Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ATHEROCOR CORP See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001609732 Filed Document 0001609732-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
chloe & isabel, inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $14,200,011 Associated Brokers / Dealers N/A CIK Number 0001611865 Filed Document 0001231919-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DESRI II, L.L.C. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DEUTSCHE BANK SECURITIES INC. CIK Number 0001582729 Filed Document 0001582729-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melody Capital Partners Onshore Credit Fund, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593131 Filed Document 0000950142-14-001437 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROYSTONE CAPITAL OFFSHORE FUND LTD. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574464 Filed Document 0000919574-14-003850 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copperas Cove Property, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $2,175,000 Associated Brokers / Dealers N/A CIK Number 0001610944 Filed Document 0001610944-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DESRI IV, L.L.C. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DEUTSCHE BANK SECURITIES INC., BROCK SECURITIES LLC, WATTS CAPITAL, LLC, and BEDMINSTER FINANCIAL GROUP, LIMITED CIK Number 0001582730 Filed Document 0001582730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Ruck-Fund, a series of AngelList-PC-Funds, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001611889 Filed Document 0001611889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Local Currency Fund See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001610577 Filed Document 0001611190-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRIDGES VENTURES U.S. SUSTAINABLE GROWTH FUND, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001610267 Filed Document 0001610267-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ryan Joint Venture See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001625760 Filed Document 0001625760-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Inkling Systems, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $6,221,544 Associated Brokers / Dealers N/A CIK Number 0001493667 Filed Document 0000950103-14-004630 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kleiner Perkins Caufield & Byers XVI, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001611731 Filed Document 0001611731-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WHITEGLOVE HEALTH INC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $15,805,000 Associated Brokers / Dealers N/A CIK Number 0001429664 Filed Document 0001429664-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GIF V Private Investors Offshore, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001609357 Filed Document 0000950103-14-004445 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 15, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001612001 Filed Document 0001612005-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Salient Distressed Real Estate Fund, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612130 Filed Document 0001612130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DEFENDER ENTERPRISE HOLDINGS, INC. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611866 Filed Document 0001117768-14-000525 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Holler If Ya Hear Me, Limited Partnership See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001611459 Filed Document 0001611459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
UNION Real Estate B LP See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001612078 Filed Document 0001612078-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
OptMed, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001469988 Filed Document 0001469988-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SEP Pickerington MOB, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001611960 Filed Document 0001611960-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
MSREF VIII Global-T, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608498 Filed Document 0001608498-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARBON CAPITAL V, INC. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001579983 Filed Document 0000950172-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VII Peaks Venture Capital V, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606380 Filed Document 0001606380-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Melody Telecom Land Onshore Fund L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610949 Filed Document 0000950142-14-001412 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Doddington Emerging Markets Fund, LLC See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524932 Filed Document 0001012975-14-000439 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ineedmd,Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Spartan Capital Securities, LLC CIK Number 0001530201 Filed Document 0001213900-14-004542 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
chloe & isabel, inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $15,293,193 Associated Brokers / Dealers N/A CIK Number 0001611865 Filed Document 0001231919-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Truveris, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $12,749,995 Associated Brokers / Dealers N/A CIK Number 0001508923 Filed Document 0000905718-14-000358 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
eVentures Growth, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001611943 Filed Document 0001611943-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
State National Companies, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $310,500,000 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001610793 Filed Document 0001610793-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
BetterDoctor, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $10,443,960 Associated Brokers / Dealers N/A CIK Number 0001611706 Filed Document 0001611706-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aplion Medical Corp See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,830,000 Associated Brokers / Dealers N/A CIK Number 0001567829 Filed Document 0001567829-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Mlas-Fund, a series of AngelList-SB-Funds, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001611934 Filed Document 0001611934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oravon Development Texas, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001610422 Filed Document 0001610422-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Louisville Development Partners, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001611523 Filed Document 0001611523-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Connor Group Real Estate Income & Growth Fund XII, LLC See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Various CIK Number 0001610847 Filed Document 0001610847-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Roundtable International Developed Equity LP See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611858 Filed Document 0001611858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yew Tree Investment Fund PLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611907 Filed Document 0001611907-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Strategic Partners Feeder, Ltd. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001518375 Filed Document 0001405086-14-000218 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FreshTracks Capital III, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001584470 Filed Document 0001584470-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harmony Partners II-A, L.P. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001611998 Filed Document 0001611998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triumfant, Inc. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001458324 Filed Document 0001458324-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Pine Street Market LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612048 Filed Document 0001612048-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Matrix Partners China III-A, L.P. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $38,888,889 Associated Brokers / Dealers N/A CIK Number 0001604802 Filed Document 0001604802-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CENTRAL OIL & GAS CORP OF AMERICA See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001572016 Filed Document 0001117768-14-000514 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ORP APARTMENT PORTFOLIO, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001611465 Filed Document 0001611465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Easy Spray LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001611769 Filed Document 0000950138-14-000499 Exclusions or Exemptions 504 and 506b Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity