Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Scaled Agile, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $650,198 Associated Brokers / Dealers N/A CIK Number 0001550179 Filed Document 0001550179-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Wireless Seismic, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001411017 Filed Document 0000950138-14-000538 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
MusicConnect LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001612798 Filed Document 0001612798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IRONSIDES CO-INVESTMENT FUND III, L.P. See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC CIK Number 0001572157 Filed Document 0001612602-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Applied Cavitation, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613273 Filed Document 0001613273-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised $24,510,123 Associated Brokers / Dealers Eddie Allen and William MacDonald CIK Number 0001135856 Filed Document 0001135856-14-000212 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Catholic Endowment Fund, LP See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611692 Filed Document 0001140361-14-028037 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREP Asia Private Investors, LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001612988 Filed Document 0001612988-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHEVRON PHILLIPS CHEMICAL CO LP See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137293 Filed Document 0001137293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Cannmedica Pharma Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $2,786,700 Associated Brokers / Dealers Bloom Burton & Co CIK Number 0001613176 Filed Document 0001104659-14-050964 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ProLink Solutions, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608048 Filed Document 0001608048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SilkRoad, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Piper Jaffray and Co. CIK Number 0001500879 Filed Document 0001393725-14-000112 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LANSDOWNE EUROPEAN LONG ONLY FEEDER FUND LTD. See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494514 Filed Document 0000919574-14-003965 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Emerging Markets Investors Co See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC, CIK Number 0001294923 Filed Document 0001612602-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hera Therapeutics Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001563355 Filed Document 0001563355-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Stelliam Offshore Fund II, Ltd. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597833 Filed Document 0001597833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CryoMedix, LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001608206 Filed Document 0001608206-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Kirlin Industries, LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $31,080,072 Associated Brokers / Dealers N/A CIK Number 0001611627 Filed Document 0000897069-14-000329 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
WellQuest of Tulsa, LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $66,476 Associated Brokers / Dealers None CIK Number 0001551807 Filed Document 0001551807-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Shields Flexible Bond Portfolio, a sub-fund of Plainview Funds plc See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Therese M. Hernandez, and Kirk C. Kashevaroff CIK Number 0001609114 Filed Document 0001140361-14-028997 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARK MULTI MANAGER FUND, L.P. See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006986 Filed Document 0001095449-14-000101 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontiir Pte. Ltd. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $410,000 Associated Brokers / Dealers N/A CIK Number 0001575519 Filed Document 0001575519-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business SINGAPORE Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WHOLE HOUSE GROUP LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001612647 Filed Document 0001612647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Triumfant, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001458324 Filed Document 0001458324-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Place at Saddle Creek Apartments, LLC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $7,050,000 Associated Brokers / Dealers N/A CIK Number 0001612750 Filed Document 0001612750-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Lazard Global Hexagon Fund, L.P. See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001580609 Filed Document 0000902664-14-003054 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised $15,729,558 Associated Brokers / Dealers Eddie Allen and William MacDonald CIK Number 0001135856 Filed Document 0001135856-14-000213 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Wheeler REIT, L.P. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $744,639 Associated Brokers / Dealers n/a CIK Number 0001563251 Filed Document 0001563251-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Accelerent KC, LC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001612604 Filed Document 0001612604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein U.S. Real Estate Partners II L.P. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612469 Filed Document 0001140361-14-028005 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Choremonster Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001583387 Filed Document 0001583387-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Great Falls Apartment, LLC See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers James M. O'Day CIK Number 0001611938 Filed Document 0001611938-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MONTANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NAVIGATOR INVESTORS L P See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000941679 Filed Document 0000941679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Caprock Oil, Inc. See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277998 Filed Document 0001354488-14-003596 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BREP Asia Private Investors Offshore, L.P. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001612955 Filed Document 0001612955-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rigquipment Finance, LLC See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603591 Filed Document 0001603591-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Bluff 2006 BCF Partnership, L.P. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401641 Filed Document 0001401641-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GABELLI GREEN LONG/SHORT FUND, L.P. See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496219 Filed Document 0000919574-14-003964 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saber Es Poder, Inc See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised $3,843,495 Associated Brokers / Dealers N/A CIK Number 0001451466 Filed Document 0001451466-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SIMBA ENERGY INC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $32,313,909 Associated Brokers / Dealers N/A CIK Number 0001613144 Filed Document 0001613144-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
JIMMYASH LLC See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001453696 Filed Document 0001453696-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
New Mountain Partners IV, L.P. See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised $4,000,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Goldman, Sachs & Co. CIK Number 0001569503 Filed Document 0001569503-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Institutional Real Return Bond Fund, Ltd. See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001449783 Filed Document 0001612602-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hulafrog Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001541130 Filed Document 0001541130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
SecondOpinionExpert, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612129 Filed Document 0001612129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SOFTWARE TECHNOLOGY INC See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001211591 Filed Document 0001211591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Melvin Brewing Co See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607120 Filed Document 0001607120-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Harvest Labs, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $200,040 Associated Brokers / Dealers N/A CIK Number 0001613372 Filed Document 0001613372-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hayward DuPont, LC See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001613193 Filed Document 0001613193-14-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
STANPHYL CAPITAL PARTNERS LP See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520190 Filed Document 0001520190-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund