Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Passco Columns DST See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $23,500,000 Associated Brokers / Dealers Passco Capital, Inc. CIK Number 0001611295 Filed Document 0001611295-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prosperity Organic Foods, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001484621 Filed Document 0001484621-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ENCORE HQ INC. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $495,476 Associated Brokers / Dealers N/A CIK Number 0001600934 Filed Document 0001600934-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
American Energy Products Co See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $715,000 Associated Brokers / Dealers N/A CIK Number 0001605313 Filed Document 0001605313-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Terrapin Select, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512996 Filed Document 0001512996-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Good Luck Chuck LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001585125 Filed Document 0001585125-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vox Media, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $73,846 Associated Brokers / Dealers N/A CIK Number 0001440746 Filed Document 0001440746-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Russell Breweries, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $444,000 Associated Brokers / Dealers NA CIK Number 0001612210 Filed Document 0001612210-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ClearOne Advantage, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001612121 Filed Document 0001104659-14-049268 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GoodLook Holdings, Inc. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001599546 Filed Document 0001599546-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Oomnitza Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,360,598 Associated Brokers / Dealers N/A CIK Number 0001612255 Filed Document 0001612255-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Springbot, Inc. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001582406 Filed Document 0001582406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Copper Chase Apartments, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers Coughlin & Company, Inc. CIK Number 0001612296 Filed Document 0001612296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
CoreOS, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001610743 Filed Document 0001610743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XI LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001611026 Filed Document 0001611026-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Full Sun Co See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $252,000 Associated Brokers / Dealers N/A CIK Number 0001612279 Filed Document 0001612279-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
FODS, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612184 Filed Document 0001612184-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Albany Road - KBS Nashville Investor LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001610806 Filed Document 0001610806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Emerging Markets Absolute Return Fund LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611936 Filed Document 0000950142-14-001451 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EVOTEM, LLC See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001423153 Filed Document 0001423153-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewell Warehouse Fund I LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612334 Filed Document 0001214659-14-004930 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BRENTWOOD ASSOCIATES PRIVATE EQUITY V-A, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001577493 Filed Document 0001577491-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sandpiper Fund, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470429 Filed Document 0001470429-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Healthbox Chicago III LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001612123 Filed Document 0001612123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LivelyHood, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,541,600 Associated Brokers / Dealers N/A CIK Number 0001611791 Filed Document 0001611791-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Fusi, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $600 Associated Brokers / Dealers N/A CIK Number 0001612534 Filed Document 0001612534-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
UBS International Infrastructure Fund II (B), L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers UBS Agrivest LLC, UBS AG, UBS Global Asset Management (Deutschland) GmbH, UBS Global Asset Management (Italia) SGR S.p.A, UBS Global Asset Management (Japan) Ltd., UBS Global Asset Management (Singapore) Ltd., UBS Global Asset Management (Taiwan) Ltd., UBS Global Asset Management (UK) Ltd., UBS Hana Asset Management Co., Ltd., CCR Asset Management S.A., UBS Alternative and Quantitative Investments LLC, UBS O'Connor LLC, UBS Global Asset Management (Australia) Ltd., UBS Global Asset Management (Canada) Inc., UBS Global Asset Management (Hong Kong) Limited, UBS Global Asset Management (US) Inc., UBS Financial Services Inc., UBS Global Asset Management (Americas) Inc., and UBS Securities LLC CIK Number 0001575241 Filed Document 0001575241-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tax Credit Funding LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Tony Conti and Bill Barker CIK Number 0001570285 Filed Document 0000906318-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Quantum Parallel Partners VI-D, LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001612289 Filed Document 0001612289-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ONL Therapeutics, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001611793 Filed Document 0001611793-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Flamingo Fund, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464060 Filed Document 0001464060-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GoviEx Uranium Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers Salman Partners Inc. CIK Number 0001490596 Filed Document 0001490596-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
White River Capital, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wayne Hummer Investments L.L.C., Regal Securities, Inc., and CINS, LLC CIK Number 0001315675 Filed Document 0001315675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Propell Technologies Group, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001434110 Filed Document 0001144204-14-040368 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Murvin & Meier Oil Co See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,011,050 Associated Brokers / Dealers N/A CIK Number 0001328334 Filed Document 0001328334-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Mineral Property
SSI Tactical Alpha Hedge L P See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001313739 Filed Document 0000935836-14-000386 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engine Jet Capital, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580325 Filed Document 0001580325-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INREIT Properties, LLLP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001560106 Filed Document 0001560106-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Document Analytic Technologies, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $499,950 Associated Brokers / Dealers N/A CIK Number 0001527791 Filed Document 0001527791-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
VistaGen Therapeutics, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001411685 Filed Document 0001415889-14-002016 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mirarc Domestic Fund, LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608804 Filed Document 0001608804-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCS Capital Corp See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $15,650,000 Associated Brokers / Dealers N/A CIK Number 0001568832 Filed Document 0001568832-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Innovational Funding, LLC Project #27 See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0001612251 Filed Document 0001612251-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
P Engine Ltd. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611918 Filed Document 0001611918-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tilden Park Offshore Liquid Mortgage Fund Ltd See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595346 Filed Document 0000950142-14-001455 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
49W20 Hospitality LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001613134 Filed Document 0000897069-14-000330 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Tuscany Development Partners LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $32,700,000 Associated Brokers / Dealers N/A CIK Number 0001611704 Filed Document 0001611704-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Tommie Copper Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001516065 Filed Document 0001405086-14-000220 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAINSAIL CAPITAL MORTGAGE LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001612108 Filed Document 0001612108-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
BioPhotas, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,804,040 Associated Brokers / Dealers N/A CIK Number 0001612391 Filed Document 0001612391-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity