Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Putnam Healthcare Long/Short Fund, LP See All Filings	D/A	2017-07-21 08:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554189 Filed Document 0001554189-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 08:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Select U.S. Equity Fund, LP See All Filings	D/A	2017-07-21 08:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001580486 Filed Document 0001580486-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 08:03:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Home Bancorp, Inc. See All Filings	D/A	2017-07-21 07:40:40 UTC
Amount To Be Raised $9,606,225 Associated Brokers / Dealers Skyway Capital Markets, LLC and Donnelly Penman & Partners CIK Number 0001708552 Filed Document 0001708552-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-21 07:40:40 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-07-21 07:08:58 UTC
Amount To Be Raised $1,209,072 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-17-000250 Exclusions or Exemptions 506b Accepted Date 2017-07-21 07:08:58 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Selwood AM Credit Fund LP See All Filings	D/A	2017-07-21 06:41:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680281 Filed Document 0000902664-17-003019 Exclusions or Exemptions 506b Accepted Date 2017-07-21 06:41:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Square Global (US) Fund LP See All Filings	D/A	2017-07-21 06:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680032 Filed Document 0000902664-17-003018 Exclusions or Exemptions 506b Accepted Date 2017-07-21 06:11:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neurohacker Collective, LLC See All Filings	C/A	2017-07-20 21:31:33 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001707359 Filed Document 0001670254-17-000199 Accepted Date 2017-07-20 21:31:33 UTC Type of Offering C/A Security Offered Amount 250,000 Security Offered Type Other State CALIFORNIA
Prime Storage Fund II (Cayman), LP See All Filings	D	2017-07-20 21:11:55 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Champlain Advisors, LLC CIK Number 0001709079 Filed Document 0001709079-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 21:11:55 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Golden Leaf Holdings Ltd See All Filings	D	2017-07-20 20:56:10 UTC
Amount To Be Raised $17,284,352 Associated Brokers / Dealers N/A CIK Number 0001709200 Filed Document 0001709200-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 20:56:10 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Storage Fund II IDF, LP See All Filings	D	2017-07-20 20:47:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Champlain Advisor, LLC CIK Number 0001712259 Filed Document 0001712259-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 20:47:09 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BTC Africa S.A. See All Filings	D	2017-07-20 20:29:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617338 Filed Document 0001617338-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-20 20:29:57 UTC Type of Offering D Industry Other Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Nutripy, Inc. See All Filings	C	2017-07-20 20:08:59 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $100,000 CIK Number 0001701787 Filed Document 0001665160-17-000283 Accepted Date 2017-07-20 20:08:59 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Common Stock State CALIFORNIA
N. Ocean Capital 3565, LLC See All Filings	D	2017-07-20 20:00:10 UTC
Amount To Be Raised $2,420,000 Associated Brokers / Dealers N/A CIK Number 0001712394 Filed Document 0001712394-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-20 20:00:10 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Orca Gold Inc. See All Filings	D	2017-07-20 19:57:59 UTC
Amount To Be Raised $11,724,000 Associated Brokers / Dealers Phenom Ventures LLC and Sprott Global Resource Investments, Ltd. CIK Number 0001690349 Filed Document 0000950172-17-000065 Exclusions or Exemptions 506b Accepted Date 2017-07-20 19:57:59 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Shibumi LLC See All Filings	D	2017-07-20 19:56:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001586250 Filed Document 0001586250-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-20 19:56:56 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
N. Ocean Capital 2929, LLC See All Filings	D	2017-07-20 19:54:12 UTC
Amount To Be Raised $2,440,000 Associated Brokers / Dealers N/A CIK Number 0001712392 Filed Document 0001712392-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-20 19:54:12 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Limelight Health, Inc. See All Filings	D	2017-07-20 19:36:52 UTC
Amount To Be Raised $7,601,331 Associated Brokers / Dealers N/A CIK Number 0001616491 Filed Document 0001616491-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 19:36:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sativa Holdings, LLC. See All Filings	D	2017-07-20 19:23:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712396 Filed Document 0001712396-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-20 19:23:42 UTC Type of Offering D Industry Investing Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Catalyst Cuisine, Inc. See All Filings	D	2017-07-20 19:17:00 UTC
Amount To Be Raised $149,999 Associated Brokers / Dealers N/A CIK Number 0001712464 Filed Document 0001712464-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 19:17:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ultivue, Inc. See All Filings	D	2017-07-20 19:06:09 UTC
Amount To Be Raised $13,999,997 Associated Brokers / Dealers N/A CIK Number 0001651511 Filed Document 0001651511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 19:06:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE JAY HEALTH SCIENCES FUND, L.P. See All Filings	D/A	2017-07-20 19:04:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co., Inc. CIK Number 0001583750 Filed Document 0001209191-17-045859 Exclusions or Exemptions 506b Accepted Date 2017-07-20 19:04:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE JAY HEALTH SCIENCES FUND, LTD. See All Filings	D/A	2017-07-20 19:01:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co., Inc. CIK Number 0001583762 Filed Document 0001209191-17-045858 Exclusions or Exemptions 506b Accepted Date 2017-07-20 19:01:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCM ST, LLC See All Filings	D/A	2017-07-20 18:51:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706804 Filed Document 0001140361-17-028336 Exclusions or Exemptions 506b Accepted Date 2017-07-20 18:51:28 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
STIRLING PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP See All Filings	D/A	2017-07-20 18:49:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001346292 Filed Document 0000935836-17-000369 Exclusions or Exemptions 506b Accepted Date 2017-07-20 18:49:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snyder Small Cap Value Fund, L.P. See All Filings	D/A	2017-07-20 18:49:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543982 Filed Document 0000935836-17-000368 Exclusions or Exemptions 506b Accepted Date 2017-07-20 18:49:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucena Capital LLC See All Filings	D	2017-07-20 18:44:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712235 Filed Document 0001712235-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 18:44:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castellan Real Estate Income Fund II LP See All Filings	D	2017-07-20 18:27:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Saxony Securities Inc., Pickwick Capital Partners LLC, Wunderlich Securities, Inc., and MD Global Partners, LLC CIK Number 0001696851 Filed Document 0001696851-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-07-20 18:27:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
THIRD POINT ULTRA LTD See All Filings	D/A	2017-07-20 18:27:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Union Bancaire Privee, UBP SA and Raymond James & Associates, Inc. CIK Number 0001341762 Filed Document 0001341762-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 18:27:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Petro Waste Partners, LP See All Filings	D	2017-07-20 18:01:32 UTC
Amount To Be Raised $4,394,239 Associated Brokers / Dealers N/A CIK Number 0001547337 Filed Document 0001547337-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 18:01:32 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
First Impression Iron Works, Inc. See All Filings	D	2017-07-20 17:49:08 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001712097 Filed Document 0001712097-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:49:08 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
REVEL VENTURE FUND II, LP See All Filings	D/A	2017-07-20 17:47:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001680331 Filed Document 0001680331-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:47:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pacific Grove Opportunities International I LP See All Filings	D	2017-07-20 17:36:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712447 Filed Document 0000935836-17-000365 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:36:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARITIME LITHOTRIPSY LLC See All Filings	D	2017-07-20 17:32:48 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001327633 Filed Document 0001327633-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:32:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PICO CO-INVESTMENTS III-A, LLC See All Filings	D	2017-07-20 17:29:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712445 Filed Document 0001213900-17-007789 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:29:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PICO CO-INVESTMENTS III, LLC See All Filings	D	2017-07-20 17:28:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712423 Filed Document 0001213900-17-007786 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:28:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TN HoldCo, Inc. See All Filings	D	2017-07-20 17:21:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712373 Filed Document 0001712373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:21:19 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
400 Capital RA Holdings Metric Fund LP See All Filings	D/A	2017-07-20 17:20:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649567 Filed Document 0001315863-17-000587 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:20:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steadview Capital Fund Ltd. See All Filings	D	2017-07-20 17:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711282 Filed Document 0000943663-17-000192 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:20:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tamara Mellon Brand, Inc. See All Filings	D	2017-07-20 17:20:01 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001667716 Filed Document 0001667716-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:20:01 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEXEON MEDSYSTEMS INC See All Filings	D/A	2017-07-20 17:19:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001416172 Filed Document 0001076542-17-000062 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:19:12 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
FX Aviation MRO Fund, LLC See All Filings	D	2017-07-20 16:59:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001712256 Filed Document 0001712256-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:59:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Denver MSA Multifamily II DST See All Filings	D	2017-07-20 16:58:43 UTC
Amount To Be Raised $53,962,913 Associated Brokers / Dealers WealthForge Securities LLC, Cambridge Investment Research, Inc, Kovack Securities, Inc, Concorde Investment Services, LLC, DFPG Investments, Inc, and Concorde Investment Services LLC CIK Number 0001710485 Filed Document 0001703605-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:58:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ardmore Water's Edge, LLC See All Filings	D	2017-07-20 16:58:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001712470 Filed Document 0001712470-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:58:27 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Primary Kids, Inc. See All Filings	D	2017-07-20 16:57:35 UTC
Amount To Be Raised $3,940,872 Associated Brokers / Dealers N/A CIK Number 0001654474 Filed Document 0001654474-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:57:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PEARL ENERGY INVESTMENTS II, L.P. See All Filings	D	2017-07-20 16:54:14 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001708247 Filed Document 0001708247-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:54:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Commerce Bank & Trust Holding Co See All Filings	D	2017-07-20 16:54:02 UTC
Amount To Be Raised $18,410,000 Associated Brokers / Dealers N/A CIK Number 0001496126 Filed Document 0001496126-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:54:02 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Kinderhook Bank Corp. See All Filings	1-A/A	2017-07-20 16:51:59 UTC
Amount To Be Raised $16,245,183 Associated Brokers / Dealers N/A CIK Number 0001025991 Filed Document 0001571049-17-006838 Accepted Date 2017-07-20 16:51:59 UTC Type of Offering 1-A/A Industry NATIONAL COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets -$1 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Pacific Private Money Fund I, LLC See All Filings	D/A	2017-07-20 16:51:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001581800 Filed Document 0001581800-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-07-20 16:51:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
hc1.com Inc. See All Filings	D/A	2017-07-20 16:50:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001132442 Filed Document 0001132442-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:50:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Nxt-ID, Inc. See All Filings	D	2017-07-20 16:49:45 UTC
Amount To Be Raised $0 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001566826 Filed Document 0001213900-17-007772 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:49:45 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity