Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ClearCare, Inc. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $10,999,998 Associated Brokers / Dealers N/A CIK Number 0001611829 Filed Document 0001611829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cuca Fresca Exports, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612019 Filed Document 0001612019-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prometheus Capital Partners LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001611950 Filed Document 0001611950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
MHR Institutional Associates IV (Offshore) LP See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605903 Filed Document 0001594962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smashfly Technologies, Inc. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001611574 Filed Document 0001611574-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SEMPRIUS INC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001393412 Filed Document 0001393412-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
VPC Partners VII LLC See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611615 Filed Document 0001611615-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INDUSTRIAL SERVICES OF AMERICA INC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $7,285,715 Associated Brokers / Dealers N/A CIK Number 0000004187 Filed Document 0000911959-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Over $100,000,000 Type of Security Equity
Second Curve Vision Fund LP See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411840 Filed Document 0000919574-14-003843 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coherent Path Inc. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $5,845,073 Associated Brokers / Dealers N/A CIK Number 0001581078 Filed Document 0001140361-14-026805 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SKODAM Films, LLC See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001609510 Filed Document 0001609510-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dominus Capital Partners II, L.P. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001612052 Filed Document 0001612052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo APC Co-Investors (A), L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552928 Filed Document 0001315863-14-000396 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protective Sports Equipment International, Inc. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001605185 Filed Document 0001605185-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Investec Global Select LLC - Emerging Markets Blended Debt Fund See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609101 Filed Document 0001140361-14-026836 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Water Property Investor, LP See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001612112 Filed Document 0001612112-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CENTRAL OIL & GAS CORP OF AMERICA See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001572016 Filed Document 0001117768-14-000512 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Capital Trading Fund, L.P. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611243 Filed Document 0001611243-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
AuraSense Therapeutics, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539169 Filed Document 0001539169-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Fresenius Medical Care Goose Creek Home Dialysis, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $84,629 Associated Brokers / Dealers N/A CIK Number 0001612863 Filed Document 0001461373-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Strategic Partners Feeder, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001518376 Filed Document 0001405086-14-000217 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FotoSwipe, Inc. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001611900 Filed Document 0001611900-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Navitor Pharmaceuticals, Inc. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $23,521,560 Associated Brokers / Dealers N/A CIK Number 0001588059 Filed Document 0001588059-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HighVista V Limited Partnership See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487568 Filed Document 0001487568-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWCP Holdings L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514351 Filed Document 0001514351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RED HAT INC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $28,965,871 Associated Brokers / Dealers N/A CIK Number 0001087423 Filed Document 0001087423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EVOLUTION INCOME MASTER FUND LTD. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559286 Filed Document 0001559286-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
San Francisco Asia Investors, L.P. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611441 Filed Document 0001611441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lithotripsy Institute of Indiana, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $112,400 Associated Brokers / Dealers N/A CIK Number 0001462108 Filed Document 0001462108-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KAMCORD INC. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $10,330,200 Associated Brokers / Dealers N/A CIK Number 0001604734 Filed Document 0001604734-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VERIS GLOBAL SUSTAINABILITY FUND LLC See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001431907 Filed Document 0001431907-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Curve Vision Fund LP See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411840 Filed Document 0000919574-14-003842 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abbey Capital Multi Manager Fund Ltd See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, UBS Financial Services, Inc., Suntrust Investment Services, Inc., Stifel, Nicolaus & Company, Incorporated, Morgan Stanley Smith Barney LLC, Hightower Securities, LLC, Benjamin F. Edwards & Company, Inc., and RBC Capital Markets, LLC CIK Number 0001395520 Filed Document 0001395520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seraph Partners VI, L.P. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596573 Filed Document 0000950138-14-000498 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ultra Green Packaging, Inc. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001487725 Filed Document 0001487725-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
CB Offshore Equity Fund VIII, Limited Partnership See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610909 Filed Document 0001610908-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EE Frisco Investors, LP See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $11,922,227 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001612043 Filed Document 0001612043-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Regenerative Technologies Corp See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001572879 Filed Document 0001144204-14-043013 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Maze Focus Fund, LP See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers More than 5 CIK Number 0001612081 Filed Document 0001095449-14-000099 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landrum Co See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $30,000,750 Associated Brokers / Dealers Christopher M. Meadows and Christopher C. Moulton CIK Number 0001607582 Filed Document 0001607582-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Continuus Pharmaceuticals, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001577501 Filed Document 0001577501-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Overland Relative Value Fund LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001488690 Filed Document 0001488690-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geneva Lakes Hotel Group, LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001605763 Filed Document 0001605763-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Okabena Diversified Equity Fund, LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544786 Filed Document 0001181431-14-024959 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PUSHSPRING, INC. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001611596 Filed Document 0001611596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Soni Ross Investments, LP See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611709 Filed Document 0001611709-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HighVista III, Ltd. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474507 Filed Document 0001342267-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okabena Partnership DE See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544764 Filed Document 0001181431-14-024954 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Help Worldwide, Inc See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001604265 Filed Document 0001604265-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OHA Diversified Credit Strategies Fund (Parallel), L.P. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579835 Filed Document 0000950142-14-001423 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund