Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rothschild Cornerstone Fund, LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612017 Filed Document 0001612017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muses Labs, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612369 Filed Document 0001612369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NaturalNano, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0000863895 Filed Document 0001477932-14-003460 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fir Tree Real Estate Fund III (Cayman), Ltd. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569695 Filed Document 0001315863-14-000415 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Financia Global Focus Fund L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001206505 Filed Document 0001095449-14-000095 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TheBlaze Inc. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Hypatia Capital Advisors LLC CIK Number 0001571775 Filed Document 0001571775-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Essex Woodlands Fund IX, L.P. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001612343 Filed Document 0001612343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Special Opportunities Fund IV, LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587218 Filed Document 0001315863-14-000403 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree International Value Fund (Non-US) II, L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562295 Filed Document 0001315863-14-000410 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISIBLE TECHNOLOGIES INC See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001448938 Filed Document 0001448938-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Aracos Fund, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464059 Filed Document 0001464059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roadrunner Fund, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499046 Filed Document 0001499046-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Crested Crane, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526668 Filed Document 0001526668-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BOT Home Automation, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $4,499,998 Associated Brokers / Dealers N/A CIK Number 0001586779 Filed Document 0001586779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dune Sciences, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001463744 Filed Document 0001463744-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SoFive, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612256 Filed Document 0001231919-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kailos Genetics, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001503871 Filed Document 0001503871-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BSREP Riverside REIT LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001612293 Filed Document 0001612293-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UBS International Infrastructure Fund II (C), L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers UBS Agrivest LLC, UBS AG, UBS Global Asset Management (Deutschland) GmbH, UBS Global Asset Management (Italia) SGR S.p.A, UBS Global Asset Management (Japan) Ltd., UBS Global Asset Management (Singapore) Ltd., UBS Global Asset Management (Taiwan) Ltd., UBS Global Asset Management (UK) Ltd., UBS Hana Asset Management Co., Ltd., CCR Asset Management S.A., UBS Alternative and Quantitative Investments LLC, UBS O'Connor LLC, UBS Global Asset Management (Australia) Ltd., UBS Global Asset Management (Canada) Inc., UBS Global Asset Management (Hong Kong) Limited, UBS Global Asset Management (US) Inc., UBS Financial Services Inc., UBS Global Asset Management (Americas) Inc., and UBS Securities LLC CIK Number 0001575222 Filed Document 0001575241-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eos Energy Storage LLC See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001468658 Filed Document 0001468658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Garganey, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577152 Filed Document 0001577152-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MCW Energy Group Ltd See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-14-000205 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Willet Fund, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372259 Filed Document 0001372259-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Raine Partners II LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001594261 Filed Document 0001594261-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAN FRANCISCO PARTNERS LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001252458 Filed Document 0001252458-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TERRAPIN FUND OF FUNDS LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001177829 Filed Document 0001177829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Playbook Solutions Group Franchise Income Fund, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001612168 Filed Document 0001612168-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Innovative Surgical Designs, Inc. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers SeaArk Capital, LLC CIK Number 0001508803 Filed Document 0001508803-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TapAd, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $7,000,004 Associated Brokers / Dealers N/A CIK Number 0001603284 Filed Document 0001603284-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shift Capital Partners, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001612097 Filed Document 0001612097-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cross River Partners LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Lloyd Hillson, Darrell Habben Jr., and Robert F. Rieger CIK Number 0001362224 Filed Document 0000919574-14-003858 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wasserstein Partners III (Offshore), L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Diamond Dragon Capital Limited CIK Number 0001612079 Filed Document 0000950142-14-001459 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2014 ENCORE KENTUCKY 10-WELL See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,698,000 Associated Brokers / Dealers N/A CIK Number 0001603247 Filed Document 0001144204-14-040418 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
Wheeler REIT, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $196,850 Associated Brokers / Dealers n/a CIK Number 0001563251 Filed Document 0001563251-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Aalii Fund, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580135 Filed Document 0001580135-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Grow Michigan, LLC See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $59,500,000 Associated Brokers / Dealers N/A CIK Number 0001566482 Filed Document 0001566482-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Guerrilla RF, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001597410 Filed Document 0001597410-14-000004 Exclusions or Exemptions 504 and 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Tilden Park Liquid Mortgage Fund LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595345 Filed Document 0000950142-14-001454 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forest City Trading Group, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001566657 Filed Document 0001566657-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Builder Finance V, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001610529 Filed Document 0001610529-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AA Saline-V, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001605506 Filed Document 0001605506-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Clef Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001578910 Filed Document 0001446933-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Highland Copper Co Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $5,024,885 Associated Brokers / Dealers N/A CIK Number 0001552157 Filed Document 0001183740-14-000206 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CCP Raintree, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001612232 Filed Document 0001612232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Secondary Opportunities Fund III Private Client Feeder Fund (International), L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001612233 Filed Document 0001612233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yellow Warbler, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465946 Filed Document 0001465946-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BSREP Riverside REIT LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001612293 Filed Document 0001612293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WISPRY INC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001276351 Filed Document 0001276351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PEAKCOLO HOLDINGS, INC. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001575761 Filed Document 0001575761-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Versant Venture Capital V, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001589097 Filed Document 0001589097-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund