Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MABVAX THERAPEUTICS INC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers H.C. WAINWRIGHT & CO. LLC, DAWSON JAMES SECURITIES, INC., and PALLADIUM CAPITAL ADVISORS, LLC CIK Number 0001429968 Filed Document 0001429968-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
XENGEN, INC. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Fernando Laguda, Bill Ross, Rene Couch, David Flynn, and Johnny Read CIK Number 0001613124 Filed Document 0001613124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
American New Homes Holdings LLC See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001593176 Filed Document 0001593176-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
SIAMAB THERAPEUTICS, INC. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001351615 Filed Document 0001351615-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
McMorgan Infrastructure Fund I, LP See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Grandfund Investment Group, LLC CIK Number 0001595191 Filed Document 0001595191-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NetVoyage Corp See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $24,499,504 Associated Brokers / Dealers N/A CIK Number 0001613131 Filed Document 0001080368-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised $57,690,014 Associated Brokers / Dealers Eddie Allen CIK Number 0001135856 Filed Document 0001135856-14-000214 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Virtual Power Systems, Inc. See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised $4,254,055 Associated Brokers / Dealers N/A CIK Number 0001583375 Filed Document 0001583375-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greyson Asia Fund, LP See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527548 Filed Document 0001527548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corkteam, LLC. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520062 Filed Document 0001520062-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ROTATION MEDICAL INC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $21,720,434 Associated Brokers / Dealers N/A CIK Number 0001387966 Filed Document 0001387966-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Waterfall Dance Film Production Co LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001612992 Filed Document 0001466929-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - Coatue Qualified Partners Series See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578632 Filed Document 0001578632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMASHPACK INC. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Fundme Securities, LLC CIK Number 0001612927 Filed Document 0001612927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TRIBRIDGE EQUIY PARTNERS II LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001612607 Filed Document 0001612607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund EM Quantitative Focus Fund, LLC See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001580894 Filed Document 0001612602-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USAA Eagle Real Estate Feeder 1, LP See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565674 Filed Document 0001565674-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $84,138 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000321 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Norwich Partners Fund XI LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001613276 Filed Document 0001613276-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Playdek, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001531056 Filed Document 0000950138-14-000536 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ArtBanc International Ltd., Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001541237 Filed Document 0001613200-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AC AUTOPAY LLC Series 2014 A-34 See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers GAP Managers and Douglas Karpf CIK Number 0001613049 Filed Document 0001613049-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
VORBECK MATERIALS CORP. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $482,596 Associated Brokers / Dealers N/A CIK Number 0001462568 Filed Document 0001462568-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PARCEL PENDING, INC. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001613298 Filed Document 0001613298-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greyson Asia Offshore Fund, Ltd. See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528408 Filed Document 0001528408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greyson Asia Master Fund, LP See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528407 Filed Document 0001527548-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRIS Innovative Revenue Investment Strategy LLC See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Fig Group LLC CIK Number 0001604116 Filed Document 0001604116-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Greencross Ltd See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,761,022 Associated Brokers / Dealers Goldman, Sachs & Co. and Macquarie Capital (USA) Inc. CIK Number 0001613091 Filed Document 0001613091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Aryaka Networks, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001464669 Filed Document 0001464669-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Magnetar Energy Participation Fund LLC See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001575901 Filed Document 0001575901-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piney Point Onshore Fund LP See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613130 Filed Document 0000919574-14-003982 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Therese M. Hernandez, and Kirk C. Kashevaroff CIK Number 0001609116 Filed Document 0001140361-14-029018 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pride of Austin Opportunity Fund I, LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001611112 Filed Document 0001611112-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Merkle Group Inc See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,356,188 Associated Brokers / Dealers N/A CIK Number 0001342190 Filed Document 0001342190-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Royalty Exchange, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001580734 Filed Document 0001580734-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
OMNI Retail Group, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001611213 Filed Document 0001611213-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Narvii Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $2,574,000 Associated Brokers / Dealers N/A CIK Number 0001612615 Filed Document 0001612615-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
YH Greenhouse SPV, LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612657 Filed Document 0000935836-14-000412 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliant Tax Credit Fund 76, Ltd. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Alliant Equity Investments, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Compass Securities Corp., Fallbrook Capital Securities Corp., and BNP Paribas Securities Corp. CIK Number 0001613358 Filed Document 0001613358-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boresight Minerals, LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001613102 Filed Document 0001613102-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised $45,999,271 Associated Brokers / Dealers Donald Tippett CIK Number 0001135856 Filed Document 0001135856-14-000215 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DCP Skyline II, LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613066 Filed Document 0001613066-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Libra Fund QP, L.P. See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579291 Filed Document 0000945621-14-000192 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electronic Drug Information Systems Solutions LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001612976 Filed Document 0000950138-14-000537 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
137 Ventures II, LP See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $137,951,530 Associated Brokers / Dealers N/A CIK Number 0001588377 Filed Document 0001588377-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIM-Kahua-2014 LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $827,800 Associated Brokers / Dealers N/A CIK Number 0001612351 Filed Document 0001612351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
National Commerce Corp See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001609951 Filed Document 0001609951-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Commonfund Institutional High Quality Bond Fund, LLC See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001301592 Filed Document 0001612602-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2007 OCM Partnership, L.P. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001393723 Filed Document 0001393723-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDEX VENTURES VII PARALLEL ENTREPRENEUR FUND (JERSEY), L.P. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $9,707,422 Associated Brokers / Dealers N/A CIK Number 0001612238 Filed Document 0001612602-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund