Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Human Potential Management, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001612651 Filed Document 0001612651-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,303,629 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000306 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Fcle-Fund, a series of AngelList-AP-Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001612693 Filed Document 0001612693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Power of 32 Site Development Fund Partners, LP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001612175 Filed Document 0001612175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vennli, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001612540 Filed Document 0001140361-14-027698 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
PULASKI FINANCIAL CORP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $7,388,357 Associated Brokers / Dealers N/A CIK Number 0001062438 Filed Document 0000909654-14-000166 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Inform Genomics, Inc. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,624,000 Associated Brokers / Dealers N/A CIK Number 0001537988 Filed Document 0001537988-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alethea Global Equity Fund LP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612601 Filed Document 0001171520-14-000484 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
TEXSTAR-SHANKLIN TITANIUM DEVELOPMENT LP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001612678 Filed Document 0001612678-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Aperia Technologies, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001526075 Filed Document 0001526075-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Calera XVII, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612474 Filed Document 0001612474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Luminus Investment Partners QP, LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580794 Filed Document 0001140361-14-028474 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delcom Telecommunications, LLC See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001610222 Filed Document 0001610222-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SOLICORE INC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001170554 Filed Document 0001170554-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
East Lancaster Fund I, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001520112 Filed Document 0001520112-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
R7 Partners Fund I, LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612567 Filed Document 0001393725-14-000111 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LTS Capital Partners - Fallbrook VI, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001610910 Filed Document 0000950138-14-000519 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinderhook Capital Fund IV, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $499,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001611968 Filed Document 0001611968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sneeky, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001612416 Filed Document 0001612416-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TWO SIGMA HORIZON U.S. FUND, LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436382 Filed Document 0000919574-14-003978 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMT Communications Partners II 2014, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001612485 Filed Document 0001612485-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Absolute Return Enhanced Fund, LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553761 Filed Document 0000919574-14-003980 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPF HedgeFocus Fund LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001611308 Filed Document 0001611308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG AENO Holdings, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $187,769,594 Associated Brokers / Dealers N/A CIK Number 0001597472 Filed Document 0001597472-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keen Labs, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $11,299,999 Associated Brokers / Dealers N/A CIK Number 0001612392 Filed Document 0001612392-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Schvey, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,774,999 Associated Brokers / Dealers N/A CIK Number 0001598116 Filed Document 0001598116-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Research Affiliates Equity International, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352669 Filed Document 0001352669-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BERENS INSURANCE DEDICATED FUND, LLC See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001457470 Filed Document 0001566114-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moving Metrics, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001612146 Filed Document 0001612146-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Conus Fund Offshore Ltd See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438596 Filed Document 0000919574-14-003896 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridge Growth Partners (Parallel), LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601656 Filed Document 0001601655-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Charles River Partnership XVI, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $393,000,000 Associated Brokers / Dealers N/A CIK Number 0001609966 Filed Document 0001609966-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Co-Investment Fund IV, L.P. - Z US Taxable Series See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598247 Filed Document 0001140361-14-027553 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pamfleet Real Estate Fund II, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Michelle M. LeRoy CIK Number 0001612370 Filed Document 0001612370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marathon CLO Equity Fund LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612498 Filed Document 0001612498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG AE - Utica Minerals Fund, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001610816 Filed Document 0001610816-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IgnitionOne, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $29,999,994 Associated Brokers / Dealers RBC Capital Markets, LLC CIK Number 0001581051 Filed Document 0001581051-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Asbury Park Films, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers NONE CIK Number 0001501007 Filed Document 0001501007-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Entytle, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612476 Filed Document 0001612476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HUDSON FAROL CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367987 Filed Document 0001140361-14-027495 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACA Master Select Offshore Fund, SPC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612205 Filed Document 0001612202-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blue Road Capital, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001612356 Filed Document 0001140361-14-027743 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOMIMEDICA INC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001429253 Filed Document 0001429253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Krossover Intelligence Inc. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001495775 Filed Document 0001495775-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
VERAN MEDICAL TECHNOLOGIES, INC. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001312458 Filed Document 0000950138-14-000522 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
QYOUTV, INC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $512,380 Associated Brokers / Dealers N/A CIK Number 0001594457 Filed Document 0001080368-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DL Partners Opportunities Fund Ltd See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523903 Filed Document 0000902664-14-003004 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pari Washington India Fund,Ltd See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524793 Filed Document 0001144204-14-041352 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Historic Preservation Fund 2014 LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001611885 Filed Document 0001611885-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
SG Growth Partners III, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001612496 Filed Document 0001612496-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity