Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PARADIGM ASCONA LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001608268 Filed Document 0001608268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Ghostfish Brewing Co LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001611605 Filed Document 0001611605-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Province Diamonds Inc. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $9,901,500 Associated Brokers / Dealers N/A CIK Number 0001004530 Filed Document 0001004530-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
BRAVURA 99 FUND L P See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001081310 Filed Document 0000935836-14-000376 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brand Realty Fishers Corner LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001607691 Filed Document 0001607691-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
eCurv Inc. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001603927 Filed Document 0001603927-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
F-PMAB, LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $7,350,000 Associated Brokers / Dealers Franchise Capital Advisors CIK Number 0001611463 Filed Document 0001140361-14-026580 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LiquidCompass Group LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,375,600 Associated Brokers / Dealers N/A CIK Number 0001613856 Filed Document 0001613856-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Best Face Forward, LLC See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001576760 Filed Document 0001576760-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Other
Resolution Life L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and n/a CIK Number 0001579995 Filed Document 0001181431-14-025409 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-026116 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vestaron Corp See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001398181 Filed Document 0001398181-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Symphony Senior Loan Fund, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526333 Filed Document 0000935836-14-000377 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saguaro Resources Ltd. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $3,969,231 Associated Brokers / Dealers N/A CIK Number 0001562168 Filed Document 0001562168-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SCP VI Turnaround Trust See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $31,100,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001611152 Filed Document 0001611152-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHT MIDSPAN, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001141568 Filed Document 0001141568-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CAZ Hedged Cornerstone, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001289394 Filed Document 0001315863-14-000392 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Rock Liquid Alpha Fund, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581187 Filed Document 0001140361-14-026510 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
OTTO Health, LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001541571 Filed Document 0001541571-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ICONIQ Access 31, LP See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611779 Filed Document 0001611779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VPC Partners VII LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611615 Filed Document 0001611615-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARENA SHORT DURATION HIGH YIELD FUND, LP See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LWPartners Capital Group LLC CIK Number 0001607211 Filed Document 0001144204-14-039729 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sirona Offshore Partners Ltd. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611701 Filed Document 0001611701-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JBG/Fund IX Investor, L.L.C. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $3,030,000 Associated Brokers / Dealers N/A CIK Number 0001602536 Filed Document 0001140361-14-026515 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Tanium Inc. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $89,999,995 Associated Brokers / Dealers N/A CIK Number 0001406931 Filed Document 0001406931-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRIMES INDUSTRIAL PARK II, LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001611635 Filed Document 0001362118-14-000099 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Thalchemy Corp. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001611543 Filed Document 0001611543-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Minot MOB LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001611584 Filed Document 0001611584-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Polaris Partners VII, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Denning & Company LLC CIK Number 0001611189 Filed Document 0001611189-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FOUNDERS CIRCLE CAPITAL I OPPORTUNITIES FUND, L.P. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611604 Filed Document 0001611604-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anderson BDT Capital Partners II, LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001611603 Filed Document 0001611603-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Trimont Energy 2014 PA Oil Production LP See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $18,400,000 Associated Brokers / Dealers N/A CIK Number 0001611655 Filed Document 0001611655-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Major League Fantasy, Inc. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $2,560,250 Associated Brokers / Dealers N/A CIK Number 0001611565 Filed Document 0001611565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maplebear Inc. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $44,540,116 Associated Brokers / Dealers N/A CIK Number 0001579091 Filed Document 0001579091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REDTAIL SOLUTIONS, INC. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001269202 Filed Document 0001269202-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CAZ Interest Rate Opportunities Fund, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525345 Filed Document 0001315863-14-000391 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juniper Evangeline, Ltd. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001612169 Filed Document 0001140361-14-026913 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VIDYO INC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001441971 Filed Document 0001441971-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Strategic Asset Alliance Fund, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491301 Filed Document 0001491301-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Gotham Balanced Value Strategies, Ltd. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611686 Filed Document 0001611686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR DELTA XN Fund, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574323 Filed Document 0001574323-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OVERTURE 7 FUND LP See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001215424 Filed Document 0000935836-14-000378 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ Interest Rate Opportunities Fund, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525345 Filed Document 0001315863-14-000389 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYMPHONY CLO HOLDINGS L P See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001345367 Filed Document 0000935836-14-000380 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consonance Private Equity, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001568306 Filed Document 0001140361-14-026590 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tresser Partners, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478048 Filed Document 0000919574-14-003812 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
JBG/Fund IX Qualified Investor, L.L.C. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $41,585,000 Associated Brokers / Dealers N/A CIK Number 0001602529 Filed Document 0001140361-14-026521 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
DaVincian Healthcare, Inc. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001611873 Filed Document 0001611873-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Grace Ridge of Mt. Pleasant, LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001611554 Filed Document 0001609025-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Baillie Gifford Funds, on behalf of its series, The Long Term Global Growth Equity Fund See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611348 Filed Document 0001611204-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund