|
|
D |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611484
- Filed Document
- 0001611484-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- $13,093,068
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611028
- Filed Document
- 0001611028-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611724
- Filed Document
- 0001611724-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611431
- Filed Document
- 0001611431-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001474805
- Filed Document
- 0001181431-14-024845
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525345
- Filed Document
- 0001315863-14-000390
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544957
- Filed Document
- 0000935836-14-000381
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609123
- Filed Document
- 0001609123-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001288599
- Filed Document
- 0001315863-14-000388
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001404813
- Filed Document
- 0001315863-14-000395
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607952
- Filed Document
- 0001607952-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578811
- Filed Document
- 0001578811-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- $2,999,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611723
- Filed Document
- 0001611723-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001075162
- Filed Document
- 0000935836-14-000379
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574902
- Filed Document
- 0000935836-14-000374
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Dannie L. Moss
- CIK Number
- 0001610865
- Filed Document
- 0001610865-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- $6,800,000
- Associated Brokers / Dealers
- FIG Partners, LLC
- CIK Number
- 0001141575
- Filed Document
- 0001141575-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-06-24 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- Eaton Partners, LLC
- CIK Number
- 0001611305
- Filed Document
- 0000947871-14-000408
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579140
- Filed Document
- 0001579140-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $2,611,684
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611198
- Filed Document
- 0001611198-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $12,597,221
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560241
- Filed Document
- 0001560241-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $901,229
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611038
- Filed Document
- 0001611038-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $5,090,365
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538943
- Filed Document
- 0001538943-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572158
- Filed Document
- 0001611204-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460392
- Filed Document
- 0001460392-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- EDGEWATER CAPITAL, LLC
- CIK Number
- 0001574897
- Filed Document
- 0001574897-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- HAWAII
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- Park Hill Group LLC
- CIK Number
- 0001605426
- Filed Document
- 0001605426-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $36,957,331
- Associated Brokers / Dealers
- Lawrence R. Fioroni, Jr., Shawn M. Layton, Patrick E. Thomas, Jr., Michael T. Janis, Bruce S. Horowitz, Nathaniel M. Kuhn, Ahmad Husami, Robert R. Tweed, Joseph A. Nugent, Mark O. Coombe, Peter D. Fisher, Richard S. Schwartz, Greg Bachman, Robin T. Hirsch, Jean-Louis Guinchard, Jose A. Feliciano, Jr., Stephen R. Foster, David B. Clark, Marinos Ballas, Robert J. Binkele, Conrad R. Pensavalle, Jr., and Jonathan R. Creighton
- CIK Number
- 0001606661
- Filed Document
- 0001606661-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $5,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611366
- Filed Document
- 0001611366-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $9,136,013
- Associated Brokers / Dealers
- Kevin Ballou, Carlos Huerta, and Michael Tuttle
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000205
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001610004
- Filed Document
- 0001610004-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $9,136,013
- Associated Brokers / Dealers
- Kevin Ballou and Carlos Huerta
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000200
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $2,350,420
- Associated Brokers / Dealers
- Bentley Securities Corporation
- CIK Number
- 0001557989
- Filed Document
- 0001557989-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $9,374,971
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556752
- Filed Document
- 0001556752-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Garlynn G Woodsong
- CIK Number
- 0001611553
- Filed Document
- 0001611553-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- OREGON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $102,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611629
- Filed Document
- 0001611629-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $8,616,581
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608224
- Filed Document
- 0001181431-14-024776
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $772,712
- Associated Brokers / Dealers
- Brian Sullivan
- CIK Number
- 0001610659
- Filed Document
- 0001610659-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561875
- Filed Document
- 0001561875-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001072995
- Filed Document
- 0000919574-14-003803
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $9,000,005
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499996
- Filed Document
- 0001499996-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Dimensional Funds plc - Global Sustainability Core Equity Fund
See All Filings
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579777
- Filed Document
- 0000945621-14-000172
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $7,657,589
- Associated Brokers / Dealers
- Joseph G. Michaletz, Peter D. Fisher, David B. Levinson, Joral T. Schmalle, Barry W. LeMay, Robert S. Smith, Robert R. Tweed, Robert B. Knowles, Patrick J. Lynch, III, Steven I. Kolinsky, Jason L. Steele, Trawnegan Gill, William S. Sheehan, and Eric S. Scaff
- CIK Number
- 0001603338
- Filed Document
- 0001603338-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $9,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001610250
- Filed Document
- 0001140361-14-026497
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525831
- Filed Document
- 0001525831-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001578665
- Filed Document
- 0001578665-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525193
- Filed Document
- 0001525193-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- International Assets Advisory, LLC, Source Capital Group, Inc., and WFG Investments, Inc.
- CIK Number
- 0001470263
- Filed Document
- 0000897069-14-000317
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001533427
- Filed Document
- 0001533427-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-06-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611461
- Filed Document
- 0001611461-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-06-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|