Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HBK Multi-Strategy Fund L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472483 Filed Document 0001472483-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Crestview Holdings III (TE 2), L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd., Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001612520 Filed Document 0000950103-14-004691 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COASTAL FINANCIAL CORP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Hovde Group CIK Number 0001437958 Filed Document 0001437958-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Armfield, Harrison & Thomas, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,400,126 Associated Brokers / Dealers N/A CIK Number 0001537945 Filed Document 0001537945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AVRA PROPERTIES FUND II, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610476 Filed Document 0001610476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Automated Insights, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001493316 Filed Document 0001461373-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Medical Technologies, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001612172 Filed Document 0001612172-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Startup Compass Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001612395 Filed Document 0001612395-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Semotus, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Savoy Capital Advisors CIK Number 0001602695 Filed Document 0001602695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BERENS GLOBAL VALUE FUND QP, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359172 Filed Document 0001566114-14-000046 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pari Washington India Master Fund,Ltd See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524794 Filed Document 0001144204-14-041354 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinderhook Capital Fund IV-B, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $499,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001611969 Filed Document 0001611968-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
640 Labs, Inc. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001612445 Filed Document 0001612445-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
R7 Partners Fund I, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612567 Filed Document 0001393725-14-000110 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ Credit Opportunities Domestic Partners, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553596 Filed Document 0001553596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retreat at the Park, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001612465 Filed Document 0001612465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CONTRARIAN CAPITAL SENIOR SECURED OFFSHORE FUND Ltd See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470326 Filed Document 0000919574-14-003900 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keen Labs, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,349,410 Associated Brokers / Dealers N/A CIK Number 0001612392 Filed Document 0001612392-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GoFormz, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612085 Filed Document 0001612085-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Research Affiliates Equity Small International, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429712 Filed Document 0001429712-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREF III REIT LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001612414 Filed Document 0001612414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bridge Growth Partners, LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601655 Filed Document 0001601655-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AIRSPAN NETWORKS INC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $10,641,000 Associated Brokers / Dealers N/A CIK Number 0001105542 Filed Document 0001181431-14-025603 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rivalry Software, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001611634 Filed Document 0001611634-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Research Affiliates Equity Global All Country Ex-US, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499205 Filed Document 0001499205-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Research Affiliates Equity Global All Country, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499224 Filed Document 0001499224-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSR GL/DR Mezz D LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001612421 Filed Document 0001612421-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
First Hedge Pooled Investment Vehicle LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612353 Filed Document 0001209191-14-044963 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Conus Special Opportunities L.L.C. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495915 Filed Document 0000919574-14-003897 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG AE - Woodford Minerals Fund, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001610786 Filed Document 0001610786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altus Pharmacy, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001611846 Filed Document 0001162677-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma International Core Fund, LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553762 Filed Document 0000919574-14-003979 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Absolute Return Lowered Volatility Cayman Fund, Ltd. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581370 Filed Document 0000919574-14-003981 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Co-Investment Fund IV, L.P. - US Taxable Series See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596326 Filed Document 0001140361-14-027554 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ACA Master Select Fund QP, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612202 Filed Document 0001612202-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Research Affiliates Equity US Large, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401066 Filed Document 0001401066-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altitude Medical, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $756,000 Associated Brokers / Dealers N/A CIK Number 0001484557 Filed Document 0001484557-14-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ENERGYSAVVY INC See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001457134 Filed Document 0001457134-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Terascala Inc See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405320 Filed Document 0001405320-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Digital Collaboration Solutions, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001525495 Filed Document 0001525495-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
WEEKS COMMUNICATIONS INC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001559649 Filed Document 0001559649-14-000004 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
CHITOGEN INC See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised $1,548,150 Associated Brokers / Dealers N/A CIK Number 0001470264 Filed Document 0001470264-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ALYDAR QP FUND LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001211906 Filed Document 0000898432-14-000913 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imagine Health, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001612366 Filed Document 0001612366-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CONCORDE GROUP INC See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001092809 Filed Document 0001144204-14-040552 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BASSWOOD ENHANCED LONG SHORT FUND LTD. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525956 Filed Document 0001525956-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INTERLINE BRANDS, INC./DE See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $50,600 Associated Brokers / Dealers N/A CIK Number 0001292900 Filed Document 0000895345-14-000195 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sonoma Valley Worm Farm, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001611908 Filed Document 0001611908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
India Emerging Opportunities Fund Ltd. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra, Inc. CIK Number 0001610802 Filed Document 0001610802-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
PLUMgrid, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $17,260,000 Associated Brokers / Dealers N/A CIK Number 0001529963 Filed Document 0001529963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity