Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OC Opportunities Fund, L.P. See All Filings	D	2017-06-15 09:36:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001709054 Filed Document 0000902664-17-002638 Exclusions or Exemptions 506b Accepted Date 2017-06-15 09:36:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianceBernstein Next 50 Emerging Markets (Luxembourg) Fund SICAV-SIF S.C.Sp. See All Filings	D/A	2017-06-15 09:34:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610116 Filed Document 0000902664-17-002637 Exclusions or Exemptions 506b Accepted Date 2017-06-15 09:34:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Select US Equity (BVI) Ltd See All Filings	D/A	2017-06-15 09:33:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466530 Filed Document 0000902664-17-002636 Exclusions or Exemptions 506b Accepted Date 2017-06-15 09:33:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Next 50 Emerging Markets (Delaware) Fund, L.P. See All Filings	D/A	2017-06-15 09:31:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604390 Filed Document 0000902664-17-002635 Exclusions or Exemptions 506b Accepted Date 2017-06-15 09:31:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Adomani, Inc. See All Filings	1-A POS	2017-06-15 09:29:41 UTC
Amount To Be Raised $12,550,010 Associated Brokers / Dealers N/A CIK Number 0001563568 Filed Document 0001193125-17-204138 Accepted Date 2017-06-15 09:29:41 UTC Type of Offering 1-A POS Industry MOTOR VEHICLE PARTS & ACCESSORIES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $68,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Lua Technologies, Inc. See All Filings	D	2017-06-15 09:25:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001555579 Filed Document 0001555579-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-15 09:25:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Hello Beverages, LLC See All Filings	D	2017-06-15 09:20:14 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001707598 Filed Document 0001707598-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-15 09:20:14 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CROE, INC. See All Filings	D	2017-06-15 09:17:34 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001688126 Filed Document 0001688126-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-15 09:17:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aviva Investors Funds SPC Ltd. - Multi-Strategy Target Return Segregated Portfolio See All Filings	D/A	2017-06-15 08:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001612276 Filed Document 0000945621-17-000265 Exclusions or Exemptions 506b Accepted Date 2017-06-15 08:59:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DealCloud, Inc. See All Filings	D	2017-06-15 07:51:13 UTC
Amount To Be Raised $4,499,998 Associated Brokers / Dealers N/A CIK Number 0001555897 Filed Document 0000905718-17-000600 Exclusions or Exemptions 506b Accepted Date 2017-06-15 07:51:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Kinetic Equity Founders Fund, LP See All Filings	D/A	2017-06-15 06:59:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651236 Filed Document 0001651236-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-15 06:59:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
GRP Minerals Corp See All Filings	D/A	2017-06-15 06:05:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Canaccord Genuity Wealth Management (USA) Inc. CIK Number 0001676304 Filed Document 0001209191-17-040006 Exclusions or Exemptions 506b Accepted Date 2017-06-15 06:05:28 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SAFEPOWER I, LLC See All Filings	D	2017-06-14 21:43:50 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001708452 Filed Document 0001708452-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-06-14 21:43:50 UTC Type of Offering D Industry Energy Conservation Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
CreditEase Real Estate Opportunity Fund LP See All Filings	D	2017-06-14 20:56:42 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001705966 Filed Document 0001705966-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 20:56:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
2031 Lombard Partners, LLC See All Filings	D	2017-06-14 20:12:30 UTC
Amount To Be Raised $7,020,000 Associated Brokers / Dealers N/A CIK Number 0001709327 Filed Document 0001709327-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-14 20:12:30 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Dosh LLC See All Filings	D	2017-06-14 20:04:50 UTC
Amount To Be Raised $5,175,000 Associated Brokers / Dealers N/A CIK Number 0001684539 Filed Document 0001684539-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-14 20:04:50 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
VES HOLDING COMPANY, LLC See All Filings	D	2017-06-14 19:21:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709058 Filed Document 0001709058-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-14 19:21:45 UTC Type of Offering D Industry Environmental Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Central New Mexico Rail Park, LLC See All Filings	D/A	2017-06-14 19:02:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001678381 Filed Document 0001678381-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-14 19:02:54 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Stefan Otero Clothing, Inc. See All Filings	D	2017-06-14 18:54:12 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001709293 Filed Document 0001709293-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 18:54:12 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Jefferies Structured Alpha Fund B, LLC See All Filings	D/A	2017-06-14 18:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527934 Filed Document 0001527934-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 18:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTCR FUND XII/C LP See All Filings	D	2017-06-14 18:33:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FALCOM INTERNACIONAL LTDA. CIK Number 0001705346 Filed Document 0001705346-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 18:33:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GTCR FUND XII/B LP See All Filings	D	2017-06-14 18:31:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FALCOM INTERNACIONAL LTDA. CIK Number 0001705334 Filed Document 0001705334-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 18:31:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GTCR FUND XII/A LP See All Filings	D	2017-06-14 18:30:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FALCOM INTERNACIONAL LTDA. CIK Number 0001705378 Filed Document 0001709058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 18:30:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Remedy Applications LLC See All Filings	D	2017-06-14 18:27:40 UTC
Amount To Be Raised $2,414,377 Associated Brokers / Dealers N/A CIK Number 0001709062 Filed Document 0001709062-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 18:27:40 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Encore FGBF Investments, LP See All Filings	D	2017-06-14 18:26:56 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001706912 Filed Document 0001706912-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-14 18:26:56 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Micamold Multi-Manager Fund, LP See All Filings	D	2017-06-14 17:54:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706752 Filed Document 0001706752-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:54:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Future Technologies LLC See All Filings	D	2017-06-14 17:48:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001709373 Filed Document 0001709373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:48:21 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Foresite Capital Fund IV, L.P. See All Filings	D	2017-06-14 17:47:53 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers Park Hill Group LLC and Morgan Stanley Smith Barney LLC CIK Number 0001704131 Filed Document 0001704131-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:47:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bravado Network, Inc. See All Filings	D	2017-06-14 17:40:06 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001709084 Filed Document 0001709084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:40:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
G2Lytics LLC See All Filings	D	2017-06-14 17:36:08 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001703968 Filed Document 0001703968-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:36:08 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
AST New Brunswick, LLC See All Filings	D	2017-06-14 17:29:55 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001709375 Filed Document 0001709375-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:29:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Laurel Investment Fund Cayman (B) L.P. See All Filings	D	2017-06-14 17:29:12 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001709356 Filed Document 0001709356-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:29:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MREF I, LLC See All Filings	D	2017-06-14 17:21:18 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001709145 Filed Document 0001709145-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:21:18 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GK DST - Cedar Falls Grocery See All Filings	D/A	2017-06-14 17:18:29 UTC
Amount To Be Raised $5,076,122 Associated Brokers / Dealers Peter Dorn, John P. Harvey Jr., Robert L. Boggess, Trawnegan Gall, David Kangas, Stephen R. Holt, Ivan West, Michael G. Culwell, Sudhanshu Jain, Brian M. Loschenko, Guy A. Harrigan, Gregory R. Hill, John H. Ferguson, John P. Ferrick, and Timothy Kulhanek CIK Number 0001680064 Filed Document 0001680064-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:18:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Charlesbank Credit Opportunities Fund, Limited Partnership See All Filings	D	2017-06-14 17:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709148 Filed Document 0001709148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:11:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
make.tv, inc. See All Filings	D/A	2017-06-14 17:08:16 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001685079 Filed Document 0001168404-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:08:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
JN Projects, Inc. See All Filings	D	2017-06-14 17:05:50 UTC
Amount To Be Raised $15,999,997 Associated Brokers / Dealers N/A CIK Number 0001709291 Filed Document 0001709291-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:05:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fourthstone Master opportunity Fund Ltd. See All Filings	D	2017-06-14 17:04:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708888 Filed Document 0001708888-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:04:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMYRIS, INC. See All Filings	D	2017-06-14 17:00:41 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001365916 Filed Document 0001365916-17-000045 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:00:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avondale Private Lending LLC See All Filings	D/A	2017-06-14 17:00:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001708451 Filed Document 0001708451-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-14 17:00:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Regroup Therapy Inc. See All Filings	D	2017-06-14 16:54:12 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001566759 Filed Document 0001566759-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:54:12 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fourthstone Offshore Opportunity Fund Ltd. See All Filings	D	2017-06-14 16:54:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708885 Filed Document 0001708885-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:54:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE EARTH FUND, LP See All Filings	D/A	2017-06-14 16:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347640 Filed Document 0001347640-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:48:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEIGA US FUND See All Filings	D	2017-06-14 16:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707148 Filed Document 0001707148-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:46:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACP Cure Acquisition LLC See All Filings	D	2017-06-14 16:45:42 UTC
Amount To Be Raised $134,959,064 Associated Brokers / Dealers N/A CIK Number 0001706221 Filed Document 0001706221-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:45:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SPO Global Inc See All Filings	1-A/A	2017-06-14 16:44:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000716778 Filed Document 0001477932-17-002835 Accepted Date 2017-06-14 16:44:40 UTC Type of Offering 1-A/A Industry WHOLESALE-COMPUTERS & PERIPHERAL EQUIPMENT & SOFTWARE Offering Tier Tier1 Principal Place of Business MASSACHUSETTS Revenue or Assets $14,166 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
CARMA Therapeutics Inc. See All Filings	D	2017-06-14 16:44:24 UTC
Amount To Be Raised $3,101,972 Associated Brokers / Dealers N/A CIK Number 0001708649 Filed Document 0001708649-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:44:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
HH 6 Marble, LLC See All Filings	D	2017-06-14 16:42:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001709344 Filed Document 0001709344-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-14 16:42:53 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AC 805 Washington Investor LLC See All Filings	D	2017-06-14 16:36:30 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers Propellr Securities LLC CIK Number 0001709218 Filed Document 0001709218-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:36:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Split Technologies, Inc. See All Filings	D	2017-06-14 16:32:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001709321 Filed Document 0001140361-17-024988 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:32:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt