Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CONUS FUND, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001078036 Filed Document 0000919574-14-003895 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conservation Forestry Capital III, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001580526 Filed Document 0001315863-14-000418 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRIDPOINT INC See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $22,248,513 Associated Brokers / Dealers TOMS Capital LLC CIK Number 0001344781 Filed Document 0001344781-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Asia Alternatives Capital Partners IV, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606269 Filed Document 0001606269-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Qvolve, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001612381 Filed Document 0001612381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
PROTEUS BIOAG HOLDINGS, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $25,105,600 Associated Brokers / Dealers N/A CIK Number 0001611930 Filed Document 0001611930-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
York Multi-Strategy HedgeFocus Fund LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001605423 Filed Document 0001605423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenix Pharms Capital Corp See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Not Applicable CIK Number 0001594574 Filed Document 0001014897-14-000282 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Giddy Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $6,935,000 Associated Brokers / Dealers N/A CIK Number 0001612583 Filed Document 0001612583-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Equity
Cord Project Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001612384 Filed Document 0001231919-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STADIUM CAPITAL QUALIFIED PARTNERS LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001427178 Filed Document 0000935836-14-000390 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PaymentAssure, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612582 Filed Document 0001612582-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OUTSIDE TELEVISION, INC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001092582 Filed Document 0001092582-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Liquid Environmental Solutions Corp See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $31,599,991 Associated Brokers / Dealers Wedbush Securities Inc. CIK Number 0001290975 Filed Document 0001290975-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FreshTracks Capital III, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001584470 Filed Document 0001584470-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pablo Escobar Films, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers NONE CIK Number 0001488877 Filed Document 0001488877-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Progressive India Fund See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553275 Filed Document 0001553275-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Capital Partners Private Equity Fund III-A, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC and Lazard & Co., Limited CIK Number 0001610429 Filed Document 0001610429-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
New Capital Partners Private Equity Fund III, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC and Lazard & Co. Limited CIK Number 0001610410 Filed Document 0001610410-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Waypoint Otarre Investors, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $1,090,000 Associated Brokers / Dealers BROADWAY DIRECT INVESTMENTS, LLC CIK Number 0001610287 Filed Document 0001610287-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PELOTON INTERACTIVE, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001562266 Filed Document 0001562266-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Yikes Hospitality LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001612524 Filed Document 0001612524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
CORBEL SMS, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001612167 Filed Document 0001140361-14-027634 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ND Acquisitions Corp. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $11,031,858 Associated Brokers / Dealers N/A CIK Number 0001464225 Filed Document 0001464225-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
HBK Multi-Strategy Offshore Fund Ltd. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385653 Filed Document 0001385653-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HBK Quantitative Strategies Fund L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503235 Filed Document 0001503235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Fund LLC See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. CIK Number 0001611194 Filed Document 0001013762-14-000758 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Research Affiliates Equity Emerging Markets, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365061 Filed Document 0001365061-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS Capital Partners IV, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $255,000,000 Associated Brokers / Dealers N/A CIK Number 0001535565 Filed Document 0001535565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley Infrastructure Partners II LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, Not Applicable, and Not Applicable CIK Number 0001598040 Filed Document 0001181431-14-025826 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DigiPuppets LLC See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593202 Filed Document 0001593202-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COMBINATORICS MAGNA PARTNERS LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460158 Filed Document 0000919574-14-003888 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoveMark Oil Fund II See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612355 Filed Document 0001612355-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ClickN KIDS INC. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001470949 Filed Document 0001065949-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BidPal, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001531341 Filed Document 0001531341-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Cocomama Foods Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers Fundme Securities LLC CIK Number 0001556799 Filed Document 0001556799-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LL Mortgage Fund II, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612511 Filed Document 0001192482-14-000138 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden State Fund, Ltd. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576083 Filed Document 0001576083-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amazing Fruit Products-US, LLC See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001580992 Filed Document 0001580992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Raptor Resources, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612137 Filed Document 0001612137-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ijenti, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001591477 Filed Document 0001591477-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CONTRARIAN FUND I OFFSHORE LTD. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464696 Filed Document 0000919574-14-003902 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liquid Environmental Solutions Corp See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $31,599,991 Associated Brokers / Dealers Wedbush Securities Inc. CIK Number 0001290975 Filed Document 0001290975-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WELLSTAR ENERGY CORP. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $180,670 Associated Brokers / Dealers N/A CIK Number 0001560603 Filed Document 0001183740-14-000207 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LOOMIS SAYLES INVESTMENT GRADE CORPORATE BOND TRUST See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457000 Filed Document 0001457000-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
TRILOGY INVESTMENT FUND PLC - THE VALANT SERIES EMERGING MARKETS FUND See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579117 Filed Document 0000919574-14-003899 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trifecta Capital, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001611032 Filed Document 0001611032-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GULF SOUTH HOLDING INC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Cabot Lodge Securities and Delaney Equity Group, LLC CIK Number 0001449226 Filed Document 0001449226-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Gamble Ranch Resort, L.L.C. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611954 Filed Document 0001611954-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Simple Mills, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,080,500 Associated Brokers / Dealers N/A CIK Number 0001612522 Filed Document 0001612522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt