Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TELIK INC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $5,185,000 Associated Brokers / Dealers N/A CIK Number 0001109196 Filed Document 0001109196-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eastern Air Lines Group, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001613265 Filed Document 0001613265-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OCEANWOOD OPPORTUNITIES FUND LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461024 Filed Document 0001461024-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THARP ACQUISITION CO., LP See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612857 Filed Document 0001612857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Net2.TV, Ltd. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $7,787,427 Associated Brokers / Dealers N/A CIK Number 0001554035 Filed Document 0001554035-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tan Partners, LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611389 Filed Document 0001611389-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
CryoMedix, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001608206 Filed Document 0001608206-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Marylebone Lane Fund LP See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612606 Filed Document 0000902664-14-003072 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coolhouse Labs Fund I, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001580112 Filed Document 0001580112-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
CARMANAH TECHNOLOGIES CORP See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $6,920,810 Associated Brokers / Dealers N/A CIK Number 0001085105 Filed Document 0001140361-14-028410 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard International Strategic Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525576 Filed Document 0001525576-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skyline Innovations, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001553291 Filed Document 0001553291-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Rare Metals Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $43,875 Associated Brokers / Dealers N/A CIK Number 0001362898 Filed Document 0001140361-14-028174 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ePar, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001518923 Filed Document 0001518923-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
Cuca Fresca Exports, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612019 Filed Document 0001612019-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brickman Parent L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $206,635,029 Associated Brokers / Dealers N/A CIK Number 0001612646 Filed Document 0001612646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Other
WHITE SQUARE CHEMICAL, INC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564365 Filed Document 0001564365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EVEN STEVENS SANDWICHES LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001587033 Filed Document 0001587033-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Point Credit US LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581108 Filed Document 0000945621-14-000193 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Panda Power Fund II B, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Beacon Hill Financial Corporation CIK Number 0001581418 Filed Document 0001140361-14-028116 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRIMES INDUSTRIAL PARK II, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001611635 Filed Document 0001362118-14-000103 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Polygon European Equity Opportunity Fund L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491162 Filed Document 0001315863-14-000447 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Premience Energy, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $25,910,685 Associated Brokers / Dealers N/A CIK Number 0001613729 Filed Document 0001613729-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TPG Biotech Equity IV, L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611985 Filed Document 0001611985-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OCEANWOOD OPPORTUNITES FUND See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461025 Filed Document 0001461024-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spacebar, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001610759 Filed Document 0001610759-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHWEST NANOTECHNOLOGIES INC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001458989 Filed Document 0001458989-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
Standard Partners, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593097 Filed Document 0001593097-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Orbotix, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $996,670 Associated Brokers / Dealers N/A CIK Number 0001503887 Filed Document 0001503887-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Aminex Therapeutics, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001613386 Filed Document 0001613386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Wordstream, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $9,000,002 Associated Brokers / Dealers N/A CIK Number 0001492059 Filed Document 0001492059-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
American Bonanza Gold Corp. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $396,216 Associated Brokers / Dealers N/A CIK Number 0001072019 Filed Document 0001183740-14-000210 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fin & Field, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001610232 Filed Document 0001610232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Equity
BoostSuite Corp See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001613289 Filed Document 0001613289-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
Lariat Partners Fund I PV, LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $50,703,494 Associated Brokers / Dealers N/A CIK Number 0001591829 Filed Document 0001140361-14-028363 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMC METALS CORP. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $344,572 Associated Brokers / Dealers N/A CIK Number 0001408146 Filed Document 0001408146-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Pine River FUND LTD See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450317 Filed Document 0001450317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkyStem LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613406 Filed Document 0001188112-14-001250 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
InfoGPSNetworks, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001612341 Filed Document 0001140361-14-028147 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Gresham Inflation Strategies, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510939 Filed Document 0001510939-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloudian Holdings Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001597765 Filed Document 0001597765-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Causam Energy, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001592042 Filed Document 0001592042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Avalon Battery Corp See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $4,500,360 Associated Brokers / Dealers N/A CIK Number 0001613269 Filed Document 0001613269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BioAtla,LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $3,110,000 Associated Brokers / Dealers N/A CIK Number 0001614452 Filed Document 0001614452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BINARY CAPITAL FUND I, L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613094 Filed Document 0001613094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquifer All Weather Fund, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546350 Filed Document 0001546350-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Driehaus Domestic High Yield Fund, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580783 Filed Document 0001580783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERNORTH CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456771 Filed Document 0001456771-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Capital Network, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580513 Filed Document 0001580513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Full Sea Market, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001612898 Filed Document 0001612898-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity