Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Healthcare Real Estate Fund, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $7,927,000 Associated Brokers / Dealers Stephen A. Kohn & Associates, Ltd., Edward Eric Fernandez, and Stephen Alan Kohn CIK Number 0001578151 Filed Document 0001578151-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centre Capital Fund I, LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589753 Filed Document 0001589753-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Auto Repair Loan Partners, LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001588755 Filed Document 0001588755-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Solari Global, LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001552414 Filed Document 0001552414-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Healthcare Real Estate Qualified Purchasers Fund, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $7,482,000 Associated Brokers / Dealers Stephen A. Kohn & Associates, Ltd., Edward Eric Fernandez, and Stephen Alan Kohn CIK Number 0001579784 Filed Document 0001578151-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regency Venture Fund Maui, LLLP See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Not Yet Identified CIK Number 0001591031 Filed Document 0001591031-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
New McCullough Real Estate Partners, LP See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001590737 Filed Document 0001590737-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ENCOUNTER COLLABORATIVE Corp See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers xxx CIK Number 0001177638 Filed Document 0001177638-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Movement Products, Inc. See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,170,000 Associated Brokers / Dealers None CIK Number 0001560883 Filed Document 0001560883-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spiceasy, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001589696 Filed Document 0001589696-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
MLG Private Fund LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001544555 Filed Document 0001544555-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Fork, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $7,337,500 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001590512 Filed Document 0001590512-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Auto Loan Repair Partners, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001588755 Filed Document 0001588755-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ogee Group LLC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587611 Filed Document 0001587611-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
High Growth Fund, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers None CIK Number 0001588669 Filed Document 0001588755-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Owlstone Inc. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001505801 Filed Document 0001505801-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Quality Real Estate LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590521 Filed Document 0001590521-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Galloway Global Fixed Income Fund, LP See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504668 Filed Document 0001504668-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
VICTORIA ENERGY CORP See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001329327 Filed Document 0001329327-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Larson Capital Fund I, L.P. See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588181 Filed Document 0001588181-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
AL-Estimote-Fund, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $161,500 Associated Brokers / Dealers N/A CIK Number 0001590358 Filed Document 0001590358-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Washington Realty Capital - Main Street, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001590788 Filed Document 0001590788-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stewardship Investments, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001589701 Filed Document 0001589701-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MWF Financial Ltd See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501059 Filed Document 0001501059-13-000001 Exclusions or Exemptions 504.1 and 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CYPRUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ag Energy Solutions, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $264,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
CymaBay Therapeutics, Inc. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001042074 Filed Document 0001042074-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Just Greens, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $7,382,166 Associated Brokers / Dealers N/A CIK Number 0001590624 Filed Document 0001590624-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TECOGEN INC. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Scarsdale Equities LLC CIK Number 0001537435 Filed Document 0001537435-13-000062 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
U.S. Well Services, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Global Hunter Securities, LLC CIK Number 0001543450 Filed Document 0001543450-13-000067 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Whitmore Capital, L.P. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589693 Filed Document 0001589693-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bomboard LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590676 Filed Document 0001590676-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
My Starter Home, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001550207 Filed Document 0001550207-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Rockland Power Partners II, LP See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers BerchWood Partners, LLC and Harpeth Securities LLC CIK Number 0001588257 Filed Document 0001588257-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA I LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001590382 Filed Document 0001590382-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AVENUE T FUND LP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460633 Filed Document 0001460633-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ROIL Energy, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers Joshua Bengson CIK Number 0001590452 Filed Document 0001590452-13-000001 Exclusions or Exemptions 504, 505, 504.1, and 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WI-MM CORP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001590725 Filed Document 0001590725-13-000002 Exclusions or Exemptions 504 and 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Semper Active MBS Fund, Ltd. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590414 Filed Document 0000945621-13-000340 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Immune Design Corp. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $57,750,000 Associated Brokers / Dealers N/A CIK Number 0001437786 Filed Document 0001437786-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TOWERHILL LONG/SHORT EQUITY LLC See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Benjamin F. Edwards CIK Number 0001133076 Filed Document 0001133076-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centre Capital Fund I, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589753 Filed Document 0001589753-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
hyperfund, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001590237 Filed Document 0001590237-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Saxena Capital Fund I, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001590556 Filed Document 0001213900-13-006024 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Westfield-Harmony, LLLP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $14,680,000 Associated Brokers / Dealers None CIK Number 0001590617 Filed Document 0001590617-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Coastal Carolina Healthcare Associates, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001582118 Filed Document 0001582118-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Consilium Frontier Equity Fund, L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590408 Filed Document 0001192482-13-000184 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Environmental & Energy Resources, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001576197 Filed Document 0001387131-13-004031 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Intuitive Secondary Opportunity Fund, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers EDi Financial Inc. CIK Number 0001590509 Filed Document 0001590509-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PLASTYC INC. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001413056 Filed Document 0001413056-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CreditAid, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001569238 Filed Document 0001569238-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt