli & Pops, Inc. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised $5,772,887 Associated Brokers / Dealers N/A CIK Number 0001560509 Filed Document 0001560509-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GSO Oasis Credit Partners LP See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001610453 Filed Document 0000950142-14-001365 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Merit Fund, L.P. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552475 Filed Document 0001013594-14-000473 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
TELLONE MORTGAGE FUND LP See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001460042 Filed Document 0001460042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Pickerington Ridge Holdings III, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $464,752 Associated Brokers / Dealers N/A CIK Number 0001611065 Filed Document 0001611066-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
INVESCO INTERNATIONAL PARTNERSHIP FUND VI, L.P. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001520158 Filed Document 0001520151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Keyway Capital, LLC See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001607596 Filed Document 0001607596-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEATHERLOW OFFSHORE FUND II LTD See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, UMB Financial Services, Inc., and Cherry Tree & Associates, LLC CIK Number 0001274829 Filed Document 0001274829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Select Fixed Income LP See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001459995 Filed Document 0001459995-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Tiger Consumer Partners, L.P. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001279825 Filed Document 0000919574-14-003752 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Effortless IQ, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001611206 Filed Document 0001611206-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
SEVENTH SENSE BIOSYSTEMS, INC. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001451718 Filed Document 0001611190-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
HudCo Real Estate III (Global), L.P. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $12,900,000 Associated Brokers / Dealers N/A CIK Number 0001610195 Filed Document 0001181431-14-024529 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FLAVORCLOUD LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001611104 Filed Document 0001611104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Firebolt Ventures Fund 1B, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers None CIK Number 0001611228 Filed Document 0001611228-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MKP Enhanced Opportunity Partners, L.P. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586952 Filed Document 0000902664-14-002855 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rhinegeist, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001564972 Filed Document 0001564972-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MV Real Estate Fund II LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001611025 Filed Document 0001611025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
HALL MORTGAGE FUND L P See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. and Hall & Company Certified Public Accountants and Consultants, Inc. CIK Number 0001216652 Filed Document 0001216652-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Iron Gate Investments, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001324694 Filed Document 0001324694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PATS Holding, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $29,523,346 Associated Brokers / Dealers N/A CIK Number 0001611143 Filed Document 0001080368-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity