Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wombat Security Technologies, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $6,728,237 Associated Brokers / Dealers N/A CIK Number 0001570198 Filed Document 0001181431-14-026461 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
J.P. Morgan Digital Growth Fund II L.P. See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611500 Filed Document 0001012975-14-000453 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MacKay Shields Emerging Markets Credit Portfolio, a sub-fund of Plainview Funds plc See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Therese M. Hernandez, and Kirk C. Kashevaroff CIK Number 0001609144 Filed Document 0001140361-14-029043 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZLM VII, Ltd. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $2,167,647 Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001612814 Filed Document 0001140361-14-028021 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
INCEPTION MINING INC. See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001416090 Filed Document 0001493152-14-002118 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
VIDYO INC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $28,778,855 Associated Brokers / Dealers N/A CIK Number 0001441971 Filed Document 0001441971-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Brookview Columbus LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001608979 Filed Document 0001608979-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein U.S. Real Estate (HNW) Fund II, L.P. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612473 Filed Document 0001140361-14-028007 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexander Company, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001579473 Filed Document 0001579473-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Sandstone Diagnostics Inc See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $2,007,626 Associated Brokers / Dealers N/A CIK Number 0001612978 Filed Document 0001612978-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Post Road y3 Fund, LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001612828 Filed Document 0001612828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
McB Senior Living - Plano, LP See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001613190 Filed Document 0001613190-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Therese M. Hernandez, and Kirk C. Kashevaroff CIK Number 0001609154 Filed Document 0001140361-14-028994 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Therese M. Hernandez, and Kirk C. Kashevaroff CIK Number 0001609117 Filed Document 0001140361-14-029017 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jazz Topco L.P. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $17,762,000 Associated Brokers / Dealers N/A CIK Number 0001612801 Filed Document 0001612801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Glen Capital Partners Fund I, L.P. See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572382 Filed Document 0001572382-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eco-Shift Power Corp. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers WESTPARK CAPITAL, INC. CIK Number 0000885475 Filed Document 0001493152-14-002156 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
AMP Americas, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001548400 Filed Document 0001548400-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001212030 Filed Document 0001212030-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colonial Fund 17, LP See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612653 Filed Document 0001612653-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HELIOSPECTRA AB See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $224,000 Associated Brokers / Dealers N/A CIK Number 0001610269 Filed Document 0001144204-14-042053 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SWEDEN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Upside Holdings, Inc. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $1,289,600 Associated Brokers / Dealers N/A CIK Number 0001596818 Filed Document 0001596818-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Route One Fund II, L.P. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502190 Filed Document 0000935836-14-000407 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Dallas Surgical Center, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $791,546 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001499622 Filed Document 0001499622-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FLYTE CENTER, INC. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001613816 Filed Document 0001613816-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MW TOPS World Equities (US) Fund See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611766 Filed Document 0000902664-14-003050 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Drilling Partners III-B, LP See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Berthel Fisher & Company Financial Services, Inc., VSR Financial Services, Inc., Ausdal Financial Partners Inc., Colorado Financial Service Corporation, Independent Financial Group LLC, Kalos Capital Inc., Centaurus Financial Inc., First Allied Securities, Inc., ProEquities Inc., Concorde Investment Services LLC, and American Portfolios Financial Services, Inc. CIK Number 0001582679 Filed Document 0001582679-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DentMall Holdings, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $49,250,000 Associated Brokers / Dealers N/A CIK Number 0001613139 Filed Document 0001613138-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SR&VD Capital Management, L.P. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512990 Filed Document 0001512990-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Metronom Health, Inc. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $5,132,611 Associated Brokers / Dealers N/A CIK Number 0001491963 Filed Document 0001590750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Instevent, Inc. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $2,274,812 Associated Brokers / Dealers N/A CIK Number 0001553246 Filed Document 0001553246-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EnteroTrack, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001612812 Filed Document 0001612812-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Safety Quick Lighting & Fans Corp. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $4,270,100 Associated Brokers / Dealers Bradley Woods & Co. Ltd. CIK Number 0001598981 Filed Document 0001598981-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TRUPANION INC. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $29,000,000 Associated Brokers / Dealers N/A CIK Number 0001371285 Filed Document 0001371285-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Buckhead Properties, L.P. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $269,874,611 Associated Brokers / Dealers N/A CIK Number 0001613140 Filed Document 0001613140-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peak One Opportunity Fund, LP See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517249 Filed Document 0001517249-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone US Equity Select Fund A Ltd. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521109 Filed Document 0000902664-14-003043 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridge33 Properties II LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613065 Filed Document 0001613065-14-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Eco Squared Solutions, Inc. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552571 Filed Document 0001002014-14-000361 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CSRA MHC Portfolio I, DST See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $25,455,000 Associated Brokers / Dealers N/A CIK Number 0001611806 Filed Document 0001611806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Colonial Fund 17, LP See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612653 Filed Document 0001612653-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RCP MULTI-FUND FEEDER IX/DII, LP See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001599556 Filed Document 0001599556-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $1,320,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Code Rebel Corp See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers NA CIK Number 0001613011 Filed Document 0001613011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Excurro Capital Partners Opportunity Fund LP See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611922 Filed Document 0001611922-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Inergex Investor, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001613274 Filed Document 0001613274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pillar II, Life Settlement Fund, L.P. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001612883 Filed Document 0001612883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
KEEN ONYX FUND LP See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553258 Filed Document 0000919574-14-003941 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finem Respice Fund, L.P. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483227 Filed Document 0000897069-14-000331 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GUYANA GOLDFIELDS INC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $26,426,444 Associated Brokers / Dealers Loewen, Ondaatje, McCutcheon USA Limited CIK Number 0001358297 Filed Document 0001140361-14-028144 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity