Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Paulson BKE Investments, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Minish Joe Hede, Kevin Richard Graetz, Thomas J. Shanley, and Ahmed Ghassan Gheith CIK Number 0001612138 Filed Document 0001612138-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
John Hancock Collateral Investment Trust See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001465214 Filed Document 0001145443-14-000915 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Falls Apartment, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers James M. O'Day CIK Number 0001611938 Filed Document 0001611938-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MONTANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
One Management Services Company, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001602588 Filed Document 0000892303-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tower Trade Group USA LLC See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610907 Filed Document 0001610907-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HUSKY VENTURES, INC. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Special Opportunities Fund Europe, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611933 Filed Document 0000950142-14-001416 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ingenuity Sun Media, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001612015 Filed Document 0001612015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Gresham Private Equity Strategies, L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524441 Filed Document 0001524441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-CT-Fund, a series of AngelList-MM-Funds, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $296,470 Associated Brokers / Dealers N/A CIK Number 0001611888 Filed Document 0001611888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Fund XI (B-2) (Feeder), L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers - and - CIK Number 0001611063 Filed Document 0000950142-14-001435 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trenergi Corp. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $72,000 Associated Brokers / Dealers N/A CIK Number 0001492083 Filed Document 0001492083-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Melody Telecom Land Offshore Fund L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610947 Filed Document 0000950142-14-001411 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Adaws Eagle Fund, LP See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert L. Jones, Jr. CIK Number 0001611490 Filed Document 0001611490-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
D. E. Shaw Renewable Investments Power County, L.L.C. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582728 Filed Document 0001582728-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ciclofilin Pharmaceuticals Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers na CIK Number 0001612177 Filed Document 0001612177-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
DESRI V, L.L.C. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DEUTSCHE BANK SECURITIES INC., BROCK SECURITIES LLC, and BEDMINSTER FINANCIAL GROUP, LIMITED CIK Number 0001582731 Filed Document 0001582731-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Tsy-Fund, a series of AngelList-TF-Funds, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001611932 Filed Document 0001611932-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiquidM, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001592002 Filed Document 0001592002-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Leerink Pharmaceutical Fund LP See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610059 Filed Document 0001610059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Malta MLC Fund, L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sandler O'Neill & Partners, L.P., J.P. Morgan Securities LLC, and Aqueduct Capital Group, LLC CIK Number 0001298282 Filed Document 0000919574-14-003852 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tower Trade Group USA LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610907 Filed Document 0001610907-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Harpeth Medical Investors, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001612119 Filed Document 0001612119-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Illumio, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers N/A CIK Number 0001567658 Filed Document 0001567658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KKR Global Credit Opportunities Fund (Overseas) L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607399 Filed Document 0000950142-14-001441 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Special Opportunities Fund Europe (Cayman), L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611890 Filed Document 0000950142-14-001415 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elastica, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $20,000,003 Associated Brokers / Dealers N/A CIK Number 0001548752 Filed Document 0001548752-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DST GLOBAL IV, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611569 Filed Document 0001611569-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff Hedge Fund Offshore Partnership, L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430087 Filed Document 0001430087-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff Equity Income Partnership, L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373863 Filed Document 0001373863-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veritaseum, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles Hall CIK Number 0001611824 Filed Document 0001611824-14-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
G5 Energy, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001612080 Filed Document 0001612080-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Rock Bluff Strategic Fixed Income Offshore Partnership, L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584567 Filed Document 0001584567-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warberg WF III LP See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001609568 Filed Document 0001609568-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSREF VIII Global-TE, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608459 Filed Document 0001608459-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RS7 L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $8,337,500 Associated Brokers / Dealers N/A CIK Number 0001611259 Filed Document 0001611259-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff Domestic Equity Partnership, L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409839 Filed Document 0001409839-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Fund XI (C), L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers - and - CIK Number 0001575138 Filed Document 0000950142-14-001434 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HSI High Yield Credit I Co-Investment Bay Houses, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $36,400,000 Associated Brokers / Dealers N/A CIK Number 0001611247 Filed Document 0000902664-14-002973 Exclusions or Exemptions 504.1 and 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regency Lake Advisors, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001612648 Filed Document 0001014108-14-000173 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEBRASKA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vista Equity Partners Fund V Executive, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612075 Filed Document 0001612132-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VL131 See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001612178 Filed Document 0001612178-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westrock Finance, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611524 Filed Document 0001611524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
PLG Investments I, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $58,500,000 Associated Brokers / Dealers N/A CIK Number 0001612478 Filed Document 0001612478-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Advantage Advisers Birch Grove Access Fund, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001612788 Filed Document 0001140361-14-027842 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Performance Supplements Holdings, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $6,772,009 Associated Brokers / Dealers N/A CIK Number 0001612162 Filed Document 0001612162-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KNOA SOFTWARE INC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $5,062,889 Associated Brokers / Dealers N/A CIK Number 0001450597 Filed Document 0001450597-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Engineered Propulsion Systems, Inc. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $14,025,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KKR Global Credit Opportunities Private Investors L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607398 Filed Document 0000950142-14-001438 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lexington Downtown Hotel Investment, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $16,405,000 Associated Brokers / Dealers N/A CIK Number 0001611912 Filed Document 0001611912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity