Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Thames Absolute Return Offshore Fund, Ltd See All Filings	D/A	2017-06-07 14:13:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694069 Filed Document 0000919574-17-004729 Exclusions or Exemptions 506b Accepted Date 2017-06-07 14:13:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Commercial Mortgage Income Fund, L.P. See All Filings	D/A	2017-06-07 14:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705684 Filed Document 0001705684-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-07 14:09:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Natel Energy, Inc. See All Filings	D	2017-06-07 14:00:28 UTC
Amount To Be Raised $15,588,603 Associated Brokers / Dealers N/A CIK Number 0001470101 Filed Document 0001470101-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 14:00:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Minds Inc. See All Filings	C/A	2017-06-07 13:59:09 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001703996 Filed Document 0001670254-17-000156 Accepted Date 2017-06-07 13:59:09 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State CONNECTICUT
Europa Generation Student L.P. See All Filings	D	2017-06-07 13:58:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708707 Filed Document 0001708707-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:58:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Hire An Esquire, Inc. See All Filings	D	2017-06-07 13:56:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001598213 Filed Document 0001598213-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:56:02 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAMBER CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2017-06-07 13:53:08 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001449827 Filed Document 0001654954-17-005417 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:53:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sienna Way II, LLC See All Filings	D	2017-06-07 13:51:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708687 Filed Document 0000935836-17-000298 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:51:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cuttone IPR Proprietary Alpha Fund, LP See All Filings	D	2017-06-07 13:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707981 Filed Document 0001707981-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:49:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lexington Investment Partners LP See All Filings	D	2017-06-07 13:46:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708538 Filed Document 0001708538-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:46:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Bright Foods, LLC See All Filings	D	2017-06-07 13:42:26 UTC
Amount To Be Raised $2,872,893 Associated Brokers / Dealers N/A CIK Number 0001706571 Filed Document 0001706571-17-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2017-06-07 13:42:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CARITAS ROYALTY FUND LLC See All Filings	D/A	2017-06-07 13:38:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445901 Filed Document 0001445901-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:38:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Yipit, Inc. See All Filings	D	2017-06-07 13:36:57 UTC
Amount To Be Raised $9,750,000 Associated Brokers / Dealers N/A CIK Number 0001495566 Filed Document 0001495566-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:36:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lexington Investment Partners Ltd See All Filings	D	2017-06-07 13:36:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708539 Filed Document 0001708539-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:36:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Qnect LLC See All Filings	D	2017-06-07 13:32:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607627 Filed Document 0001607627-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:32:25 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MELODY HEALTH INSURANCE, INC. See All Filings	D	2017-06-07 13:29:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001660209 Filed Document 0001660209-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:29:15 UTC Type of Offering D Industry Health Insurance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Freenome Holdings, Inc. See All Filings	D	2017-06-07 13:14:45 UTC
Amount To Be Raised $69,999,975 Associated Brokers / Dealers N/A CIK Number 0001676446 Filed Document 0001676446-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:14:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OSP Value Fund II, LP See All Filings	D/A	2017-06-07 13:08:58 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001706172 Filed Document 0001144204-17-031462 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:08:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
4101 Laclede, LLC See All Filings	D	2017-06-07 13:05:42 UTC
Amount To Be Raised $3,467,431 Associated Brokers / Dealers N/A CIK Number 0001708562 Filed Document 0001708562-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:05:42 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Aloha Brands, LLC See All Filings	D	2017-06-07 12:40:23 UTC
Amount To Be Raised $3,760,000 Associated Brokers / Dealers N/A CIK Number 0001629810 Filed Document 0001629810-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:40:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highland Partners NV LLC See All Filings	D	2017-06-07 12:38:54 UTC
Amount To Be Raised $9,669,983 Associated Brokers / Dealers McDonald Partners, LLC CIK Number 0001708294 Filed Document 0001144204-17-031439 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:38:54 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ShiftPixy Inc. See All Filings	1-A POS	2017-06-07 12:33:42 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001675634 Filed Document 0001477932-17-002702 Accepted Date 2017-06-07 12:33:42 UTC Type of Offering 1-A POS Industry SERVICES-EMPLOYMENT AGENCIES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $65,795,620 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Tetragon Credit Income II L.P. See All Filings	D/A	2017-06-07 12:27:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch International, Blue Sand Securities LLC, ISP Securities AG, and GreensLedge Capital Markets, LLC CIK Number 0001657496 Filed Document 0001140361-17-024288 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:27:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
InterVene, Inc. See All Filings	D	2017-06-07 12:23:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001637074 Filed Document 0001209191-17-038259 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:23:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Stasys Medical Corp. See All Filings	D	2017-06-07 12:09:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001632952 Filed Document 0001632952-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:09:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Opaleye, L.P. See All Filings	D/A	2017-06-07 12:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391634 Filed Document 0001144204-17-031430 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:09:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Secret Spice LLC See All Filings	D	2017-06-07 12:06:47 UTC
Amount To Be Raised $209,000 Associated Brokers / Dealers N/A CIK Number 0001708614 Filed Document 0001708612-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:06:47 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Uprise Brewing Company, LLC See All Filings	D	2017-06-07 12:03:14 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001708012 Filed Document 0001708012-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:03:14 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Indoctrination LLC See All Filings	D	2017-06-07 12:02:49 UTC
Amount To Be Raised $224,900 Associated Brokers / Dealers N/A CIK Number 0001708612 Filed Document 0001708612-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:02:49 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blume Honey Water LLC See All Filings	D/A	2017-06-07 11:54:18 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001645727 Filed Document 0001645727-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:54:18 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
OLD FARM PARTNERS OFFSHORE FUND LTD. See All Filings	D/A	2017-06-07 11:49:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676936 Filed Document 0001676936-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:49:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Emerging Market Debt Fund LLC See All Filings	D/A	2017-06-07 11:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607545 Filed Document 0001625257-17-000075 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO FIXED INCOME TRUST - INVESCO INTERMEDIATE FUND See All Filings	D/A	2017-06-07 11:36:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180212 Filed Document 0001180212-17-000018 Exclusions or Exemptions 506c Accepted Date 2017-06-07 11:36:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIG Holdings, LLC See All Filings	D	2017-06-07 11:30:44 UTC
Amount To Be Raised $1,135,000 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:30:44 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INVESCO FIXED INCOME TRUST - INVESCO INTERMEDIATE FUND See All Filings	D/A	2017-06-07 11:27:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180212 Filed Document 0001180212-17-000017 Exclusions or Exemptions 506c Accepted Date 2017-06-07 11:27:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONE HARBOR GLOBAL FUNDS PLC - STONE HARBOR EMERGING MARKETS DEBT BLEND PORTFOLIO See All Filings	D/A	2017-06-07 11:26:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524430 Filed Document 0001524430-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:26:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbiter Special Opportunities Fund I, LP See All Filings	D/A	2017-06-07 11:23:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551682 Filed Document 0000947871-17-000440 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:23:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO FIXED INCOME TRUST - INVESCO INTERMEDIATE FUND See All Filings	D/A	2017-06-07 11:14:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180212 Filed Document 0001180212-17-000016 Exclusions or Exemptions 506c Accepted Date 2017-06-07 11:14:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ViZn Energy Systems, Inc See All Filings	D/A	2017-06-07 11:08:33 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001493704 Filed Document 0001493704-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:08:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
OLD FARM PARTNERS MASTER FUND LP See All Filings	D/A	2017-06-07 11:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676572 Filed Document 0001676572-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alatus Inflection Long Only Fund Ltd See All Filings	D	2017-06-07 11:03:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708372 Filed Document 0000919574-17-004726 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:03:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MCF Co-Investment GP LP See All Filings	D	2017-06-07 10:55:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538585 Filed Document 0001538585-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-07 10:55:41 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
128 Technology, Inc. See All Filings	D	2017-06-07 10:43:19 UTC
Amount To Be Raised $21,499,997 Associated Brokers / Dealers N/A CIK Number 0001627997 Filed Document 0001140361-17-024271 Exclusions or Exemptions 506b Accepted Date 2017-06-07 10:43:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Boston Common International Sustainable Climate Fund, LLC See All Filings	D	2017-06-07 10:40:28 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001608384 Filed Document 0001608384-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-07 10:40:28 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Fund, L.P. See All Filings	D/A	2017-06-07 10:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillip M. Plant, N/A, N/A, Luke Powell, N/A, and N/A CIK Number 0001415987 Filed Document 0001415987-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 10:38:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stirred, Inc. See All Filings	D	2017-06-07 10:17:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001708565 Filed Document 0001708565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 10:17:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Fisher Investments Institutional Group Small Cap Value Fund See All Filings	D	2017-06-07 10:13:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001609845 Filed Document 0001609845-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-07 10:13:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Geekdom Fund II, LP See All Filings	D/A	2017-06-07 10:07:31 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001672114 Filed Document 0001672114-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 10:07:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ArthroMeda, Inc. See All Filings	D	2017-06-07 09:46:55 UTC
Amount To Be Raised $1,499,994 Associated Brokers / Dealers N/A CIK Number 0001566819 Filed Document 0001566819-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-07 09:46:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GTV GLOBOKASNET LLC See All Filings	D	2017-06-07 09:44:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001496780 Filed Document 0001496780-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-07 09:44:05 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity