Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PanAgora Risk Parity Multi Asset Fund (HV), LLC See All Filings	D	2017-11-01 16:12:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers . CIK Number 0001719223 Filed Document 0001625257-17-000113 Exclusions or Exemptions 506b Accepted Date 2017-11-01 16:12:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COOPER CREEK PARTNERS LLC See All Filings	D/A	2017-11-01 16:08:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew R. Feldman CIK Number 0001450774 Filed Document 0000919574-17-007512 Exclusions or Exemptions 506b Accepted Date 2017-11-01 16:08:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Passco Greenwood DST See All Filings	D	2017-11-01 15:58:47 UTC
Amount To Be Raised $19,325,000 Associated Brokers / Dealers Passco Capital, Inc. CIK Number 0001721203 Filed Document 0001721203-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 15:58:47 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TriniD Partners Fund I, LLC See All Filings	D/A	2017-11-01 15:54:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524910 Filed Document 0001524910-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 15:54:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACKROCK EMERGING FRONTIERS FUND LTD See All Filings	D/A	2017-11-01 15:52:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589051 Filed Document 0001707126-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-01 15:52:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
232 Dryden Road LLC See All Filings	D	2017-11-01 15:52:07 UTC
Amount To Be Raised $5,650,000 Associated Brokers / Dealers N/A CIK Number 0001721401 Filed Document 0001721401-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 15:52:07 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock European Hedge Fund Ltd See All Filings	D/A	2017-11-01 15:49:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566474 Filed Document 0001707126-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-01 15:49:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock UK Equity Hedge Fund Ltd See All Filings	D/A	2017-11-01 15:40:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493108 Filed Document 0001707126-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-01 15:40:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
FWREF Monterey Co-Invest, LP See All Filings	D	2017-11-01 15:18:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717104 Filed Document 0001717104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 15:18:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Blume Always, Inc. See All Filings	D	2017-11-01 15:15:57 UTC
Amount To Be Raised $600,002 Associated Brokers / Dealers N/A CIK Number 0001721488 Filed Document 0001721488-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 15:15:57 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Questis, Inc. See All Filings	D/A	2017-11-01 15:14:08 UTC
Amount To Be Raised $5,395,618 Associated Brokers / Dealers N/A CIK Number 0001717641 Filed Document 0001717641-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-01 15:14:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
VEPF VI Co-Invest 2, L.P. See All Filings	D	2017-11-01 15:06:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721098 Filed Document 0001721098-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 15:06:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atom Power, Inc. See All Filings	D	2017-11-01 15:05:06 UTC
Amount To Be Raised $3,030,545 Associated Brokers / Dealers N/A CIK Number 0001721368 Filed Document 0001721368-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-01 15:05:06 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
KBA2 INC. See All Filings	D	2017-11-01 15:03:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001496909 Filed Document 0001496909-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-01 15:03:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ReliefBand Technologies LLC See All Filings	D	2017-11-01 15:03:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001653228 Filed Document 0001653228-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 15:03:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Stonegate Diversified Digital Asset Fund, LP See All Filings	D	2017-11-01 14:55:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721507 Filed Document 0001721507-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-01 14:55:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tam Brands Restaurant I, LLC See All Filings	D	2017-11-01 14:50:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001641752 Filed Document 0001591408-17-000024 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:50:59 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AQR CHURCHILL II MASTER ACCOUNT, L.P. See All Filings	D/A	2017-11-01 14:49:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645911 Filed Document 0001413963-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:49:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
B-SOCIAL Ltd See All Filings	D	2017-11-01 14:47:59 UTC
Amount To Be Raised $115,543 Associated Brokers / Dealers N/A CIK Number 0001721491 Filed Document 0001721491-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:47:59 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
ClaimKit, Inc. See All Filings	D	2017-11-01 14:46:04 UTC
Amount To Be Raised $2,948,335 Associated Brokers / Dealers N/A CIK Number 0001618395 Filed Document 0001140361-17-040476 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:46:04 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock UK Emerging Companies Hedge Fund Ltd See All Filings	D/A	2017-11-01 14:45:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493107 Filed Document 0001707126-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:45:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Twain Note Issuer 10 LLC See All Filings	D	2017-11-01 14:42:03 UTC
Amount To Be Raised $14,627,278 Associated Brokers / Dealers N/A CIK Number 0001721379 Filed Document 0001721379-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:42:03 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Realty Mogul 91, LLC See All Filings	D/A	2017-11-01 14:38:21 UTC
Amount To Be Raised $1,685,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001716546 Filed Document 0001716546-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:38:21 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
AQR EMERGING EQUITIES FUND LP See All Filings	D/A	2017-11-01 14:34:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457118 Filed Document 0001413963-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:34:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MediCanna Vision Inc. See All Filings	D/A	2017-11-01 14:31:13 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001703385 Filed Document 0001703385-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-11-01 14:31:13 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Raycliff Whitechapel, LLC See All Filings	D	2017-11-01 14:22:33 UTC
Amount To Be Raised $6,943,549 Associated Brokers / Dealers N/A CIK Number 0001710536 Filed Document 0001710536-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:22:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
MVP ES FUND XXXVI LLC See All Filings	D	2017-11-01 14:22:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001720696 Filed Document 0001720696-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:22:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AQR RC SMALL CAP CORE FUND LP See All Filings	D/A	2017-11-01 14:21:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413963 Filed Document 0001413963-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:21:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vontobel Holding Ltd. See All Filings	D	2017-11-01 14:20:48 UTC
Amount To Be Raised $5,421,412 Associated Brokers / Dealers N/A CIK Number 0001588340 Filed Document 0001588340-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:20:48 UTC Type of Offering D Industry Investment Banking Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
AQR Offshore Multi-Strategy Fund IV Ltd. See All Filings	D/A	2017-11-01 14:12:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454204 Filed Document 0001413963-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:12:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Semper Fi Restaurants LLC See All Filings	C	2017-11-01 14:11:39 UTC
Financial Interest None Filing Platform NextSeed US LLC Offering Amount $250,000 CIK Number 0001720051 Filed Document 0001720051-17-000001 Accepted Date 2017-11-01 14:11:39 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State TEXAS
Grown Rogue Unlimited, LLC See All Filings	D	2017-11-01 14:11:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703870 Filed Document 0001703870-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-01 14:11:15 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
4612-Ark Holdco, LP See All Filings	D	2017-11-01 14:11:12 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001719945 Filed Document 0001192482-17-000268 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:11:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Versatran Holdings See All Filings	D/A	2017-11-01 14:09:49 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001681510 Filed Document 0001681510-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:09:49 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
NuoDB, Inc. See All Filings	D/A	2017-11-01 14:07:44 UTC
Amount To Be Raised $31,799,999 Associated Brokers / Dealers N/A CIK Number 0001505400 Filed Document 0001505400-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-01 14:07:44 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Birchview Fund LLC See All Filings	D/A	2017-11-01 13:56:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers L.P. Dorsey CIK Number 0001603544 Filed Document 0001603544-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:56:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND XXXIV LLC See All Filings	D	2017-11-01 13:49:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001720260 Filed Document 0001720260-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:49:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Meta Stable Balanced, L.P. See All Filings	D/A	2017-11-01 13:45:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706249 Filed Document 0001706249-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:45:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zylo Therapeutics, LLC See All Filings	D	2017-11-01 13:41:53 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001721431 Filed Document 0001721431-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:41:53 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 120 See All Filings	D	2017-11-01 13:39:32 UTC
Amount To Be Raised $279,500 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001697270 Filed Document 0001721405-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:39:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 134 See All Filings	D	2017-11-01 13:38:33 UTC
Amount To Be Raised $688,672 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001721403 Filed Document 0001721405-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:38:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC- Series 167 See All Filings	D	2017-11-01 13:37:26 UTC
Amount To Be Raised $211,135 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001720401 Filed Document 0001721405-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:37:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 158 See All Filings	D	2017-11-01 13:34:23 UTC
Amount To Be Raised $452,190 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001721404 Filed Document 0001721405-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:34:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Westmount at Copper Mill Investors, LP See All Filings	D	2017-11-01 13:34:01 UTC
Amount To Be Raised $6,948,989 Associated Brokers / Dealers N/A CIK Number 0001720992 Filed Document 0001162677-17-000059 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:34:01 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 157 See All Filings	D	2017-11-01 13:33:21 UTC
Amount To Be Raised $505,250 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001721405 Filed Document 0001721405-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:33:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Westmount Centerpoint Partners LLC See All Filings	D	2017-11-01 13:32:32 UTC
Amount To Be Raised $1,736,860 Associated Brokers / Dealers N/A CIK Number 0001720993 Filed Document 0001162677-17-000058 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:32:32 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Medina Singh Investment Partners, L.P. See All Filings	D/A	2017-11-01 13:31:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504373 Filed Document 0001504373-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:31:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preply, Inc. See All Filings	D	2017-11-01 13:27:05 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001720581 Filed Document 0001720581-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:27:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cynergy Brookline Healthcare Fund LLC See All Filings	D	2017-11-01 13:23:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers William Buchanan CIK Number 0001721430 Filed Document 0001721430-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:23:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
National Multifamily Portfolio II DST See All Filings	D/A	2017-11-01 13:19:38 UTC
Amount To Be Raised $63,028,537 Associated Brokers / Dealers Silver Portal Capital LLC, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Primex Prime Electronic Execution Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Silver Portal Capital LLC, Crown Capital Securities L.P., Emerson Equity LLC, Harbour Investments, Inc, McDermott Investment Services, LLC, 1st Global Capital Corporation, Cabot Lodge Securities LLC, 1st Global Capital Corporation, Nationwide Planning Associates, Inc, Royal Alliance Associates, Inc., 1st Global Capital Corporation, Commonwealth Financial Network, McDermott Investment Services, LLC, Investment Planners, Inc, Investment Planners, Inc, Investment Planners, Inc, Woodbury Financial Services, Inc, Investment Planners, Inc, Concorde Investment Services, LLC, Kovack Securities, Inc, Sigma Financial Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, Westpark Capital Inc, 1st Global Capital Corporation, Centaurus Financial, Inc., DFPG Investments, Inc, Centaurus Financial, Inc., FSC Securities Corporation, The Strategic Financial Alliance, Parkland Securites, LLC, Centaurus Financial, Inc, Cambridge Investment Research, FSC Securities Corporation, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cambridge Investment Research, Northeast Financial Group, Inc, 1st Global Capital Corporation, Centaurus Financial, Inc, Centaurus Financial, Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, 1st Global Capital Corporation, Simmons First Investment Group Inc, Cambridge Investment Research, 1st Global Capital Corporation, Sandlapper Securities, LLC, Cambridge Investment Research, 1st Global Capital Corporation, 1st Global Capital Corporation, Capulet LLC, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Diane Jaworski-Faulhaber, Walter Webb, Michael Speer, Shawn Valentine, David Fingerhut, Wayne Pampaloni, Troy Thomas, and Kelli Lynn Holliefield CIK Number 0001717288 Filed Document 0001717288-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-01 13:19:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity