Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tioga Hotel Suites, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001591741 Filed Document 0001591741-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Station X Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001509408 Filed Document 0001509408-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hanover Portfolio Acquisitions, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001528172 Filed Document 0001469709-13-000653 Exclusions or Exemptions 506c Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MVB FINANCIAL CORP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MICHAEL JOSEPH COIRO and ROBERT EDWARD POWELL CIK Number 0001277902 Filed Document 0001277902-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WEST VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Johnny Kyger Golf LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001590720 Filed Document 0001590720-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
SI Arlington Heights Memory, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $3,061,500 Associated Brokers / Dealers N/A CIK Number 0001591841 Filed Document 0001591841-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Craft3 See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001573708 Filed Document 0001573708-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BluBox Energy, Inc. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $968,111 Associated Brokers / Dealers N/A CIK Number 0001573798 Filed Document 0001573798-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Foresight Biotherapeutics, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001526947 Filed Document 0001526947-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Signal Point Holdings Corp. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $10,540,000 Associated Brokers / Dealers N/A CIK Number 0001560351 Filed Document 0001560351-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Craft3 See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001573708 Filed Document 0001573708-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ByUs, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001591844 Filed Document 0001591844-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Natural Gas Energy Fund, Ltd. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588353 Filed Document 0001144204-13-061596 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
European Real Estate Debt Fund II L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $641,800,000 Associated Brokers / Dealers Evercore Group LLC CIK Number 0001591075 Filed Document 0001591075-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Natural Gas Energy Fund, LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588352 Filed Document 0001144204-13-061677 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eaton Vance Floating Rate Completion Fund LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001590645 Filed Document 0000940394-13-001304 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
European Real Estate Debt Fund II (Feeder) L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $641,800,000 Associated Brokers / Dealers Evercore Group LLC CIK Number 0001591142 Filed Document 0001591142-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AL-Memoir-Fund, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001591547 Filed Document 0001591547-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FMP Real Estate Two, L.P. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001588499 Filed Document 0001588499-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SRA I LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alexander Capital, L.P. CIK Number 0001590382 Filed Document 0001590382-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Phizzle Inc See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001343322 Filed Document 0001343322-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bankwell Financial Group, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $6,197,500 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0001505732 Filed Document 0001505732-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OneWall Global (US) Fund LP See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533093 Filed Document 0000902664-13-003636 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIM-NewsBreak-2013 LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591531 Filed Document 0001591531-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Occasio Growth Fund I, L.P. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001591687 Filed Document 0001591687-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
212 Funding, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571758 Filed Document 0001571758-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
White Wolf Capital Investment Partners II, LLC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $3,175,000 Associated Brokers / Dealers N/A CIK Number 0001591374 Filed Document 0001591374-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SARA CREEK GOLD CORP. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001415286 Filed Document 0001214659-13-006289 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Yannix Fund Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities, Inc. CIK Number 0001534304 Filed Document 0000902664-13-003607 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One William Street Capital Offshore Fund, Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001442189 Filed Document 0000902664-13-003601 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bellaire-Oakland LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001591332 Filed Document 0001019687-13-004155 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3VR Security Inc See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001350856 Filed Document 0001350856-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
REGI U S INC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $65,150 Associated Brokers / Dealers N/A CIK Number 0000922330 Filed Document 0001432453-14-000037 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CTA Choice Fund LLC - CTA Choice ELL See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591514 Filed Document 0001591514-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ijenti, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001591477 Filed Document 0001591477-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TEDNOLOGIES, INC. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001591277 Filed Document 0001591277-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALASKA Revenue or Assets $No Revenues Type of Security Equity
HDS INTERNATIONAL CORP. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $32,500 Associated Brokers / Dealers N/A CIK Number 0001454742 Filed Document 0001002014-13-000508 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Debt
inno360, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $4,125,000 Associated Brokers / Dealers Spencer Trask Ventures, Inc. CIK Number 0001509196 Filed Document 0001509196-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Balance Sheet Company, LLC See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001589758 Filed Document 0001589758-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Newscrafted L.L.C. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Broadmark Capital LLC CIK Number 0001572418 Filed Document 0001572418-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quantum Success Strategies, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001591888 Filed Document 0001079973-13-000665 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Murvin & Meier Oil Co See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001328334 Filed Document 0001328334-13-000008 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Mineral Property
ScripsAmerica, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,218,000 Associated Brokers / Dealers Equity Capital Investments Inc. CIK Number 0001521476 Filed Document 0001019687-13-004140 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hangover Joe's Holding Corp See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Second Market HQ CIK Number 0001388132 Filed Document 0001079973-13-000681 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DLS Financial, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers Jerry Dempsey, Ernie Smith, and John Lord CIK Number 0001498161 Filed Document 0001498161-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Reign Development Group, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Reign Development Group CIK Number 0001570092 Filed Document 0001570092-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
AAISL Development LP See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers David G. McNitt CIK Number 0001591076 Filed Document 0001591076-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Reign Development Group, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Reign Development Group CIK Number 0001570092 Filed Document 0001570092-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Launderette Cafe LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001590999 Filed Document 0001590999-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
American Homeowner Preservation, LLC, Series 2013C See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589687 Filed Document 0001589687-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund